LAW AN EVOLUTIONARY PROCESS COMMENT ON SAVIGNY BY - RAMANDEEP KAUR
LAW AN EVOLUTIONARY PROCESS COMMENT
ON SAVIGNY
AUTHORED BY - RAMANDEEP KAUR[1]
Abstract
This
article delves into the intersection of Charles Darwin's theory of biological
evolution and its profound influence on legal thought, particularly within
Anglo-American jurisprudence. Friedrich Karl von Savigny's historical school of
jurisprudence in the nineteenth century pioneered the idea of legal evolution,
positing that law is an adaptive system responding to environmental changes.
The article explores various evolutionary theories of law, distinguishing
between social, doctrinal, economic, and socio-biological approaches. It
highlights Savigny's significant contributions and the critiques of his
theories, noting the inconsistency,
limited scope, and oversight of
other influential factors. Ultimately, the article underscores the enduring
relevance of evolutionary ideas in shaping
modern legal systems
and the necessity
of considering historical
context in legal development.
Keywords: Law,
Evolutionary Process, Friedrich Karl von Savigny, Historical School of
Jurisprudence, Legal Evolution, Social Theories of Legal Evolution, Biological
Evolution, Jurisprudence.
Introduction
This Article begins to fill that void by considering how the most
influential idea of the last century, Charles Darwin's theory of biological
evolution, has affected the way lawyers think about law. The fountain head for
Anglo-American theories of legal evolution of the "social" variety
was the nineteenth century German “historical school" of jurisprudence,
founded by Friedrich Karl von Savigny. Rather, legal evolution means only that
the law continually adapts to changes in the
environment. By making assumptions
and developing a formal, mathematical model of common law evolution, Cooter and
Kornhauser prove that evolutionary pressures arising from settlement decisions
by litigants "are insufficient to cause
the legal system to adopt and retain the best legal rule without the
help of judges. Keller introduces his socio- biological theory of legal
evolution by quoting Holmes, and
announcing that he is planning on "asserting and maintaining" Holmes’
implication "that law is evolutionary. Except for Brown’s comment,
Keller's theory of legal evolution attracted surprisingly little attention even
though it anticipated many of the themes of sociobiology which were to create a
storm of intellectual controversy half a century later.
The government of the United States was constructed upon the Whig theory
of political dynamics, which was a sort of unconscious copy of the Newtonian
theory of the universe. In our own day, whenever we discuss the structure or
development of anything, whether in nature or in society, we consciously
or unconsciously follow Mr. Darwin. Woodrow Wilson (1908).1
Law is a scavenger. It grows by feeding on ideas from outside, not by
inventing new ones of its own. How borrowed ideas -- not political and social
theories, but abstract ideas borrowed from other disciplines -- affect the law
is a topic scholars have over looked. This Article begins to fill that void by
considering how the most influential idea of the last
century, Charles Darwin's theory of biological evolution, has affected the way
lawyers think about law.[2]
Today the idea that law "evolves" is so deeplying rained in
Anglo-American legal thought that most lawyers are no longer even conscious of
it as a metaphor. We speak of the law “adapting" to its social, cultural,
and technological environment without the slightest awareness of the
jurisprudential tradition we are invoking. The
central purpose of this Article is to bring to light the evolutionary tradition
in Anglo-American jurisprudence, which underlies many of our assumptions about law.[3]
The first step will be to trace the metaphor of biological evolution as
used by legal writers who have influenced American law. Reviewing evolutionary
theories of law has several purposes.
The first is essentially archival:
to reclaim from obscurity
and to evaluate several evolutionary theories of law which have either been
forgotten or misunderstood. But there is also a second, more subtle goal: to
define and thereby to create an evolutionary tradition in jurisprudence with a
cumulative power that transcends the individual works.[4]
It was considered that the theories about the nature and sources of law
to be “evolutionary" if they propose that the law is shaped by its
environment in a way that is analogized explicitly to the theory of evolution
in biology namely, the theory, usually attributed to Charles Darwin, that the
forms of living things are shaped by environmental conditions, not by the
design choices of a Creator. By referring to legal theories as “evolutionary," it does not mean to imply, however,
that they are based on a correct understanding of evolutionary theory in
biology. My central concern is the effect that evolutionary ideas have had on
legal thought, not whether the lawyers got their biology right.[5]
Necessarily omitted from this review is the much larger body of legal
theories that express parallel thoughts but without explicit reference to the
biological theory of evolution. Nor
is it possible in a work of this length to undertake the more basic
anthropological inquiry into how lawyers and judges use evolutionary metaphors.
Instead, the focus here in on formal theories of law based on self-conscious
analogies to evolutionary theory in biology.[6]
It is possible to subdivide theories of legal evolution into four basic
groups, which are basically known as the social, the doctrinal, the economic,
and the socio- biological approaches to legal evolution. These four categories
represent different schools of evolutionary thought; each draws a different
analogy between biological evolution and law.[7]
SOCIAL THEORIES
OF LEGAL EVOLUTION
The "social" approach
to legal evolution is the oldest of the four.
It is characterized by the assertion that law is not an autonomous system, but
an integral part of the social life of a community. In these theories, it is
not so much the law that evolves, as it is society. As
the language, culture, political system, and economic structure of society
evolve the law changes with them.[8]
Savigny
The fountain head for Anglo-American theories of legal evolution of the
"social" variety was the nineteenth century German “historical
school" of jurisprudence, founded by Friedrich Karl von Savigny. The
historical school proposed that, rather than building on abstract speculation
about states of nature, jurisprudence should study the historical foundations
of law. Savigny, a professor of Roman law at the University of Berlin from 1810
through 1842, wrote several multi-volume treatises on Roman legal history, but
his influence on Anglo-American jurisprudence rests primarily on a minor political
tract, published in 1814, and translated into English in 1831 under the title
of the Vocation of Our Age for Legislation and Jurisprudence.[9]
Savigny advocates "an organically
progressive jurisprudence," an idea
that struck a responsive
chord for English and American lawyers. They interpreted Savigny as defending
the common law, as opposed to civil law codes. Savigny's argument, however, is
not actually a brief for the common law method. Savigny wrote to attack a proposal that all the German principal
ties should adopt one unified code
of laws following the overthrow of Napoleon. He claimed that the present age
was "not qualified to frame a code" which would establish
the law for all time. Drawing
on Roman legal history, Savigny argued that legal systems pass through several
stages before they reach a period in which codification is appropriate. Early
nineteenth century Germany, according to Savigny, had not yet reached the stage of mature legal development necessary
before codification would be successful.
Savigny's theory of stages of legal development is built on a
self-conscious analogy to evolution in nature, albeit the pre-Darwinian understanding of evolution which lacked
the concept of natural selection: "In recent times, the view has become
common that in the beginning all societies lived in an animalistic state, and from there have come to a tolerable
existence through gradual evolution, and finally to the heights upon which we
now stand." The word which Savigny uses again and again to describe legal
charge is Entwicklung, which in context should
be translated as "evolution."
Savigny attacks the proposal to codify German law as an outgrowth of the
spirit of radical change which swept across Europe following the French
Revolution, claiming that, in a "blind rage for improvement, sense and
feeling of the greatness by which other times were characterized, as also of
the natural evolution of communities and institutions, all, consequently, that is wholesome and profitable in history, was lost." He sees this
spirit of radical change as reflecting a false, positivist jurisprudence:
"According to this theory, all law, in its concrete form, is founded upon
the express enactments of the supreme power." Savigny proposes that law is
not the arbitrary creation of government officials, but an integral part of the
“spirit of a people," what we would now call "culture."
According to Savigny, law and culture evolve together.
But this organic connection of the law with the essence and character of
a people manifests itself also over time, and here also it is to be compared to
language. As with language, so too the law
does not stand absolutely still for even
an instant, but undergoes the same movement
and evolution as every other aspect of a people,
and this evolution is subject to the same law of internal necessity as
every earlier development, therefore, the law grows forward with a people,
constitutes itself out of them, and finally becomes extinct as a people lose
their individuality.[10]
Although Savigny does not present any evidence to support his theories,
he does identify two distinct forces which he maintains underlie the evolution
of law. Law is first developed by custom and conventional morality, next by
jurisprudence, everywhere, therefore, by internal silently-operating powers,
not by the arbitrary will of a law-giver."
Savigny's theory was revolutionary for its suggestion that law was not
the intentional creation of governors, but somehow evolved out of the common
spirit of a people. Nevertheless, by modern standards Savigny's work seems
hopelessly metaphorical and unscientific. Savigny is vague
about the mechanisms which cause law to
evolve (and indeed, about what the concept of legal evolution really means).
Moreover, he never explains why the codification movement which he opposed was
not as "natural" an outgrowth of the spirit of the people as any
other change.[11]
Criticism of Savigny’s Theory
Savigny’s thesis
has been criticized on a number
of grounds:
1)
Incosistency in the Theory: he emphasized on the national
character of law but at the same time he recommended a
method by which the Roman law could be adapted to modern conditions and
advocated for the acceptance of Roman law as the law of Germany. On one hand,
he asserted that the origin of law is in the popular consciousness, and on the
other hand, argued that some of the principles of Roman law were of universal
application. Savigny’s view of adopting principles of roman law was vehemently
opposed by beselor, eichorn,and gierke. Later on, the national consciousness
grew and the code, which was promulgated afterwards, incorporated more and more
German ideas and principles.[12]
2)
‘Volksgeist’
Not the Exclusive Source of Law: Savigny’s view that popular consciousness is the source of all law is not true.
Sometimes, an alien legal system is successfully transplanted in another
country. Sometimes, a single personality greatly influences a legal system who,
in no way, can be said to be a representative of popular consciousness. There
are many technical legal rules which never existed and nor have any connection
with popular consciousness.[13]
3)
Customs not always based on popular
consciousness: Savigny’s view that customs are waste on popular
consciousness of community as a whole is also
not perfectly sound, many customs originated only for the convenience of a
powerful minority as slavery. Many customs are adopted due to imitation and not
on the ground on their righteousness or any conviction of the community.
Sometimes, customs completely opposed to each other exist in different parts of
the same country which cannot be said to be reflecting the spirit of the whole
community.[14]
4)
He Ignored
Other Factors That Law: Another criticism “so occupied with the source of
the law that he almost forgot the stream”. He overlooked the forces and factors
which influence and determined the growth of law. The creative function of the
judge has also been ignored in Savigny’s theory and the contribution of the
jurist has been taken very lightly. Many rules, in modern time, are the result
of a conscious effort. For example, the law relating to trade unions is an outcome of a long and violent struggle between interests within a society.[15]
5)
Many Things
Unexplained: Certain invariable traits, like mode of evolution and development noticeable in
all legal systems of the world are left unexplained in Savigny’s theory. Legal
developments in various countries countries show some uniformity to which he
paid no heed. Prof. Korkunove says: ‘it does not determine the connection
between what is national and what is universal’.[16]
6)
Juristic
Pessimism: according to Pound, Savigny encouraged ‘juristic pessimism’.
According to his theory, legislation must accord popular consciousness. Such a
view will not find a favour in modern times. No legal system would like to make compromise
with abuses only because people are accustomed to it. It is rightly said that
savigny’s theory had tended to hang traditions like fetters upon the hands of
reformative enterprise. ‘It discouraged creative activity and legal reform. His
statement was simply to watch the unfolding of laws from popular consciousness
with folded hands’.[17]
SAVIGNY’S CONTRIBUTION
Saving is considered by many to be the greatest jurist of nineteenth
century. Ihering said that with the
appearance of savigny’s earliest work ‘Das Rhect Des Bestizes’ in 1803 modern
jurisprudence was born.
1.
His Theory Reaction
Against A Natural
Law Theories
His
theory came as a powerful reaction against 18th century’ rationalism
and principles of natural law’, the advocates of which tried to establish a
legal theory of universal application without any consideration of time and
place. Prof. Allen rightly says that ‘the historical movement in jurisprudence
may be called the revolt of fact against fancy’. The view that the source of
law is the institutive sense of possessed by the community in negative the
conception of the unitary sovereign whose command is law. He made the’ juristic
world perpetually conscious of the iceberg quality of law, with its present
pinnacle concealing and denying the hidden nine-tenths of it’s past’.[18]
2.
His Main Thesis
Still Unimpaired
The
great truth that the theory of Volksgeist contains is that a nation’s legal
system is greatly influenced by the culture and character. Savigny was mainly
occupied with how law becomes and whether it tends, or what the conscious
effort can make it to tend, and his thesis in this respect still substantially
holds good.[19]
3.
Theory in Hands of National
Socialists
It
was the misfortune of this theory of historical school, later on, influenced
many jurists. It was after Savigny
that the value of the
historical method was fully
understood. Apart from his followers in his own country and Lord Bryce, and
many others who made studies of various legal systems on historical lines and
purged them of many of the exaggerations of Savigny’s theory and traced the
course of evolution of law in various societies. Pollock, Maitland, Holdsworth and Holmes in their works pointed
out that the course of development of common law was determined by social and
political conditions of particular time.[20]
4.
Seeds of Evolutionary and Sociological Theories
Warning against
hasty legislation: The view that the law is closely
connected with the people and it closely evolves contained the germs of
future sociological theories. That is why Savigny is called by some as
Darwinian before ‘Darwin and a sociologist before sociologist.’ After Savigny,
Ehrlich stressed the importance of the study of ‘living’, which, he said, is
different from the dry skeleton of law, that is, law, in its formal shape.
Savigny sounded a note of warning against hasty legislation and the introduction of
revolutionary ideas and aspirations based on abstract
principle. His influence in Germany was great and the codification was delayed for a long time.[21]
References
1. The source
of the metaphor is 2 F. Pollock& F. Maitland, The History of English Law
561 (2d ed. 1899).
2. Campbell,
Variation and Selective Retention in Socio-Cultural Evolution in Social Changes
in Developing Areas: A Reinterpretation of Evolutionary Theory 19, 26-27 (H.
Barringer, G. Blanksten& R. Mack eds. 1965).
3.
L. Cavalli-Sforza & M. Feldman,
CulturalTransmission and Evolution: A Quantitative Approach (1981).
4. Tripathi,
Mani, an introduction to jurisprudence legal theory, Allahabad law agency,
1968.
[1] Assistant Professor of Law, Centre for Legal Studies,
Gitarattan International Business School d.raman17@yahoo.com
[2] E., & Elliott, D. (1985). The Evolutionary
Tradition in Jurisprudence. Columbia Law Review, 85, 38. https://doi.org/10.2307/1122404.
[3] ibid
[4] ibid
[5] ibid
[6] Gouvêa, D. (2015). Explanation and
the Evolutionary First Law(s). Philosophy of Science, 82, 363 - 382. https://doi.org/10.1086/681603.
[7] Deakin, S. (2014). Legal evolution: integrating economic and systemic approaches.. https://doi.org/10.2139/SSRN.1934738.
[8] Pandey, S., & Spoorthi, B. (2023). Understanding
the Social Consequences of Legal Developments in India. Technoarete
Transactions on Advances in Social Sciences and Humanities. https://doi.org/10.36647/ttassh/03.02.a001.
[9] Kirkby, C. (2018). Law Evolves: The Uses of Primitive
Law in Anglo-American Concepts of Modern Law, 1861-1961. American Journal of
Legal History. https://doi.org/10.1093/AJLH/NJY020.
[10] Steward, J. (1949). CULTURAL CAUSALITY AND LAW: A TRIAL
FORMULATION OF THE
DEVELOPMENT OF EARLY CIVILIZATIONS.
American Anthropologist, 51, 1-27.
https://doi.org/10.1525/AA.1949.51
1.02A00020.
[11] Toews, J. (1989). The Immanent
Genesis and Transcendent Goal of Law: Savigny, Stahl, and The Ideology of the
Christian German State. American Journal of Comparative Law, 37, 139. https://doi.org/10.2307/840445.
[12] Bris, D. (2019). Testing Legal Origins Theory within France:
Customary Laws versus Roman Code. Journal of Comparative Economics, 47, 1-30.
https://doi.org/10.2139/SSRN.2359261.
[13] Rai, N. (2010). Volksgeist: In View of Friedrich Carl
Von Savigny. Social Science Research Network. https://doi.org/10.2139/SSRN.1695389.
[14] Countryman, E., & Thompson, E.
(1993). Customs in Common.. William and Mary Quarterly, 50, 610. https://doi.org/10.2307/2947373.
[15] Peari, S. (2014). Savigny’s theory of choice-of-law as
a principle of ‘voluntary submission’. University of
Toronto
Law Journal, 64, 106 - 151. https://doi.org/10.3138/UTLJ.1203.
[16] Halsted, J. (1969). Friedrich von Savigny:
Of The Vocation of our Age for Legislation and Jurisprudence..
https://doi.org/10.1007/978-1-349-00484-3_17.
[17] ??sevenler, O. (2022). Of the Ageless Vocation for Legislation
and Jurisprudence. Türkiye Adalet Akademisi Dergisi. https://doi.org/10.54049/taad.1183563.
[18] Crowe, J. (2016). Natural Law Theories. Philosophy Compass, 11, 91-101.
https://doi.org/10.1111/PHC3.12315.
[19] Raude, K. (2022). Der Volksgeist bei Jacob Grimm. . https://doi.org/10.5771/9783465144274.
[20] Karsten, P. (1991). The “Discovery” of Law by English and American Jurists
of the Seventeenth, Eighteenth, and Nineteenth Centuries: Third-Party
Beneficiary Contracts as a Test Case.
Law and History Review, 9, 327 - 381. https://doi.org/10.2307/743651.
[21] Small, A. (1923). Some Contributions to the History
of Sociology. Section II. The Thibaut-Savigny Controversy: Continuity as a
Phase of Human Experience. American Journal of Sociology, 28, 711 - 734. https://doi.org/10.1086/213550.