DOCTRINE OF BASIC STRUCTURE AND CONSTITUTIONAL GUARDIANSHIP OF INDIAN JUDICIARY BY - MD. ASADULLAH & SHER ASLAM KHAN
DOCTRINE OF
BASIC STRUCTURE AND CONSTITUTIONAL GUARDIANSHIP OF INDIAN JUDICIARY
AUTHORED BY
- MD. ASADULLAH
& SHER ASLAM KHAN
Abstract
Supreme court of India is the
sentinel on the qui vive, it is the supreme interpreter of the constitution.
The purpose of the present research paper would be to look into the aspect of
constitutional guardianship particularly with respect to Indian judiciary. Ever
since the historic pronouncement of doctrine of basic structure in 1973, the
Indian Judiciary has taken over the role of guardian of the constitution, its
judicial activism has been shaping the constitution ever since post-1973 era.
This paper would look into this aspect whether the basic structure doctrine has
acted as an impediment in evolution of society, considering Parliament is
entrusted to bring in this transformation of society. Lastly, the paper would
try to delve into as to whether Indian judiciary is actually guardian of the
constitution?
Keywords- Constitutional Guardianship, Basic
Structure, judicial activism, judicial overreach.
I.
Introduction
As a first question to
answer before delving into this paper is as to what is constitutional
guardianship? Guardian means a protector of something or someone, legally
guarding that something essentially. Constitutional guardian is one that
protects the constitution against any encroachments, or any subversion. It is
this guardian that is responsible for maintaining sanctity of the constitution,
it is this guardian that is responsible for ensuring that constitution as our
basic document is secured. Ever since the constitution of India came into
being, there was an acceptance that the judiciary is going to play a pivotal
role in safeguarding the constitution. One of the essential ways in which
judiciary plays a role of constitution’s guardianship is through its unique
power of judicial review, which means that it can look into the vires of a
legislation and any executive action on the bedrock of essential principles of
the constitution.
The Indian Constitution
has empowered the judiciary with this power of judicial review under Article 13[1] to
act as the guardian of the constitution. It is this power that has enabled the
judiciary to act as the guardrail of our constitution. One striking feature or
development that has happened in the history of our Indian constitution, has to
be of the pronouncement of the basic structure of the constitution in 1973.[2] This
doctrine has elevated this role of Indian judiciary as the guardian of
constitution, protecting the constitution against any whims and fancies of
those in power.
Basic structure in its
usual term means those essential features of the constitution which make the
core of the constitution, without which the essential nature of the
constitution will get subverted. It is these essential features that require
the judiciary to step up its role as the guardian of this document. However,
coming to the point of this statement, the basic purpose of this paper would be
to analyze if the judiciary is actually the guardian of the constitution.
Moreover, the researchers will even look into the fact as to whether after the
pronouncement of the basic structure doctrine, the evolution of Indian society
has been curtailed. In this regard former Union Minister Arun Jaitley even
called that democracy can’t be tyranny of the unelected. [3]
The basic structure
doctrine is thus safeguard of the sanctity of our constitution, but it would
not be suitable if it acts as a hindrance in the welfare state’s welfare
activities, which is for the purpose of which elected representatives are
elected.
II.
Basic Structure doctrine supplementing
Guardianship role of Judiciary
The pronouncement of the
basic structure doctrine paved the way for judiciary to be guardian in the true
sense of our constitution. This guardianship role can be explained by the fact
that, judiciary has called itself as the sentinel on the qui vive[4],
it is the watchdog of our constitution. The basic structure doctrine was
defined by the supreme court as a method to secure identity of the
constitution, wherein the parliament can amend the sacred document in
accordance with their generation, but not the basic foundational identity of
the constitution.[5]
In this regard
“foundational identity” principle of the constitution, the judiciary has come
in the forefront, effectively taking over the role that was assigned to it of
safeguarding our constitution. If we look at the way India as a state function,
it is a quasi-federal structure.[6]
The Indian federalism is designed in a way that disputes are bound to happen
between the general government as well as the regional governments, even
inter-state tussles as well. Presence of this independent judiciary[7],
which is the guardian of constitution is necessary for resolving this dispute
so that it remains within the four walls of constitutional spirit. Having a
basic structure doctrine enables the judiciary to effectively oversee these
disputes so that even if differences arise, they don’t transform themselves
into one that overlooks the basic spirit of our constitution.
Basic structure doctrine
has evolved into a “sacred reservoir” where with time, the judiciary keeps on
adding certain essential features, which come under the ultimate protection of
their guardian which is the judiciary. Several features such as federalism and
secularism[8],
equality of opportunity and free and fair elections[9],
etc. were added to this sacred reservoir. The reservoir so created by the
judiciary happened to supplement the essential role of judiciary as the
guardian of the constitution. Several instances in the history of this doctrine
supplementing the judiciary can be looked into-
v In the case of Waman
Rao v. Union of India[10],
the supreme court said that anything that is added to the 9th
schedule of the constitution, will not be immune from being tested by the
judiciary on the anvil of basic structure, if they are after the date of 24
April, 1973.[11]
v In M. Nagaraj v. Union of India
(2006), the Apex Court said that formal equality was not a part of basic
structure of the constitution, but substantive equality, which requires the
state to take affirmative actions is part of it.[12]
v Lastly, in NJAC case[13], apex
court while striking down the 99th constitutional amendment[14],
which sought to establish a national level judicial appointments commission,
the court said that independence of judiciary was part of basic structure of
the constitution.
It is apparent that the
pronouncement of the basic structure of the constitution, has definitely had an
impact in supplementing the role of judiciary as guardian of the constitution.
It has elevated the judiciary to the position of critic of the executive
actions and legislations.
III.
Is Indian
Judiciary really the guardian of the constitution?
The Supreme Court is India's highest
judicial court. It supports and elevates the rule of law while also ensuring
and protecting citizens' constitutionally guaranteed rights and liberties. As a
result, the Supreme Court is often regarded as the Constitution's Guardian. It
was often (and irritably) stated that the judiciary's role was to interpret the
law, the legislature's job was to enact the legislation, and the executive's
responsibility was to put it into action. It was stated that there was no
bridge between law and justice since the law, no matter how unfair, had to be
followed. In extremely restricted instances, executive or cabinet action was
susceptible to judicial review. The current strident minority demand to rein in
so-called judicial overreach indicates an opportunistic attempt to return to
that unholy, evil past, ignoring the critical truth that we now have a
democratic constitution. In India, the ideas of parliamentary and
constitutional sovereignty coexist. The definition of judicial independence is
the independence of judges in carrying out their tasks in an unbiased way.
Our constitution mandates a distinct
understanding of separation of powers and, as a result, judicial overreach.
There is no hard and fast rule about the separation of powers or judicial
overreach. The precise outlines or bounds are specified by the constitution. [15]The
relationship between the legislative and the administration on the one hand,
and the judiciary on the other, has been substantially altered by our
constitution. The constitution proclaims that it is the ultimate law, that any
law that contradicts it is null and void, and that the responsibilities imposed
by it must be followed. Furthermore, a court is required to declare invalid any
legislation or action that is inconsistent with the constitution, and to issue
a just and equitable order in response to the declaration. This constitutional
framework severely limits the authority of Parliament and the cabinet.
Parliament can no longer enact legislation at will. All laws must now be in
accordance with the constitution. So, too, must the executive's behaviour. And
it is up to the courts to determine whether Parliament, the government, or the
president have acted in accordance with the constitution. Courts are increasingly
responsible for more than merely interpreting the law.
The judiciary is the protector of the
constitution, particularly the Bill of Rights. These rights, in general,
benefit everyone in the country and impose duties on the legislature and the
administration not to infringe on them. As a result, courts serve as the
protectors of rights. Members and supporters of the administration frequently
assert that policymaking is solely their domain and has nothing to do with the
courts. Indeed, it is claimed that judicial rulings affecting presidential
policy violate the separation of powers. This defence of the cabinet ignores
the reality that once executive policy is translated into legislation or
activity, such law or conduct must be compatible with the constitution.
Otherwise, judges are forced to do their job and find that statute or action
unconstitutional. This is what our courts have done to the best of their
abilities in the contentious cases that have enraged some segments of society.
According to our constitution, it is not up to the administration, the
legislature, or segments of the public to determine whether the constitution is
being followed or if legislation or practise contradicts the constitution. The
courts, and only the courts, have this authority and responsibility. This is
understandable.
The Supreme Court has given the
notion of social justice a dynamic shape and broadened the envelope of social
justice by adjudicating on varied social issues like as education, livelihood,
gender, and the environment. The court, notably the Supreme Court, is tasked
with protecting basic rights. In accordance with that duty and obligation, the
Court cannot refuse to hear claims for protection against violations of basic
rights. A petition under Article 32 must be considered if the existence of a
basic right and its actual or threatened violation are asserted and prima facie
proven. In this sense, the High Courts' stance under Article 226 is no
different.[16]
Every action taken by the state,
whether legislative, executive, or judicial, is null and unlawful if it
infringes basic rights. It is widely established that a writ can be issued
against the judiciary when it performs non-judicial responsibilities such as
administrative or executive-level appointments of officials and
legislative-level rule making. However, it has been determined that the
judiciary is not included in the definition of "State" in Article 12
inasmuch as it relates to the exercise of judicial authority, and hence no writ
would lie against it. The reason for this is because a judicial judgement made
by a court of competent jurisdiction cannot impact basic rights, and no writ of
certiorari may be granted against a court. The concept that court orders cannot
in any way undermine basic rights appears to have several serious faults. To
say that the application of fundamental rights has a narrower scope in the face
of a judicial decision is not the same as the radical proposition that the
Judiciary is excluded from the definition of "State" in Article 12,
implying that there is no collateral constitutional remedy against a judicial
decision.
In Indian democracy, the Supreme Court is
crucial. It is the highest court in the Indian judicial system, as well as one
of the three coequal branches of the national government. It bears major, if
not sole, responsibility for interpreting the Indian constitution and
establishing the extent and content of its crucial role. As the primary
defender of the constitution, the courts are regularly called upon to determine
the constitutionality of legislation enacted by parliamentary majority. The
Supreme Court of India also serves as a check and balance on the other two
branches of government. The Supreme Court has generally performed admirably in
its constitutional duties, upholding the principle of constitutionalism. The
judiciary must keep out of the political sphere by not taking on political
roles. It is a well-established fact that the Supreme Court's judicial activism
has aided in enforcing citizens' rights and interests, as well as in keeping
the other branches of government within their constitutional boundaries;
however, the judiciary should constantly remind itself that the need of the
hour is the supremacy of the Constitution, not the supremacy of the judiciary.
IV.
Basic Structure and Indian Society.
One of the most serious criticism of
basic structure doctrine is that the basic structure doctrine tracks down no
notice in the language of the constitution[17]
and goes against the original expectation of the constituent Assembly. Sathe
has even depicted the basic structure doctrine as "an endeavour to rewrite
the constitution[18]".
Although a few scholars have contended that Kesavananda is upheld by textual
constructs[19], the
connection between the constitutional text and the basic structure doctrine is
exceptionally remote. Without a doubt, the doctrine has very little to do with
what is written in the constitution. The nexus between the doctrine and the
constitution as it has been arranged can be ascribed more precisely to spirit than
to text.
Apart from this, the Kesavananda has been
denounced for being excessively lengthy, accordingly causing uncertainty
regarding what the eleven opinions aggregately mean and what the basic
structure really comprised. The judgment has likewise been portrayed as one
that gives an "outstanding study on lack of consensus"[20].
The risk with the ambiguity of the basic structure doctrine is that each
judge's opinion relies upon his own inclinations and practically vests amending
power in judges, resting on variable judicial perceptions and majorities.
The basic structure doctrine has
likewise been sharply scrutinized as being counter-majoritarian, and one that
causes a popularity-based unevenness since it gives unreasonable control over
constitutional amendments to supreme court[21],
an unelected and self-selected body. Some have gone to the degree of saying
that acts of judicial temerity, for example, in kesavananda case, can harm
democratic principles as much as the authoritarian tests of Indira Gandhi, although
this appears to be exaggerated. Notwithstanding, the supreme court's message in
kesavananda case was clear that in case any constitutional authority planned to
employ considerable control over constitutional interpretation conflicting with
the traditional democratic process, it would be judiciary.
A hotly challenged question among
scholars of constitutional law is whether the basic structure doctrine,
formulated at the height of a harsh time of single-party dominance, has crossed
its expiry date. In the time of alliance government politics, it is unlikely
that any party will use the power that Indira Gandhi government practiced
during the 1970s. however, assuming one needed to pick either the law-making
body and the judiciary as the custodian of the constitution, it would be likely
be the latter.
Although the kesavananda decision
doesn't find favour with those who have been raised with the conventional
concept of judicial review, even sceptics would concede that it was the
judiciary's rescue operation that saved Indian judiciary. According to a
practical viewpoint, contentions against the basic structure doctrine have been
largely speculative, in light of how some helpful structure changes would be
vitiated by its activity. In spite of the fact that scholars have thought on
the possible evils of the tenet, it has not slowed down any beneficial
constitutional amendments up until now and Indian courts have invoked it
sparingly. Simultaneously it has not contributed in the evolution of society.
Assuming we acknowledge the
contention of the individuals who go against the basic structure doctrine, how
might we dispose of it? Since the system of binding precedents in India rests
on the principle of law that a judgment represents a decision of the entire bench
of judges (not only those in the majority), another bench consisting of at
least thirteen judges would have to be constituted to reconsider kesavananda
Bharti case[22].
Besides, since kesavananda Bharti case, by its temperament, can't be overruled
by the exercise of legislative power, the only other method of doing so would
be through extra -constitutional. Both of these situations seem highly
improbable, at least in the contemporary times.
After analysing the nature of basic
structure doctrine and opinions of some scholars, it may be concluded that
basic structure doctrine has contributed to some extent to Indian judiciary but
at the same time it caused hindrance in the evolution oof Indian society.
V.
Conclusion
To conclude it is safe to
say that the basic structure doctrine has enhanced the role of Indian
judiciary, it has also paved the way for safeguarding the democratic values
which have been enshrine in the constitution. Our constitution is an organic
living document, and to ensure that it is constantly evolving and embarking on
this transformative role it is imperative to have an independent body, which
looks after the evolution of the constitution in line with the changing dynamic
of the society, while at the same time balancing it with the core values which
make up the identity of the constitution, which we call as the Basic Structure
of the constitution. As a guardian of our constitutional values, the judiciary
has and is evolving into essential gatekeeper as well as guardrail of this
organic document. With concerted efforts on the part of each organ of the
state, the transformation of society is inevitable towards good of all.
VI.
Bibliography
1. List of cases
·
Supreme
Court Advocate on Record Association and Another v. Union of India, Writ
Petition (Civil) No. 13 of 2015.
·
VG
Row v. State of Madras, 1952 SCR 957.
·
Minerva
Mills v. Union of India, AIR 1980 SC 1789.
·
Chandra
Kumar v. Union of India, 1995 AIR 1151
·
SR
Bommai v. Union of India, 1994 AIR 1918.
·
Indira
Nehru Gandhi v. Raj Narain, 1975 AIR 865.
·
Waman
Rao v. Union of India 1981 2 SCR 1
·
Kesavananda
Bharati Sripadagalvaru & Ors. v. State of Kerala & Anr, AIR 1973
SC 1461
2. Books
·
Sudhir
Krishnaswamy “Democracy and Constitutionalism in India: A Study of the Basic
Structure Doctrine” Oxford University Press (2012)
·
J.N
Pandey “Constitutional Law of India” Central Law Agency, Allahabad (2020)
·
Zia
Moody “10 Judgments that changed India” Penguin Random House India 2013
·
V.N
Shukla, “Constitution of India” Eastern Book Company 13th Edn. 2019
3. Articles
·
Chintan
Chandrachud, “the supreme court’s practice of referring cases to larger
benches: A Need for Review”, Supreme Court Cases (Journal), vol. 1 (2010)
·
Kemal
Gozler “Judicial Review of Constitutional Amendments: A Comparative Study”
Bursa: Ekin Press, 2008.
·
Sathe
“Judicial Activism in India” Oxford University Press 2003.
·
Andrew
B. Coan “The Irrelevance of Writtenness in Constitutional Interpretation”
University of Pennsylvania Law Review, Vol. 158 (2010).
·
Gul
Bukhari, “Resounding Silence”, Daily Times, 15 November 2010.
·
Madhav
Khosla, “Addressing Judicial Activism in the Indian Supreme Court: Towards an
Evolved Debate”, Hastings International and Comparative Law Review vol. 32
(2009)
·
Reetika-Bansal,
The role of judiciary in India, Research Gate Publication, July 2020.
·
V.
Venkatesan, as courts rule on constitution’s basic structure, Landmark Doctrine
turns out to be elastic, The Wire, 29 October 2020
·
Express News Service, Arun Jaitley on NJAC
verdict: Democracy can’t be tyranny of the unelected, The Indian Express, Oct
19, 2015
4. Internet Sources
·
(The Guardian
For One And All Or The Judiciary Is The Sentinel Qui Vive) https://www.livelaw.in/columns/the-guardian-for-one-and-all-or-the-judiciary-is-the-sentinel-qui-vive-165833
·
Reetika-Bansal,
The role of judiciary in India, Research Gate Publication, July 2020. https://www.researchgate.net/publication/342766261_The_Role_of_Judiciary_in_India
·
V.
Venkatesan, as courts rule on constitution’s basic structure, Landmark Doctrine
turns out to be elastic, The Wire, 29 October 2020
5. Statutes
·
Constitution
of India 1950
·
The
Constitution (Ninety-Ninth) Amendment Bill, 2014
[1]Article 13 of the Constitution of
India
[3] Express News Service, Arun
Jaitley on NJAC verdict: Democracy can’t be tyranny of the unelected, The
Indian Express, Oct 19, 2015.
[4] VG Row v. State of Madras, 1952 SCR
957.
[5] Minerva Mills v. Union of India,
AIR 1980 SC 1789.
[6] Prof. KC Wheare called India as
quasi-federal.
[7] L. Chandra Kumar v. Union of India,
1995 AIR 1151, stated independence of judiciary as being part of basic
structure of constitution.
[8] SR Bommai v. Union of India, 1994
AIR 1918.
[9] Indira Nehru Gandhi v. Raj Narain,
1975 AIR 865.
[11] Date when Kesavananda Bharati case
was pronounced.
[15] (The Guardian For One And All Or The Judiciary Is The
Sentinel Qui Vive) https://www.livelaw.in/columns/the-guardian-for-one-and-all-or-the-judiciary-is-the-sentinel-qui-vive-165833.
[17] Kemal
Gozler “Judicial Review of Constitutional Amendments: A Comparative Study” Bursa: Ekin Press, 2008.
[19] Andrew B. Coan “The Irrelevance of
Writtenness in Constitutional Interpretation” University of Pennsylvania Law Review,
Vol. 158 (2010).
[20] Gul Bukhari, “Resounding Silence”,
Daily Times, 15 November 2010.
[21]Madhav Khosla, “Addressing Judicial
Activism in the Indian Supreme Court: Towards an Evolved Debate”, Hastings
International and Comparative Law Review vol.
32 (2009).