EVOLUTION OF INTERNATIONAL CRIMINAL COURTS UNDER NUREMBERG TRIBUNAL BY- SAKSHI SHARMA
EVOLUTION OF INTERNATIONAL CRIMINAL
COURTS UNDER NUREMBERG TRIBUNAL
AUTHORED BY- SAKSHI SHARMA
LLM, Criminal Law, School Of Law,
Manav Rachna University
ABSTRACT
Any kind of violence is a
pathological force that hinders or eliminates processes that are necessary for
maintaining and improving life. There are several examples of violence against
other people throughout the history of human civilisation. The current period,
which has been dubbed the age of science and technology, globalisation, and
liberalisation, has also brought with it new ways for serious and horrible
crimes to be committed on a worldwide scale. It presents a problem for the
upholding of international law's principles in an effort to improve and create
a more contented and peaceful world[1]. It
is possible to get the conclusion that worldwide criminal activity is expanding
at a very rapid rate from a comparative analysis of world history with relation
to criminal activity that has taken place during the previous centuries. Due to
the extraordinary rise in international criminal activity, this is presenting a
grave danger to global peace and security.
[2]Over
one hundred million people are thought to have died as a result of internal
wars, despotic regime persecution, and non-international conflicts throughout
the twentieth century. In addition to the issue of war, a number of new
technologies have been developed and used for destructive purposes. There are
now new ways to instill dread and panic in people's brains. All of these
offences violate humanitarian law, human rights, and, consequently,
international law. Therefore, it may be concluded that the world's and the
international community's security is at risk and that action must be made to
stop this threat. The obvious question, given the reasoning presented above, is
how to prevent crimes against humanitarian law, human rights, and international
law in general. "By punishing the offenders, one can curb these
crimes," is the rational response. By establishing courts to punish the
criminals, international crimes were reduced by penalising the offenders. It
was decided during and soon following World War II that the crimes perpetrated
during that conflict would not go unpunished. The United Nations War Crimes
Commission (UNWCC) was established by an agreement signed by the Allied Powers
at the Palace of St. James in 1942. The International Military Tribunal of
Nuremberg and the International Military Tribunal for the Far East were
established as autonomous tribunals as a result of the Declaration of St.
James. The heinous atrocities of the Nazi Holocaust in Europe and the Japanese
atrocities committed during the wartime subjugation of several South Asian nations
prompted the creation of both tribunals.
MEANING OF TRIBUNAL
Any war between two or more states
includes both the political leadership and armed forces of those states. The
lawful authority to command the military rests with the military leadership. It
takes coordinated military and political action for a state to declare war.
Only after the components of aggressiveness are identified can the topic of how
to hold someone accountable for violence be addressed. It is crucial to
remember that the path to the establishment of an international criminal court
for the culpability of aggression was convoluted and protracted. Tribunals were
created in order to do this. How we define a tribunal is a crucial topic that
comes up in this situation. The phrase "tribunal" refers to a court
of justice, a bench where a judge or other presiding officer sits in court, a
committee or board that has been constituted to decide a specific case, or
anything that has the authority to decide or make a decision. Establishing
"a system of accountability and the maintenance of international peace and
security" was the fundamental goal behind the creation of these courts.[3] "To
put an end to [international atrocities] and to take effective measures to
bring to justice the persons who are responsible for them" is the
tribunal's stated mission[4].
As correctly stated, "the pursuit of justice and accountability fulfils
fundamental human needs and expresses key values necessary for the prevention
and deterrence of future conflicts" was the main justification for the
establishment[5].
BACKGROUND, IMPORTANCE AND MEANING OF NUREMBERG
Previously, nation states had supreme
authority in the world[6].
It was a world full of violent wars between independent states that resulted in
devastation and fatalities. International law, as it existed at the time, did
not effectively prevent nation-states and their leaders from initiating and
waging aggressive conflicts. In the world before Nuremberg, people were under
no duty to behave in a way that would not harm the people of other countries.
The Second World War brought about a significant shift in the international
criminal justice system due to the massive abuses of human rights and acts of
aggression. International Military Tribunals were founded in Tokyo and
Nuremberg as a result of the international community being persuaded to have a
specific focus on international criminal law. Individual criminal
responsibility for the crimes committed was acknowledged on a global scale for
the first time in human civilisation.
Along with its fundamental tools, these international criminal tribunals
invoked a number of reasons for punishing those who commit extreme
international crimes, such as aggression. Retaliation, deterrence, and, at the
subaltern level, rehabilitation, reintegration, reconciliation, and
incapacitation are some of these explanations[7]. With
its roots in the rulings of the Nuremberg and Tokyo Tribunals, the developing
body of international criminal law affirmed the necessity of taking action to
include acts of aggression on the list of crimes covered by international law.
Since using force was the primary element of aggression, both states and people
should be barred from using force, since this would be against jus contra
bellum. The establishment of the International Military Tribunals (IMT)
distinguishes international criminal law from other areas of international law.
Usually, the same treaty that enacted a certain set of legislation also creates
an IMT. In the past, these tribunals were ad hoc in character, established to
decide on a particular case, and had temporal or territorial limitations. For
instance, the London Charter of the International Military Tribunal established
the Nuremberg IMT. It was established in the years following World War II
specifically to prosecute cases involving crimes related to that conflict. The
trials were held in the German state of Bavaria in the city of Nuremberg
(sometimes called Nurnberg), whose Palace of Justice had a sizable jail area
and was mostly unaffected by the war. Furthermore, Hitler's Third Reich rule
was symbolically ended by conducting the postwar trials in Nuremberg, which had
also hosted yearly Nazi propaganda rallies.
The establishment of the International Military Tribunal to try and
punish the main war criminals in the years after World War II marked the
beginning of modern international criminal law.
THE NUREMBERG TRIBUNAL
The Law of Force has been in effect
since the dawn of civilisation about 5,000 years ago. It is important to
remember that the Law of Force is savage, transient, and causes a great deal of
confusion for the general public. It implies that both domestic and foreign
predators who have no boundaries to their behaviour have decimated highly
cultured, peace-loving people. One of the main defendants at Nuremberg, Albert
Speer, understood the conundrum that the Laws of Force presented. He vividly
conveyed his worries in his final remarks at Nuremberg about a future where
some countries would concentrate their energies on creating more devastating
weapons while others would concentrate on fostering cultural development and
peaceful endeavours. He anticipated that Nuremberg would guarantee that the
development of international law has kept up with advancements in destructive
technology. The goal of Nuremberg was to
alter the anarchic framework that governed the interactions between nations and
people worldwide. Human rights efforts arose from Nuremberg, which served as
their main source. Nuremberg led to the creation of the Universal Declaration
of Human Rights[8], the
European Convention on Human Rights[9],
the Genocide Convention[10],
and other related agreements. The first post-mortem examination of a
totalitarian state was Nuremberg. It helped people throughout the world
understand how a dictatorship works and the safeguards that must be in place to
stop dictatorships and their negative impacts. Nuremberg is more than just a
German city. It is a representation of the resurgence, regeneration, and
awakening of Natural Law from its slumber. We learn about the strength of
justice and natural law from the Nuremberg Trials. It signalled the start of a new age with
established principles that would provide a set of legally binding guidelines
for how people and nation-states should behave towards one another. In
actuality, it signalled the emergence of international law as a powerful tool
for preserving world peace.
ESTABLISHMENT OF NUREMBERG TRIBUNAL
The Second World War itself marked
the beginning of the effort to create an international criminal court to try
Nazi offenders. The States began investigating the idea of making hostility a
crime on a global scale during this period. The current Laws of War were
created by the Nuremberg Trials, which also set the stage for the permanent
International Criminal Court (ICC) and the ad hoc international courts that
have been established during the last fifteen years. It is true that the
creation of courts to trial criminals was a ground-breaking idea for preserving
world peace and security. By an agreement made in London on August 8, 1945, the
United States of America, France, the Soviet Union, North Ireland, and the
United Kingdom of Great Britain created it. 31 According to the Tribunal's
Charter, an International Military Tribunal will be established in accordance
with the agreement signed on August 8, 1945, by the governments of the United
States of America, the Provisional Government of the French Republic, the
Government of the United Kingdom of Great Britain and Northern Ireland, and the
Government of the Union of Soviet Socialist Republics. This tribunal will be
used to try and punish the major war criminals of the European Axis in a fair
and timely manner. To provide the legal foundation for the prosecution of
crimes against peace, Control Council Law No. 1032 was approved. The global
acknowledgement of international human rights beyond national boundaries was
the importance of Nuremberg. The
indictment included charges for each of the three types of crimes recognised by
Article 6 of the Tribunal's Charter:
i)
Crimes
against peace, which include organising, preparing, starting, or carrying out
an aggressive war, a conflict that violates international agreements, treaties,
or guarantees, or involvement in a group scheme or conspiracy to carry out any
of the aforementioned;
ii)
War
crimes, which are transgressions of the rules or traditions of war. These
offences will include, but not be limited to, killing hostages, plundering
public or private property, wanton destruction of cities, towns, or villages,
devastation not warranted by military necessity, murdering or mistreating
prisoners of war or persons on the seas, or deporting civilians in occupied
territory or to slave labour or for any other reason;
iii)
Crimes
against Humanity: these include killing, eradicating, enslaving, deporting, and
other cruel acts against any civilian population, either before or during the
war; or engaging in political, racial, or religious persecution in the course
of or in connection with any crime under the Tribunal's jurisdiction, whether
or not it violates the domestic laws of the nation in which it is committed.
All actions taken by anyone carrying out a common plan or conspiracy to conduct
any of the aforementioned crimes are the responsibility of the leaders,
organisers, instigators, and accomplices involved in its creation or execution.
If we attempt to analyse
the Nuremberg trials, we may conclude that they were founded on two crucial
ideas:
i)
People
can and should be held responsible for the most heinous international crimes.
"Crimes against international law are committed by men, not by abstract
entities, and only by punishing individuals who commit such crimes can the
provisions of international law be enforced," the Nuremberg Tribunal's
famous ruling stated.
ii)
Ensuring
responsibility is crucial in and of itself, but it's also critical because
allowing widespread or systematic atrocities to go unpunished can have
detrimental effects on global peace.
The following are some
other Nuremberg Trial tenets that were relevant at the time and are still
relevant today:
i)
That
it is illegal to start and carry out an aggressive war, as well as to conspire
to do so;
ii)
That
it is illegal to violate the laws and customs of war;
iii)
That
it is illegal to commit cruel acts against civilians during or in connection
with an aggressive war;
iv)
That
people can be held accountable for crimes they commit while serving as heads of
state;
v)
That
they can be held accountable for crimes they commit in response to orders from
higher authorities; and
vi)
That
a person accused of a crime under international law has the right to a fair
trial.
ANALYSIS OF CHARTER VIS-À-VIS AGGRESSION
According to a review of the
Nuremberg Tribunal's Charter, the term "war of aggression" was not
defined, and the Tribunal's ruling did not include any definition or
interpretation of the term. The Tribunal only discovered that some of the
defendants had planned and carried out aggressive wars against twelve nations,
and as a result, were guilty of a number of crimes, after examining the
historical events leading up to and during the conflict. According to the
Tribunal, "planning" and "preparation" of a war of
aggression encompassed every step of starting a war of aggression, from
planning to the actual start of the conflict. Because of this, the Tribunal did
not clearly distinguish between preparation and planning. However, the ruling
basically said that "the making of war requires planning and
preparation." In addition to the aforementioned idea, Justice Jackson's
focus at Nuremberg was on the aggressive war count, which assigned
responsibility for organising, organising, and executing aggressive warfare.
Less progress has been achieved in applying the Nuremberg legacy in this regard.
INDICTMENT OF NUREMBERG TRIBUNAL
The Trial of Major War Criminals,
which took place from November 20, 1945, to October 1, 1946, is the most
well-known of the Nuremberg trials. The trial followed a combination of legal
traditions: prosecutors and defence lawyers were present in accordance with
both American and British law, but a tribunal—a group of judges—rather than a
single judge and jury rendered the verdicts and punishments. Robert H. Jackson
(1892–1954), an associate judge of the U.S. Supreme Court, served as the lead
American prosecutor. A primary judge and an alternative judge were provided by
each of the four Allied nations. Twenty-four people were charged. One of the
accused men committed himself before to the trial, while another was declared
physically incapable of standing trial. Before they could stand trial, Hitler
and two of his closest colleagues had each killed themselves in the spring of
1945. The defendants were free to select their own solicitors, and the most
popular defence was that the crimes listed in the London Charter were instances
of ex post facto legislation, or laws that made acts done before to the
creation of the laws illegal. Another argument was that the trial was a kind of
victor's justice, with the Allies leniently punishing the crimes of their own
soldiers while imposing high standards on the crimes of the Germans. The
Nuremberg trials are now recognised as a significant step towards the creation
of a permanent international court and a crucial precedent for handling
subsequent cases of genocide and other crimes against humanity, despite the
fact that the legal grounds for the trials and their procedural innovations
were contentious at the time[11].
Two charges pertaining to aggressiveness were included in the indictment at the
IMT:
i.
Count
One: By planning, preparing, starting, and waging wars of aggression—wars that
also violated international treaties, agreements, or assurances—the defendants
engaged in a single plan or conspiracy that supported the commission of crimes
against peace.
ii.
Count
Two: Over the years leading up to May 8, 1945, all of the defendants and many
other individuals took part in the planning, preparation, commencement, and
conduct of aggression, which included wars that were conducted in defiance of
international treaties, agreements, and guarantees.
Thus, this tally represented what
were referred to as "crimes against peace," and it was evident that
acts of aggression, such as the German invasion of Poland on September 1, 1939,
had to be included, even though it was unstated that the act of war was carried
out as part of a collaborative plot with the Soviet Union. The Nazi government
must have been aware that the aggressive foreign policy of Germany violated
agreements like as the Kellogg-Bridg Pact, which prohibited the use of force. The
Tribunal further supported its view that there might be retroactive criminal
liability for aggression by citing the example of criminal liability for war
crimes, as well as the specific history of the Kellogg-Briand Pact and other
international agreements and draft agreements that actually criminalise
aggression.
THE JUDGEMENT OF IMT:-
The Second World War, in particular,
was "the greatest man-made catastrophe of all time," according to
historical analysis. It is astounding to think that around 1.3% of the world's
population died in this conflict. Thus, the Nuremberg Tribunal's observation on
the charges related to the Crime against Peace and War was accurate and runs as
follows: The indictment of the guilty contains extremely serious accusations
that the defendants organised and fought hostile conflicts. In essence, war is
a bad thing. The globe is impacted by its effects, which are not limited to the
warring states. Therefore, starting a war of aggression is not only an
international crime; it is the most serious one, and the only way it differs
from other war crimes is that it encompasses all of the collective evil. All
but three of the defendants were ultimately found guilty by the International
Tribunal. Twelve received death sentences, one was condemned in absentia, and
the remaining individuals received jail terms ranging from ten years to life in
prison. On October 16, 1946, ten of the convicts were hanged.
CHALLENGES TO THE NUREMBERG POLICY:-
Is the Nuremberg legacy in danger
now, given the flurry of activity occurring both domestically and
internationally? In this context, I have two sets of worries. The
"unfinished" business of Nuremberg itself comes first, followed by
governmental challenges to the legacy.
A) THE UNFINISHED WORK OF NUREMBERG- Despite
the significant accomplishments mentioned above, which only represent a portion
of the Nuremberg Charter's impact on our contemporary society, more has to be
done. The first challenge is to make Nuremberg's legacy and message really
international so that it is neither "American" nor
"Western." This entails keeping up the pressure for the Rome Statute
of the International Criminal Court to be ratified by all countries. Although
the rules of war are extensively codified in terms of the Charter's substantive
law, there are still certain gaps, and constant attention to detail is
required. In order to defend assaults that kill a lot of people or target
civilian property, several nations are creating tight definitions of
proportionality, expanding the definition of "combatants" to include
more lethal targets, and creating risky new weaponry. Particularly, nuclear
weapons continue to pose a threat to our existence as well as our safety. The
so-called "global war on terror" has weakened the consistent meaning
and implementation of international humanitarian law, and the regulations
governing non-international armed conflict are less established than those
governing international armed conflict.
B) THE NON-COMPLIANCE OF STATES- What
prevents countries from adhering to the conventions' rules is the problem of
sovereignty compromise and the suspicion that strong governments may abuse them
to interfere in internal affairs.
CONCLUSION:-
There is conflicting evidence on
adherence to the Nuremberg principles. However, the Nuremberg legacy is remarkable
in and of itself, and its significance cannot be overstated. The International
Criminal Court is no different. Jackson maintained that he was requesting that
the Tribunal place international law and its principles solidly on the side of
peace, not to prohibit the commission of war. There are other options available
to establish responsibility for the conduct of international crimes outside
international criminal proceedings. The Nuremberg principles and international
humanitarian law can be used in a variety of ways. UN human rights bodies,
national civil law actions, truth commissions, the International Criminal
Court, the International Court of Justice, fact-finding commissions of inquiry,
human rights courts, national courts, and ad hoc and mixed model international
criminal tribunals are a few examples. We must expand our perspectives, be more
inventive, and utilise the wealth of talent that exists worldwide in order to
strengthen the international criminal justice system and increase the efficacy
of the Nuremberg principles. Many intelligent observers at the time could not
anticipate or predict the Nuremberg trials, which will never be forgotten, or
the creation of the International Criminal Court fifty years later. Both events
were nothing short of miracles. The trials had a huge influence on the
development of international criminal law.
[1] Anupam Jha, “Challenges before
International Criminal Tribunals: A Special Focus on International Criminal
Court”, ISIL Yearbook International Humanitarian and Refugee Law, Vol. III,
2008, pp. 178- 193, at p. 178.
[2] M. Cherif Bassiouni,
International Criminal Law, Transnational Publishers, New York, 2000, at p. 3
[3] Akhavan, P, “Justice in The
Hague, Peace in Yugoslavia? A Commentary on the United Nations War Crimes
Tribunal”, Human Rights Quarterly, Vol. 20, 1998, pp 738- 817, at p. 740
[4] S.C. Res. 827, at 1, U.N. Doc.
S/RES/827 (May 25, 1993), available at http://www.un.org/Docs/scres/1993/scres93.htm
retrieved on 1/November/2013
[5] M. Cherif Bassiouni, “Justice
and Peace: The Importance of Choosing Accountability over Real Politik”, Case
Western Reserve Journal International of Law, Vol. 35, 2003, pp. 187- 197, at
p. 191
[6] Nation is a contested concept
that refers to self- conscious community of people who differentiate themselves
from others on the basis of one or several more shared and exclusive traits
such as language, common history, culture, religion and/ or ancestry. Mark
Beeson and Nick Bisley, Issues in 21st Century World Politics, Palgrave
Macmillan, New York, 2010, at p. 109
[7] Mark A. Drumbl, “The Push to
Criminalize Aggression: Something Lost Amid the Gains?”, Washington and Lee
University - School of Law, Vol. 41, 2009, pp. 291- 319, at p. 311.
[8] Universal Declaration of Human
Rights, Art. 21, GA. Res. 217 (III), UN Doc. A/810 (1984).
[9] Convention for the Protection of
Human Rights and Fundamental Freedoms, Nov. 4, 1950, 213 U.N.T.S. 221, 224
[hereinafter Convention for the Protection of Human Rights and Fundamental
Freedom].
[10] The Convention on the Prevention
and Punishment of the Crimes against Genocide, 1948
[11] http://www.history.com/topics/world-war-ii/nuremberg-trials
retrieved on 30 April 2015.