THE POTENTIAL OF EARLY NEUTRAL EVALUATION FOR SOLVING INTELLECTUAL PROPERTY CASES By- Mitali Sood & Shivani P.S.
THE POTENTIAL OF EARLY NEUTRAL EVALUATION FOR SOLVING
INTELLECTUAL PROPERTY CASES
Authored By- Mitali Sood & Shivani P.S.
I. INTRODUCTION
The increase in international
transactions worldwide has also increased the likelihood of cross-border
intellectual property (IP) disputes. The economic crisis is incentivising
parties to seek more efficient and cost-effective alternatives to court action,
making Alternative Dispute Resolution (ADR) an increasingly appealing option.
Though ADR methods like Early Neutral Evaluation (ENE) are evolving, more
information is needed regarding their viability in resolving Intellectual
Property disputes. ENE has been utilised effectively for a variety of legal
issues, and it may be particularly well adapted to IP disputes.
IP has become a vital discipline
worldwide with the development in nearly every industry, and as a result, a
fair amount of dispute arises from it too. ADR mechanisms provide aid in
delivering prompt justice for the enforcement of intellectual property as
opposed to litigation. ENE mechanism was first conceived in the United States
District Court for the Northern District of California. Intellectual property disputes are the most
frequent civil matters that are settled by ENE in that court.[1]
IP disputes are of technical nature
and include complex issues of copyright, patents and trademarks, which require
specialised knowledge of the subject matter. It has become a common option for
dispute settlement due to ENE's advantageous nature in amicably and
consensually resolving IP issues between parties involved. Due to its
structure, ENE is highly suitable for IPR cases because of its mediational and non-adversarial
tendency, along with the expert's skills and impartiality in enabling the
parties to seek a mutually agreeable solution. ENE is an important tool for IP
conflict resolution, according to the World Intellectual Property Organization
(WIPO), which works to promote both intellectual property rights and ADR. ENE's
potential for resolving intellectual property rights conflicts is proven to be
reasonable, provided the procedure is applied appropriately in its fundamental
essence.
II.
EARLY NEUTRAL EVALUATION - MEANING
AND PROCEDURE
Alternative Dispute Resolution is a
broad word that covers a variety of out-of-court strategies for resolving
disputes between parties. It functions as a modern method of quickly and
amicably resolving disputes between parties. ADR has recently gained popularity
and is increasingly preferable to conventional court litigation. ADR is
especially suitable and viable for resolving intellectual property disputes for
several reasons, including speedy and efficient dispute settlement,
cost-effectiveness, innovative and interest-oriented results, control over the
process and outcome, and confidentiality. ADR is exceptionally beneficial in
resolving intellectual property disputes among the parties involved because of
its above-mentioned lucrative properties. Early Neutral Evaluation was, in its
inception, a trial programme for faster dispute settlement run by the Northern
District of California Federal Court in 1985.[2]
The Northern District judges' aim to reduce the cost and stress of litigation
for clients served as the driving force for the creation of ENE. They thought
the best way to accomplish this was to have a third party enter the case early
on to bring in some "intellectual discipline, common sense, and more
direct communication."[3]
ENE
is a confidential process where a neutral third person, also called the
‘Neutral’ with the expertise of the dispute's subject matter, hears condensed
arguments from each side on their claims, defences, and anticipated court
outcomes. The neutral then
offers a non-binding evaluation of how the case is likely to be resolved or how
the disputed issues will likely turn out in court.
An ENE session is intended to occur
fairly early in the pretrial phase so that litigants may use it to reduce the
gap between litigation transaction costs and case value as well as to build the
most narrowly focused and efficient case development strategy. It frequently
requires the parties to agree to retain an experienced lawyer or qualified
expert to review the evidence and draw a conclusion about the case's overall
result or a specific issue, possibly after considering oral or written
arguments, submissions, evidence, and testimony.[4]
Early Neutral Evaluation is both an advisory and an evaluative form of
dispute resolution.
Early
Neutral Evaluation is a reasonably adaptable method. The parties can also
decide the stages present in the process to be undertaken. The following steps
are quite often included in the ENE procedure:
(a)
Appointment of evaluator: The first and most important procedure is the
selection of an
evaluator. The designated neutral must have highly specialised knowledge and
skill in the area at hand. This improves the efficiency and dependability of
the evaluation process. Fairness, impartiality, and the ability to assess
conditions and facts are additional requirements that should be followed when
choosing a neutral evaluator. The number
of evaluators to be part of the proceedings is entirely up to the party's discretion.
(b) Submission
of written statement: The parties are expected to provide a written
statement outlining the
facts and issues from their standpoint before the Neutral’s review process
begins. Before the ENE session, the parties provide their statements of claim
and defence to the Neutral and one another. Such statements ought to include a
synopsis of the factual and legal grounds on which each party feels it is
entitled to a judgement or an award in its favour. This helps the assessor
comprehend both sides' points of view. The parties choose the day, date, and
location at which the procedures will begin simultaneously.
(c) Arguments: Following the evaluator's introductory
comments, the parties begin with their arguments in the next phase. They present the matter from
their perspective, outlining any pertinent concerns as well as the relief they
hope to achieve from the proceedings. This stage is crucial because it informs
the parties about the opposing side's viewpoint. Additionally, it resolves any
misunderstandings between the parties to the conflict. The evaluator might use
it to determine the material issues in the disagreement. The proceedings are
entirely confidential and secretive.
(d)
The decision by the Neutral: The evaluator's judgement is the last phase in the
process. The evaluator will offer his assessment of each issue in the dispute
before suggesting areas where the parties can talk and reach a settlement. If
the parties want to take the dispute to court, the evaluator also discusses the
potential outcomes of the case. It should be remembered that the disputants are
not required to abide by the judgement and assessment of the Neutral. The
opportunity to use ENE commonly arises when the parties to a contract must
settle any issues under the contract. The parties may opt to employ ENE as a
dispute resolution mechanism in their contract to settle disputes. ENE may be
chosen as the process for resolving individual disputes or all disputes arising
out of a contract.
III.
INTELLECTUAL PROPERTY RIGHTS
Intellectual property rights are
the rights granted to persons over the
products of their minds.[5] The WIPO defines Intellectual Property as
the ? “creations of the mind: inventions, literary and artistic works, and
symbols, names, images, and designs used in commerce”.[6] Typically, they usually grant the creator an
exclusive right over the use of his/her work for a certain period of time.
Intellectual property is generally classified into two main categories of
copyright and related rights; and industrial property which consists of either
distinctive signs such as trademarks and Geographical Indications, and those
properties such as patents, industrial designs and trade secrets that are
intended to stimulate innovation, design and creation of technology. Intellectual
Property can be possessed, gifted, purchased, or sold. Its intangibility and
non-exhaustibility are defining characteristics that set it apart from other
forms.[7] They are
intangible assets whose value derives from the owner's exclusive use and licensing
rights. Due to their economic value, they have become one of the most valuable
commodities on the market today.
Intellectual property is an area of
law where irreparable harm can occur if disputes are bogged down in lengthy
litigation. One issue that pertains with respect to disputes of Intellectual
Property at an international level is the myriad conceptual differences in the
way the different countries view such rights. Domestic laws provide their own
protection regimes based on their perspectives. Until the Trade-Related Aspects
of Intellectual Property Rights (the TRIPS Agreement) came into force, it was
highly difficult to gain uniformity at a pan-national level. Some nations view
intellectual property as a tool used by industrialised nations to control less
developed nations.[8]
Prior to the enactment of the TRIPS
Agreement, the states, at the international level were divergent in their
approaches to this field. The domestic laws that protected intellectual
property were frequently inconsistent with international norms. The TRIPS
Agreement, one of the agreements resulting from the Uruguay Round, was ratified
at the ministerial meeting in Marrakesh, Morocco, in April 1994, and entered
into force on January 1, 1995, as part of the WTO Agreement.[9] The TRIPS
Agreement is regarded as a comprehensive new framework delineating intellectual
property protection standards, and it largely addresses intellectual property
protection in trade-related industries.[10] The TRIPS Agreement has the distinction of being
the first global agreement to cover all forms of intellectual property and to
contain a vast array of substantive provisions.[11]
Features of IPR
(a) Intangible property:
Intellectual property is distinguished from other categories of property primarily by its intangibility.[12]
Intellectual property does not protect the created physical object, but it does
protect the conceptual development behind the physical object. Intellectual
property, unlike land or a vehicle, has no inherent material existence.
(b) Rights & duties: Intellectual property gives birth to both
ownership rights and duties. He has the exclusive right to reproduce, duplicate, and market the work. IP
defines the use of an asset under the owner's control; it delineates what is
"in" and "out" of the owner's IP sphere. The proprietor
retains residual rights over untransferred aspects of the right.
(c) IP is good against the world: There is
no requirement for a prior contract or other legal connection to impose a duty on third
parties to respect the right.
(d) The enactment of a statute: Under the
laws applicable, IPRs are statutory rights. Proposals, technical solutions, or any other
information provided in a legal manner and, in some instances, subject to
registration safeguard the right holder.
(e) Territoriality: The
territorial scope of intellectual property rules is predominantly regional and only applies where necessary.
The international IP laws are not uniform, despite the fact that the TRIPS
agreement sets a minimum standard for each country's local legislation.[13]
(f) Subject to public policy: They are
exposed to the profound incarnation[14] of
public policy. IP
attempts to preserve and reconcile two competing interests. Customers endeavour
to utilise works with little difficulty, but the owners of intellectual
property must also be compensated fairly.
IV.
ALTERNATIVE DISPUTES RESOLUTION IN
INTELLECTUAL PROPERTY DISPUTES
ADR
has become increasingly used for IP disputes over the years as its certain
features make it beneficial for use in IP Disputes. The trend of increasing
access to ADR in intellectual property disputes now provides for a more
efficient and economical resolution of these disputes. Intellectual property
issues frequently entail technical knowledge by nature. Intellectual property
fields, like patents, can include legal and technological challenges that
judges seldom examine, making them uninformed about them. Using ENE with
experts who have expertise in the technical area in question will save time and
effort and likely result in more fair outcomes.
The
nature of international issues lends itself to clashes due to diversity in
legal systems and judicial procedures. Additionally, international intellectual
property conflicts sometimes include countries with wildly differing views on
what constitutes intellectual property and how much protection it should
receive.
Determining
IP disputes often requires a higher degree of discipline-specific technical
knowledge. For instance, concerning patent disputes, questions such as novelty
and nonobviousness require knowledge of the relevant field of technology.[15]
The
use of ADR in intellectual property disputes also alleviates the burden that
Courts face due to the lack of facilities and the sheer number of cases before
them.
V. ADVANTAGES OF ENE IN IPR
DISPUTES
(a) Neutrality: Neutrality: This "neutral" evaluation differs
qualitatively from the client's attorney's understanding of the dispute for
several very significant reasons. First, there is no ongoing representation or
counsel for the neutral in that issue (e.g., continuing fees). Instead, the
neutral quickly completes the specific task without any hope of finding
long-term employment. The analysis is completely honest because there is no
economic conflict. In order for the parties to be aware of the independent
assessment of the merits of their case, the evaluator acts as a neutral third
party to determine the strengths and weaknesses of each of the parties and
discusses the same with them individually or in caucuses.
(b) Confidentiality: The ENE expands the study by including factual and
legal evaluations as well, making the whole process much more thorough. An ENE
may be regarded as a client communication or work product of an attorney. The
procedure is private and neither party may use it against the other. No award
or result is submitted. It is decided by the evaluator on the basis of
submitted evidence and in any case the decision is not agreed upon by the
party, the case is remanded to the court without explanation, unlike in
mediation. As a result, even if the neutral isn't the client's lawyer in the
dispute, the ENE can still be kept private.
(c) Multi-Action remedies: It promotes, with the consent of the
parties, multi-action remedies. The ADR process is a multi-step approach to the
resolution of disputes with its own procedures. In addition, it provides
economic justice, social justice, and an awareness of the interpersonal
relationships between parties.
(d) Speedy solutions: The ENE procedure's main advantage is that it is
reasonably rapid and, if successful, can prevent protracted litigation. A third
party's evaluation of the parties' claims has the potential to either restrict
the scope of the conflict or help the parties reach an agreement. ENE typically works best early on in a
dispute when impartial advice regarding the advantages and disadvantages of a
viewpoint may help to facilitate a settlement.[16]
However, in other circumstances, ENE may be more fruitful following some
discovery to further develop the issues. When a party cannot afford a delay or
wants to encourage a continuing, well-suited for intellectual property
disputes, they can benefit from ENE.
(e) Simplicity of the process: ENE also focuses on the procedure of law
rather than the interests of the parties, and it is not a process of discussion
leading to a negotiated settlement.[17]
In contrast to arbitration, the ENE procedure does not involve testimony or an
oath, making it distinct and straightforward.
(f) Party
autonomy: ENE aims at promoting
resolution and curtailing the escalation of hostilities and offers resource
conservation, secrecy, the control of method selection and adjustment and impartiality.
Another prominent reason for choosing ADR is that most ADR systems can either
be tailored or adapted to suit the special needs of the participants.
ENE can assist the
parties in making informed decisions regarding how to proceed with the case or
negotiate a settlement. It provides the parties with a non-binding assessment
of the situation conducted by an impartial, knowledgeable, and objective
assessor. This evaluation could serve as a wake-up call for one party or both.
It's especially advantageous if one of the attorneys is inexperienced and the
attorneys' opinions of the case diverge greatly. It can be beneficial when a
client requires a second opinion from a legal professional other than their
own. Frequently, the client does not believe the attorney's analysis of the
case's flaws, or the attorney has painted an overly optimistic image of the
case. In any event, the review's findings may assist the parties in making more
informed decisions, such as at what juncture or under what conditions to end
the litigation.
(h) Encouragement to Settle: IP matters are undoubtedly stressful,
especially when they involve issues with one's intelligence. If ENE is
effective, there may not be a need to continue with the legal process, which
could save time, money, and stress. Early neutral evaluation can result in an
agreement considerably more quickly than it would take to resolve the issues in
a case before a judge, and for these reasons, it is encouraged that
disagreements be resolved swiftly and successfully.
(i) Effectivity: A neutral third-party evaluator can provide
much-needed clarity regarding what each party values. By facilitating a greater
understanding of each party's priorities, ENE can facilitate an effective
agreement.[18]
(j) Voluntary: Early Neutral Evaluation is successful in large part
because it is voluntary. This process is optional, and its conclusions are not
legally binding. This means that neither party is obligated to reach a
settlement at the end of ENE if neither is willing to do so. ENE frequently
helps the case become clearer. Due to the perspectives gained during ENE, even
if a settlement is not achieved, it is still simpler and quicker than the court
proceedings.
VI. WHAT ENE OFFERS WHICH OTHER ADR METHODS DO NOT?
Early
neutral evaluation is one of the many ADR mechanisms present today. But what
differentiates it from other forms of ADR is that it is particularly suited for
technical issues.
ENE
is often compared to mediation due to the similarity in the procedure, but they
differ a lot. In a mediation proceeding, a neutral and objective mediator helps
to facilitate a dispute resolution by finding common ground between the
parties, reaching a settlement and avoiding litigation.[19] In
addition, the mediator is not required
to have expertise in the subject matter, and neither is the mediator expected
to give advice or adjudicate. ENE provides parties with expert knowledge and
experience in their disputed subject matter. ENE provides opportunities for the
parties to explore their needs and interests without the threat of court. ENE differs from mediation because it
is overtly evaluative in character and typically calls for subject-matter
expertise. ENE is, therefore, beneficial in resolving IP conflicts.
Another ADR process is called
"Expert Determination," in which one or more experts are asked to
render a decision on a technical, scientific, or business-related problem
between the parties. It differs from ENE in that, unless the parties agree
otherwise, the expert's judgement is binding on all parties. For conflicts
involving technical issues, such as the estimation of intellectual property
assets, the interpretation of patent claims, and the scope of licensee rights,
expert determination is appropriate. Early neutral evaluation can be thought of
as a type of expert determination intended to ease early-stage negotiations
between the parties. The expert will evaluate the parties' dispute during this
process in order to determine the probable resolution and associated costs should
the matter go to court.[20] The
parties may be encouraged to continue negotiations to resolve the disagreement
by the neutral's non-binding assessment of their case.
VII. HOW TO INTRODUCE ENE IN INDIA?
ENE is still a very new form of ADR
procedure which is primarily unutilised in India. To tap into the potential of
ENE, especially in regard to IP disputes, the following are beneficial:
(a) Court Mandate
A successful ENE program can only be
provided through a partnership between the judiciary and the neutral
evaluators. ENE programs should be court-mandated or advised in certain types
of cases which are more technical in nature. This setup would arguably help in
lending credibility to the program, and further making the judiciary
responsible will ensure that the evaluators are appropriately trained and
accredited. Independent and experienced coordinators and neutrals with
knowledge of ENE processes are to be hired to run the program. Judiciary should
also maintain a standard of quality check for the Neutrals and impose
minimum qualification requirements on
them.
(b) World Intellectual Property Organisation
WIPO was founded in 1967 as a special
United Nation body with the mission of fostering global intellectual property
protection and creativity.[21] The WIPO
Arbitration and Mediation Center was established by WIPO in 1994. It acts as a
neutral, international dispute resolution provider, providing parties with
affordable and cost-effective ADR options to settle their intellectual property
issues outside of courts. ENE is offered as an ADR mechanism by WIPO. For private parties with IP
disputes, the WIPO Arbitration and Mediation Centre provides a mechanism for arbitration,
mediation, conciliation, expert determination and early neutral evaluation. The
Centre runs various arbitration and mediation proceedings by employing
competent evaluators/neutrals from around the world. The WIPO Arbitration
and Mediation Center is an essential institution for promoting ENE in India.
VIII. SCOPE OF ENE IN IPR:
The suitability of ENE in Copyright,
patent and trademark disputes is as follows:
(a) Copyright and ENE: The
question of whether a copyright has been violated is usually at the focal point of a copyright dispute.
A key issue in such a dispute is usually the question of whether the infringer
has unlawfully ?copied or derived his own work from a work protected by
copyright and involves weighing the evidence of the infringing party‘s access
to the original work and the degree of substantial similarity between the
particular expressions of the original work and the infringing party‘s work.
The scope and complexity of copyright cases are typically pretty limited and
they are not technically complex. Rarely do these situations necessitate
in-depth investigation or documentation. Since similarity is determined from
the viewpoint of the "ordinary observer," no specialised knowledge is
necessary or suitable for making decisions in these kinds of situations.[22] AAs a
result, these cases frequently lend themselves to ENE resolution, though not
necessarily more or less so than the majority of the comparatively simple
commercial disputes. Despite the fact that they involve more complex subject
matter, ENE may also be able to tackle conflicts involving the copying or
appropriation of computer software as well as other extremely technical
problems.[23] ENE
becomes a more intriguing method of settlement as parties recognize the
advantages of using a neutral assessor with a highly technical background and
capacity to comprehend the issue at hand. Additionally, ENE gives the parties
the chance to substantially improve the safeguarding of confidential
information such as trade secrets and other sensitive data during the actual
proceeding. As opposed to a trial, ENE allows the parties to decide for
themselves how much of such information shall or shall not be made public.[24] This
could potentially be considered an important feature in situations concerning
computer software, for instance, where upholding confidentiality is often of
the highest priority.
(b) Patent and ENE: Patent law serves mainly for steering the
legal system for technology. Since patent disputes entail a comprehension of technical expertise
relevant to the dispute at hand, the main challenge the Courts, particularly
the Indian Courts, encounter is with regard to expediting the trial of the
dispute in a cost-effective and timely manner. The specifics of temporary
restraining orders and the appeals relating to such orders have been the focal
point of every argument in the realm of patent law. A large number of countries
have supported the use of arbitration as a model for resolving patent disputes.
Neutrals in patent cases are frequently well-known law professionals who have
also worked with the disputed technology.[25]
For an effective administration of justice, closer ENE integration as a dispute
resolution tool in patent infringement lawsuits may be the way to go. A
resolution can be aided by a third party's objective evaluation of the claims
made by the parties, which prompts them to reconsider their positions and
modify their settlement offers. When they cannot afford to wait, parties can
profit from ENE, and this procedure is well suited for use in patent
litigation.[26] Today's
patent disputes mostly involve biotechnology, pharmaceuticals, computer
hardware, and software.[27] tThe
ability to choose a neutral evaluator with training adequate to comprehend the
subject matter at issue can prove to be a significant advantage.[28] The
potential to substantially limit the litigation's time, effort, intrusion, and
cost may be valued by both parties. The image of patent litigation as being
expensive is well-founded, and ENE enables parties to understand the advantages
and disadvantages of their case and to cut down on unnecessary expenses without
substantially depleting their budgets.
(c) Trademark and ENE: A
trademark is usually provided for ten years, and any legal disputes concerning it are decided by an
inter-partes adjudication process. After investing an immense sum of money on
everything from trademark research and development to registration, prolonged
litigation may prevent the rightful parties from using their trademarks
correctly and to their greatest advantage.[29]
Given this situation, Early Neutral Evaluation can undoubtedly offer the court
a suitable course of action. This demonstrates the importance of ENE in
balancing the interests of all stakeholders. In terms of time and money
conserved as well as the capacity to develop a solution that best serves the
interests of the parties, evaluating the advantages and disadvantages of the
parties' positions in the lawsuit has significant benefits. It additionally
serves to prevent the parties from adopting a "seek and destroy"
strategy that is only focused on conflict, which might quickly undermine any
chance of future collaboration. Even though trademark disagreements rarely
involve intricate scientific or technological issues, it is still essential to
have a thorough grasp of intricate legal requirements, consumer opinions and
surveys, and market data. As a result, disputing parties may opt to use ENE to
resolve their dispute. Before the majority of these disputes are taken to
court, ENE offers a number of distinct advantages that merit considering. The
solution to disadvantages posed by trademark litigation is ENE which helps
bring a private settlement, a closed-door negotiation, allowing the parties to
negotiate to have full knowledge of their weakness, strengths and the ulterior
motive or object to come up with amicable settlements and even innovative
solutions to the problems at hand. The participants' confidentiality and
privacy is safeguarded using this technique.
IX. INDIA’S APPROACH TO ENE FOR RESOLVING IP DISPUTES
In the case of Bawa Masala Co. v. Bawa
Masala Co. Pvt. Ltd. and Anr., where the main issues had already been resolved
through alternative conflict resolution procedures, the Delhi High Court issued
orders for the adoption of early neutral evaluation.[30] This case also demonstrates
the trend towards using ENE measures to settle IP conflicts that Indian courts
have begun to exhibit.[31]
Section 89 of the Indian Code of Civil Procedure, which states that a court may
submit a case for mediation, conciliation, or other forms of dispute resolution
if it finds elements of a settlement, can be used to interpret ENE.[32]
However, the Indian court hasn't used ENE as much as an ADR technique since
2007.
X. DRAWBACKS OF INCORPORATING ENE
IN IPR DISPUTES
Adopting ENE in IPR has some
disadvantages, such as the following:
(a) Estimation: Estimating the
chances of success is also problematic because at the time the agreement is
signed, validity and scope have seldom been the subjects of comprehensive study
or evidentiary development and until a specific disagreement's specifics are
known, the neutral’s evaluation of the conflict may be seen as being outside
the domain of meaningful prediction
(b) One-sided: In the sense that ENE may prove to
be potentially one-sided because if the assessment is favorable to one party,
that party may become more adamant in maintaining its position and obstructing
or increasing its demands during settlement talks.
(c)
Hindrance on dispute related to issues of fact: When it is possible that the evaluator won't
hear all of the factual witness testimony that would be heard at a trial, it
might be detrimental to situations having significant, complicated factual
disagreements. If sophisticated technical or factual inquiries cannot be
reduced to a single problem, they may be too brief and casual to be addressed.
(d)
Exclusion of judge: The judge
conducting the assessment might not be permitted to
participate in later proceedings if ENE is carried out by the court unless all
parties agree. ENE can thus be used strategically to bar a particular judge
from hearing the case.
(e)
Non-binding: Because the
neutral's assessment is not legally enforceable and parties are free
to disregard an opinion they disagree with, there is a risk that the
disagreements between the parties will become more polarised and that more time
and money will be wasted if one or both parties decide not to be bound by the
decision.
f) If the impartial evaluator does not offer an
accurate or realistic assessment of the issue, ENE
might worsen the dispute.
XI. CONCLUSION AND WAY FORWARD
Now
that ADR as a whole has become a popular form of dispute resolution, ENE is
gaining traction in use by parties throughout the world as well as being
recommended by legal authorities. By offering clients a chance for
reconciliation, neutral evaluation may help depersonalise a problem, removing a
sometimes significant barrier to fruitful settlement negotiations. It can also
help to moderate exaggerated hopes of the parties for the result. The objective
and unbiased evaluation of the independent evaluator serves as a "reality
check" for the parties and their attorneys, ending pointless disputes or
radically enlarging their expectations. It brings earnest and practical
proposals (or denial of claims) to the negotiating table that might ultimately
lead to a quick settlement.[33]
Despite
its various benefits, ENE remains an underutilised and unknown form of
alternative dispute resolution. To promote ENE, especially in the field of IP
disputes, the pro-activeness of Indian Courts would be very beneficial.
Institutional resources like WIPO Arbitration and Mediation Center provide suitable assistance
to individuals interested in ENE as a way to resolve disputes. Providing
expressed validity to ENE under Section 89 of CPC would also help in its
promotion.
ENE is being used in many developed
nations, such as the United States, England and Singapore, to solve complex
cases. The gist of this
research is that although Early Neutral Evaluation may not act as the final
resolution, it is a means to an end for justice. And therefore, the utilisation
of Early Neutral Evaluation would be widely beneficial in the field of
intellectual property rights.
[1] UNITED SATES DISTRICT COURT NORTHERN DISTRICT OF CALIFORNIA available
at https://www.cand.uscourts.gov/about/court-programs/alternative-dispute-resolution-adr/adr-annual-reports/ (last visited
Nov. 16, 2022).
[2] David I. Levine,
Northern District Of California Adopts
Early Neutral Evaluation To Expedite Dispute Resolution, 72 Judicature 235
(1989).
[4] Zakiyy, Norman & Hassan, Kamal, Integrating Early Neutral Evaluation into
Mediation of Complex Civil Cases in Malaysia, VII Journal
of Politics and Law, No. 4
138 (2014)
[5] WORLD TRADE ORGANIZATION, What are
Intellectul property Rights? Available at: https://www.wto.org/english/tratop_e/trips_e/intel1_e.htm (last visited
Nov. 16, 2022).
[6] WORLD INTELLECTUAL PROPERTY ORGANISATION, What is
Intellectual Property? (2004) Available at:
https://tind.wipo.int/record/28588?ln=en (last visited
Nov. 16, 2022).
[7] Id.
[8] Jennifer Mills, Alternative
Dispute Resolution in International Intellectual Property, Ohio State
Journal on Dispute Resolution, Vol 11:1, 229 (1996)
[10] Id.
[11] Id.
[12] Law Bhoomi,
Intellectual Property Rights: Concept, characteristics and justifications, Law
Bhoomi (2021) available at: https://lawbhoomi.com/intellectual-property-rights-concept-characteristics-and-justifications/#_ftn1 (last visited
Nov. 16, 2022).
[13] Id.
[14] Id.
[15] Miriam R. Arfin,
The Benefits of Alternative Dispute Resolution in Intellectual Property
Disputes, 17 Hastings Comm. & Ent. L.J. 893 (1995).
[16] Id.
[17] Id.
[18] Id.
[19] Madeline Kimei, Early
Neutral Evaluation (ENE) and Its Importance for the Civil Justice System in
Tanzania. SSRM, (2020)
[20] Id.
[21] WORLD INTELLECTUAL PROPERTY ORGANISATION available at https://www.wipo.int/portal/en/index.html (last visited Nov. 16, 2022).
[22] Adithya Joseph, Alternative
Dispute Mechanism in the Intellectual property Regime, Manupatra (March 11,
2010)
[23] Supra note 4
[24] Id.
[25] Norman Balmer, Alternative
Dispute Resolution in Patent Controversies, 6 RISK 145 (1995)
[26] Id.
[27] Supra note
2
[28] Id.
[29] Krishna Bhattacharya, Effectiveness of Mediation in Trademark Disputes, IMW Post (June
26, 2020)
[30] Bawa Masala Company v. Bawa Masala Co. Pvt Ltd,
(2007) AIR (Del) 284 Para 2,3
[31] Id.
[32] The Code of Civil Procedure, 1908 (Act No. 5 of 1908)
S.89.
[33] Brazil &
Wayne D, Early Neutral Evaluation or
Mediation - When Might ENE Delivery More Value, 69 Judicature 279 (2007).