CONSTITUTIONAL GUARDIANS: A COMPARATIVE STUDY OF JUDICIAL REVIEW IN INDIA AND USA BY - KARRI MOULENDRA SATYA VENKAT
AUTHORED BY - KARRI MOULENDRA SATYA VENKAT
(LL.M. Student of Symbiosis Law School- Hyderabad)
Abstract
The main objective of this paper is to study and analyze different
aspects that stand similar or dissimilar among the Indian and the American
Judiciary systems. The paper begins with the Historical background of the
Judicial system in both countries, followed by the Judicial Structures
including different types and levels of courts established by the respective
systems and their jurisdictions and the impact of Federalism in the judiciary
systems, powers of both the systems in reviewing the laws and determining their
constitutional validity, procedures followed by both the countries to appointing
and removing the Judges, the level of independence of Judiciary in both
systems, Judiciary’s function of Checks and Balances, the enforceability of the
basic rights of their respective citizens, different paths that are chosen by
both nations in promoting Judicial Activism and limiting the Judicial
interference, Judiciary’s role in providing legal aid to the unprivileged as
well as giving the access to the citizens for fighting the matters on behalf
the general public, different criminal and civil laws and their role in
governing the justice system as well as the influence of the Precedents, and
the paper concludes with the limitations of both the systems like, Case
Backlogs and Speed of Justice followed by the recent Trends and Reforms in both
the Judicial systems of India and USA.
Keywords: - Indian and American Judiciary
Systems, Historical Background, Types of Courts and Jurisdictions, Constitution
and Judiciary, Judicial Review and Constitutional Validity, Appointment and
Removal of Judges, Independence of Judiciary, Checks and Balances,
Enforceability of Rights, Judicial Activism and Interference, Legal Aid and
Access to Justice, Civil and Criminal Laws, Social Justice, Human Rights, Case
Backlogs, and Trends and Reforms.
Research
Questions
1. What are the main differences in the judicial
systems including the judicial structures of India and the U.S.A.?
2. How does the Judicial review system
work in India and how does it differ from the U.S.A?
3. How effective are Judicial Independence
and Checks and Balances in safeguarding democracy and human rights in India and
the U.S.A.?
Research
Objectives
1. To study the historical evolution of
judicial review and its role in India and the U.S.A.
2. To analyze the judicial structures
and the impact of federalism in both countries.
3. To examine the independence of the
Judiciary and compare the processes of appointment and removal of judges.
4. To interpret the role of the
Judiciary in protecting the rights of people, enforcing justice, and overcoming
the limitations of the system.
Both the research questions and
research objectives of this paper are aligned closely. Questions seek to
evaluate the key differences between the judicial systems of India and the
U.S.A. and also to know how Judicial review, Independence of Judiciary, Checks
and balances work in both countries. And objectives seek to investigate the
historical evolution of the concept of Judicial review, judicial structures
including the courts established and their jurisdictions, independence of
judiciary, appointments, and removal of judges, and also aims to find how
efficient the judicial systems of both countries in protecting the rights of
citizens and enforcing them the Justice, these evaluations and understandings
ultimately result in answering the research questions. Thus, with this, it is
clear that both research questions and objectives depict a structural approach
to understanding the Judicial Systems of India in comparison with that of the
U.S.A.
Research
Methodology
The research method used in writing
this paper is the Doctrinal Method i.e., secondary data was collected from
different books, research papers, and websites, and with this it is declared
that this paper is of an objective nature rather than subjective. Personal
choices and opinions were not depicted in this paper and only findings that
were mentioned and published in different sources were only used to write this
paper.
Hypothesis
The Indian judiciary system
demonstrates greater adaptability in providing access to justice for
underprivileged citizens compared to the American system, as evidenced by a
more extensive focus on legal aid programs and public interest litigation.
Literature
Review
In the process of working on this
paper, the information was taken from different sources of studies that are
already done by several scholars. Those include Datar. In his study in 2020,
had studied about the independence of the Judiciary and also about separation
of powers in both India and the US. A study done by Bhatia in 2019 found out
influence of federalism on Judicial structures in both nations. Sahai studied
about Judicial Activism, Rosen studied about the concept of Judicial Review,
and the study of M.Ramanujam in his study compared the procedures of
appointment and removal of judges in both countries in the year 2018. A study
by M. Hall in 2019 studied the role of the Judiciary in maintaining checks and
balances. A. Verma’s study analyzed the challenges in providing legal aid in
India. Wilkins studied about the concept of PIL in comparison with India and
the US and the study of Pandey compared the civil laws and the influence of
precedents in India and the US. Studies done by Sharma and Wallace in the years
2021 and 2020 discussed and focused on the possible Judicial Reforms to be brought
in India and the USA.
Introduction
As we all know the Judiciary is one
of the 3 pillars of a democratic government that accompanies the other 2
pillars which are Legislative and Executive who together governs and runs a
state. The Main role of the judiciary is to interpret the laws made by the
legislative and that have to be executed and implemented by the executive.
Other important functions of the Judiciary are to protect the rights of the
citizens and to keep a check on the laws made by the legislative and balance
them according to the provisions of the Constitution to administer justice in
an effective manner. The Judiciary is very important for every nation and
government to deliver justice without any partialities and bias and to
safeguard the rights of people.
In this study, we’ll get to know
about the Judicial systems of India and the United States of America. As
mentioned in the abstract, different aspects related to the judicial system of
both nations will be covered and studied as part of the research done for this
paper. To begin with a brief introduction about the judicial systems of both
countries.
India’s judicial system is an
integrated and unified judicial system that came into existence based on the
Indian Constitution of the year 1950. This system was influenced by the Common
Law System and established its provisions and functions. The highest court of
India is the Supreme Court of India. Along with this, there are 2 more levels
of courts at the State and District levels. The Supreme Court has the authority
of Judicial review over the laws and actions of the legislative and executive.
The judges of these higher courts are appointed by the President of India as
per the recommendations of the collegium who will serve up to 65 years of age.
The role of the Judiciary also includes promoting social justice and protecting
the fundamental rights of the citizens.
The Judicial System of the USA is
also influenced by the Common Law System and Federal system established based on
the US. Constitution of the year 1789. This system follows the Federal System
with dual courts namely, federal and state courts. Just like in India, there is
also an apex court in there i.e., the Supreme Court of the United States. And
other two levels of courts established there are the district courts and Courts
of Appeals. Even here there exists the authority of Judicial Review on the
actions of the Legislative and Executive. The judges are appointed by the
President and confirmed by the Senate. The tenure of the Federal judges is
lifetime. The ultimate role of the judicial system of the US is to uphold the
Constitution.
Historical
Development of the Judicial System
Indian Judicial System
Pre-Independence Scenarios[1]: In the Ancient and Medieval
periods, the legal system in India was administered and run based on the
concepts of Dharma, and other sources of law like Manu Smriti under the Hindu
Dynasty and evolved to Islamic Law under the Mughal Empire. During that time,
the judicial structure was not so formal, and mostly local courts in Panchayats
and community-based dispute resolution mechanisms were followed. During the
British Colonial Period, a formal court system was introduced in the presidency
towns of Calcutta, Madras, and Bombay by the East India Company in the year
1726. The Supreme Court of Calcutta was
established in India by the British by passing legislation Regulating Act of
1773 and also established High Courts in Bombay, Calcutta, and Madras through
the Indian High Courts Act of 1861, this act had integrated the Indian
Judiciary into the British legal system and made Privy Council the final court
for appeals even for Indians.
Post-Independence Scenarios[2]: After attaining independence in the
year 1947, the Constitution of India was brought into the picture, and as per
the provisions of the Constitution, an independent judiciary was established by
taking the reference from the legal systems of the British but also adapted to
the democratic ideas. The Supreme Court of India was established in the year 1950
and was made the Supreme Court the final court for appeals and also made it a
guardian of the Constitution. Judicial Review, Judicial Activism, and enforcing
Fundamental rights are some major functions of the Judiciary in India.
American Judicial System
Colonial Era[3]:
Before attaining
independence, they used British law, but with some necessary changes, and every
colony used to have a court each. Judicial power used to be limited with the
colonies and those colonial courts used to work in the interest of the British.
The local courts intended to use the Common law but due to their limited
powers, they could not challenge the British laws. During that time, the US’s
Judiciary couldn’t be independent and unified but was dependent on the British
monarchy and its laws.
Post-Independence Scenario[4]: After achieving independence, the
U.S. Constitution made space for a unified judiciary with the Supreme Court at
its top and the judiciary was made independent from the executive and
legislative. Later the Judiciary Act was enacted in the year 1789 and the
federal judiciary with provisions of establishment of the Supreme Court and
lower federal courts was brought into existence. There are certain major cases
that brought major changes in the Judiciary of the USA like the principle of
Judicial Review was established through the judgment of the case of Marbury vs.
Madison etc.
Judicial
Structures
Indian Judicial Structure
In India there are 3 levels of
courts, the Supreme Court is the Apex court which is the highest court with 33
judges along with a Chief Justice appointed by the President of India. It was
established under Article 124[5] of
the Constitution in the year 1950. It has original jurisdiction, Appellate jurisdiction,
Advisory Jurisdiction, along with the Writ Jurisdiction by which it takes up
the cases filed through a writ petition of any individual under Article 32 for
human rights violation. The next subordinate level of courts is the High Courts
which are at the State level and established under Article 214[6] of
the Constitution. There are around 29 High courts at the state and union
territories level and the number of judges is calculated based on the caseload.
Even these judges are appointed by the President of India after consulting the
Chief Justice of India, Chief Justice of High Courts, and state governor Their
jurisdiction consists of appeals from the subordinate courts and writs under
Article 226 of the Constitution.
The next level of courts is District
Courts which are established in every district to preside the cases in that
particular jurisdiction and the judgments of these courts can be appealed in
the High Courts and subsequently at the Supreme Court. These courts handle
civil and criminal cases based on the pecuniary and geographical jurisdictions
along with the appeals from the subordinate courts. Each state will have multiple
districts and each district will have a district court presided by a Chief
Judicial Magistrate. The last level of courts is the subordinate courts[7]
which include Civil and Criminal Courts, and Family Courts whose jurisdictions
vary from state to state. Along with these courts, there are some special
courts[8]
and tribunals that deal with exclusive types of cases like Tax and Labor
tribunals, fast-track courts, and Consumer Courts for expedited and speedy
recovery of the cases.
American Judicial Structure [9]
The judicial structure of America is
slightly different from that of the Indian judicial structure with some similarities.
Even here there is a Supreme Court which is the highest court of the nation
established under Article III of the Constitution in the year 1789 with a Chief
Justice and other 8 Associate Justices, with 3 different types of jurisdictions
namely, original, appellate, and primarily appellate. Other levels of courts
are at the state level called Courts of Appeal, these are the intermediate
appellate courts between the district and Supreme courts which hear appeals on
federal cases, usually after trial courts that are also called District courts.
There are 13 total Courts of Appeals in the USA which included 12 regional
circuits and 1 Federal circuit.
In each state of the US, there is an
individual highest courts usually called State Supreme Courts which deal with
the cases relevant to State laws and constitutions. There are many other
subordinate courts like District Courts which are 94 in number across the U.S.
also called trial courts where federal courts handle cases of both civil and
criminal. Along with these courts, there are many other courts that function as
per the special jurisdictions they are namely, Bankruptcy Courts, Magistrate
Courts, Intermediate Appeals Courts, State Trial Courts, and Special Courts.
Impact
of Federalism on the Judiciary Systems
Impact of Federalism on Indian
Judiciary[10]
India is a Quasi-federal nation in
which the powers are separated between the Central and the State governments.
The Judiciary takes up and solves the disputes between different states,
between state and centre, and such other issues. Article 131 of the Indian Constitution has
granted the Supreme Court the authority and the jurisdiction to resolve
disputes between central and state governments and also to review the laws made
by both Parliament and the Legislative bodies of the States and can strike down
or declare a particular law as null or valid if it feels it to be
unconstitutional. Usually, the High Court of a respective state deals with
cases only relevant to that particular state as per its Territorial
Jurisdiction. Being the subordinate court of the Supreme Court, it also has
functions to do the assigned actions by the apex court. Due to this federal
structure and nature’s impact on the judiciary, it is argued the judiciary
often favours central authorities in disputes or issues between the centre and
the states by following the Supremacy law that says that the Federal laws
prevail over the laws made by the state governments.
Impact of Federalism on the American
Judiciary[11]
With the strong federal system[12] In
the USA, powers and authorities are shared between the state and the federal
governments (federal here refers to the central government) and the Judiciary
takes care of the compliances as per the Constitution at both federal and state
levels. Just like in India, even here the apex court i.e., the Supreme Court
resolves the disputes or issues between the federal and state governments,
reviews the laws made at both levels, and checks their constitutionality. Just
like the High Courts in India, here in the USA, there are separate highest
courts referred to as the state’s Supreme courts that handle the cases related
to or governed by the state laws, but review of such state laws and
constitutional issues is done by the Federal Courts only. Federal laws prevail
over the State made laws just like in India.
Powers
to Review the Laws and Determining the Constitutional Validity
The Judiciary of India has the
ultimate power and authority to review the laws made by the Parliament and the
state legislatures as per Article 13 of the Indian Constitution.[13].
This provision allows the courts to declare a law unconstitutional and invalid
if those laws violate the fundamental rights and other parts of the basic
structure of the Constitution that came into existence through the judgment of
the case Kesavananda Bharati vs. the State of Kerala in the year 1973 and this
power to review the laws also extend to the amendments that are brought to
change the provision of the Constitution and thus even the amendments can be
declared void and null if they violate the provisions of the basic structure of
the Constitution. The apex court i.e., the Supreme Court of India’s decision
would be final regarding the interpretation of the laws and reviewing their
constitutional validity.
In the USA[14],
the concept of Judicial Review was not mentioned in any of the Constitutional
provisions because that came into existence through the decision of the case
Marbury vs. Madison in the year 1803. In the judgment of this case, it was made
clear that the Supreme Court of the USA can review and check the validity of
the laws made by the Federal and State Governments and can invalidate them if
they do not comply with provisions of the Constitution. Along with the
legislative actions, even the executive actions are subject to the Judicial
Review. The Supreme Court which is the highest court of the USA’s decisions are
final and those decisions can only be overturned by amending the Constitution
or through future judgments.
Appointment
and Removal of Judges
India [15]
In India, the judges of the Supreme
Court are appointed by the President of India based on the recommendations made
by the Collegium System which consists of the Chief Justice of India and other
senior judges. To be appointed as a Supreme Court judge, one must have worked
as a High Court Judge for 5 years or must practice as an advocate for 10 years
and the tenure would be until they attain the retirement age i.e., 65 years.
They can be removed by a very complicated method of impeachment by the
Parliament with a majority of two-thirds in both houses of the Parliament only
after proving the charges of misbehaviour or incapacity after a thorough
inquiry as per the Judges (Inquiry) Act of 1968.
In the same way, even the judges of the High
Courts are appointed by the President of India after consulting the Governors
and the Chief Justices of the respective states and High Courts. A person must
practice as an advocate for at least 10 years or must be a sitting judge to get
appointed as a High Court Judge and he or she can serve until they attain 62
years of age. The process of removal of High Court judges is also the same as
that of the process that is followed to remove the Supreme Court Judges.
Judges for the District and other
Subordinate courts are appointed by the Governors of the respective states
after consulting the State High Court and State Public Service Commission. The
required qualifications and the tenure of these judges vary from state to
state. These judges can be removed from their offices by the Governor for
similar reasons like misconduct and incapacity. But, are removed by the
Governors after getting a report from the respective High Courts after
monitoring the disciplinary actions of the respective candidates.
The collegium system by which judges
are appointed is free from political interference and it shows the level of
independence of the Judiciary without any connections or pressures linked to
the political parties or leaders. Also, the process of impeachment is so
complex and it is difficult to remove judges by the political leaders without
any proper reason.
USA[16]
Judges of the Supreme Court are
appointed by the President of the U.A., after confirmation from the Senate
followed by the Senate Judiciary Committee’s hearings. Federal judges including
Circuit and District court judges are also appointed by the President with the
approval of the Senate just like appointing the Supreme Court Justices. There
are no particular qualifications mentioned in the Constitution but experienced
legal professionals and scholars are preferred therein. Tenure of Office for
Federal Judges is for life if they maintain a bona-fide behaviour. These judges
can be only removed through a process of impeachment with a simple majority in
the House of Representatives and a two-thirds of majority in the Senate to
remove the judges on the grounds of Treason, Bribery, or crimes, etc.
Judges for the lower courts like lower
federal courts are also appointed by the President after getting confirmation
from the Senate. But there is another process through which they are appointed
i.e., by getting elected or appointed by the governor or through processes
based on the merit of the candidates. Qualifications and tenure of Office vary
from state to state and even they are removed through impeachment, recall
elections, and such other modes which also differ from state to state.
Unlike the system in India, Life
tenure for federal judges makes sure there is independence from the political
leaders and parties. However, the process of confirmation by the Senate can be
influenced politically thus this might depict a lack of independence and
influential behaviors.
Independence
of Judiciary and Checks and Balances
India[17]
As per Articles 124 to 147 and 214 to
231 of the Indian Constitution, the Supreme Court and the High Courts have been
respectively granted Independent Judiciary by the Indian Constitution. There is
no political influence in the process of appointment of Judges as it takes
place through a Collegium System and even the retirement age of the judges was
also fixed at 65 and 62 for the judges of the Supreme Court and the High Courts
respectively. The salaries and allowances of these judges can also not be reduced
until there is a financial emergency under Article 360. With all these
provisions it is clear that the Constitution of India ensures an Independent
Judiciary that enhances the trust of people in the Indian Judicial System by
providing the security of tenure to the judges and the process of impeachment
through which judges are removed is also so complex and lengthy due to which
there won’t be any insecurity for judges while they deliver judgments and it
proves the existence of independence to the Judiciary with less political
interference and influence.
All the 3 pillars of the government
namely, executive, legislature, and judiciary operate independently by having
checks on each other. The judiciary ensures that the executive and legislative
actions are under the purview of the Constitution or not. The Judiciary does
have powers to declare any action of executive and legislative as null and
invalid when it finds their actions being unconstitutional. But there is a
possibility for overriding the decisions of the Judiciary by the legislative
through the process of amending the provisions of the Constitution under
Article 368. Thus, this is how the function of Checks and Balances works in
India.
USA[18]
Like in India, even in the U.S.A., Article
III of the Constitution of the U.S. provides certain benefits for judges by
providing them the life tenure of Office, not allowing for reducing their
salaries and perks, etc. As we have seen in the processes of appointment and
removal of Judges in the previous section, there are both legislative and
executive involved in the process of appointing judges in the U.S. by providing
judges the life tenure of Office, ensuring them the security from losing their
jobs and can act unbiased and without pressure from the political leaders.
Just like in India, all three
branches work together by having checks on each other. However, the judiciary
will have the authority to invalidate the laws and provisions that are
unconstitutional in nature. But Congress and the President can make necessary
changes and make amendments by which the decisions of the Judiciary can be
overridden.
Enforceability
of Basic Rights
India
Indian Judiciary plays a major role
in enforcing the rights. Part 3 of the Indian Constitution provides citizens
with fundamental rights under Articles 12 to 35. Citizens can directly approach
the Supreme Court of India and the respective High Courts under Articles 32 and
226 respectively. In the case of violation of their fundamental rights,
citizens can get their rights enforceable through the courts by filing writ
petitions in these higher courts.
USA
Like the Fundamental rights in India,
the citizens of the US have the Bill of Rights added to their Constitution
through the first ten amendments that protect the right to free speech, equal
protection, right to due process, etc. These rights when violated can be
enforced through Judicial institutions like federal courts and even approach
the ultimate court i.e., the Supreme Court. These rights can also be protected
through the provisions of the State constitutions which provide more enhanced
protections of the rights of the citizens when compared to the protection
provided by the Federal Constitution.
Judicial
Activism and Judicial Restraint[19]
The Judiciary plays an active role in
protecting the rights and expanding the scope of the Constitutional rights in
India. Courts do intervene in the matters of policymaking that are actually
done by the legislative. Through this process of Judicial Activism, the
judicial institutions address issues related to human rights, and environmental
protection through the cases filed by the public in general. But this system of
Judicial Activism is often criticized due to its interference in the matters
and actions of legislative and executive, with which their powers get diluted
and the judiciary gets more powers. To address this issue, there is another
concept that came into existence i.e., Judicial Restraint by which the reach or
the actions of the judiciary are controlled and made limited to that extent up
to which they are intended and allowed to act as per the Constitutional
provisions. This also helps in the smooth functioning of the separation of
powers and allows the government that was elected by the people to make laws
and restrict the Judiciary from intervening.
Even in the United States, this
concept of Judicial Activism plays a key role in expanding and enforcing the
rights and constitutional principles. While exercising this method, it made
several landmark decisions and judgments regarding privacy laws, equal
protection among everyone, gender equality, and such other matters. There are
some important matters like penalizing racial discrimination and regulating
abortion laws that are passed through this process of Judicial Activism. Even
in the US, people criticize this Judicial Activism due to the Judiciary’s
intervention in the policy- making or the law-making processes of the
legislative. Thus, to help this out the courts over there started practising
restraint by limiting their duties and powers only to interpreting the laws and
checking the validity of the laws made rather than intervening in the
law-making process.
Public Interest Litigation[20]
This concept was introduced in the
1980s to allow and provide marginalized and unprivileged communities or groups
of people a mechanism to file a case by someone else on their behalf. Usually,
these cases are filed in matters like Environmental issues, Human rights
issues, etc. Those who cannot afford to file a case and lead it can seek the help
of Non-Governmental Organizations who usually file these cases for a cause that
helps in solving the issues of the public at large but not just only one
individual or group of individuals. Courts usually take only those PILs that fulfil
the criteria required for a case to be PIL that includes the motto as the
problem to be solved that helps the public at large, etc.
There is no such type of mode like
PILs in the US. But there are a type of cases called class-action lawsuits that
are filed in the federal courts that serve similar purposes by which problems
of a large number of people or a group of people can be resolved. Usually, these
types of cases are filed to ensure the enforcement of civil rights and deal
with large corporate bodies or against the actions of the Government.
Legal
Aid to the Unprivileged
India [21]
Article 39A of the Indian
Constitution though comes under the purview of the Directive Principle of State
Policy, it guarantees free legal aid to the unprivileged and marginalized
people who cannot afford the costs of fighting the legal battles by paying high
fees to the advocates. As per the provision, all the state governments are
entitled to provide free legal aid to those who are in need and ensure that
justice is made accessible to everyone irrespective of their financial or
economic background. A separate law was enacted by the Government of India
i.e., the Legal Services Authorities Act of 1987 that consists of the framework
for providing access to free legal aid to the needy. This act established
National and State Legal Service Authorities that oversee the functioning of
providing legal aid.
These authorities have functions that
include conducting legal aid camps, organizing Lok Adalat’s, providing legal
awareness and education to law students, and representing the unprivileged. It
also includes organizing Mobile clinical legal aid centres and providing legal
services to people who reside in rural areas where there are no proper
resources available. As we have already discussed these services can be availed
by certain groups of people who belong to unprivileged groups like Scheduled
Castes, Scheduled Tribes, Other Backward Castes, Economically Backward Classes,
and Physically handicapped people, etc.
USA[22]
Like in India, even in the US
Constitution, there exists a provision as per the 6th Amendment that
guarantees the right to have counsel in criminal cases through the State, and
this protection is extended to the state courts through the principle of due
process under the 14th amendment. A legislation namely, the Criminal
Justice Act was enacted in the year 1964 that governs the rules regarding
funding for legal aid to those who need it. Along with this, there was another
authority established namely, Legal Services Corporation (LSC) in the year 1974
to fund civil legal aid for those who earn low income. Usually, those who
cannot afford a lawyer to deal the criminal cases are appointed an attorney by
the court if the charges are serious in nature. Civil legal aid is also
available but only to those whose earnings are below 125% as per the federal
poverty guidelines.
Through Public Defender Services,
states provide public defenders to deal the criminal cases and in the case of
civil cases, legal aid is provided by the NPOs and LSC-funded agencies by which
the clients can avail legal advice and representation for the cases related to
housing, family matters, and consumer rights. Along with these, other
initiatives like legal clinics, and self-help legal aid resources are also made
available to those who need it and some states even offer online resources to provide
legal assistance.
Civil
and Criminal Laws
India[23]
In India, there are some basic civil
laws that govern matters relating to properties, matters of family issues,
Consumer protection, etc. One of those laws is the Civil Procedure Code of
1908, this law is procedural in nature and consists of the procedures to be
followed in the trial or proceedings of the cases that are of civil in nature
which may include Property disputes, Contracts, Family issues, Torts, etc.
Along with these, there are some Substantial laws like that deal only with the
provisions and punishments that have to be interpreted and given by the judge,
some of those laws are namely, the Indian Contract Law of 1872, the Transfer of
Property Act of 1882, the Hindu Marriage Act of 1955, the Specific Relief Act
of 1963, Consumer Protection Act of 2019 (Amended), the Insolvency and
Bankruptcy Code of 2016.
The major Criminal laws include the
Indian Penal Code of 1860 which defines the offence and punishments of offence,
and for better functioning of these criminal laws, there is a procedural law
that is similar to that of the Civil Procedure Code i.e., the Criminal
Procedure Code of 1973, that provides the procedures to be followed in the
trial of the cases. Now these laws were not in function as new laws were
brought into existence from July 01st of the year 2024, they are
Bharatiya Nyaya Sanhita which replaces the old IPC by making several changes
like removing the sedition law, changing the penalties and severity of
punishments, etc. The new law that replaced the Criminal Procedure Code is the
Bharatiya Nagarik Suraksha Sanhita brought several new changes and upgraded the
system with the dynamic requirements. Even the Evidence Act was replaced by a
new law namely, Bharatiya Sakshya Adhiniyam by making necessary changes in the
provisions related to the admissibility of evidence, privacy protection, etc.
Other substantial laws that are implemented using the above given procedural
laws are the Prevention of Money Laundering Act of 2002, and the Protection of
Children from Sexual Offences (POCSO) Act of 2012. Etc.
USA[24]
In the United States, along with
substantial laws like Contract law, Property law, etc., there is legislation
that monitors and governs the procedures of the courts regarding civil laws
i.e., the Federal Rules of Civil Procedure (FRCP) that is followed in the
federal courts to deal with the civil cases. There are some new laws including
the Affordable Care Act of 2010 that govern the healthcare sector, and the
First Step Act of 2018 that looks after the cases regarding the Criminal
Justice. Usually, civil laws are handled only by the state courts and federal
courts will come into the picture when there is a federal issue.
Criminal laws include the U.S.
Criminal Code which has a framework to govern federal crimes. State criminal
codes look after the cases of State crimes that happen at the state level.
Along with this, there is also the USA Patriot Act of 2001 which governs criminal
cases of federal courts. Along with these, there are other substantial laws
regarding every special type of offence just like in India. Some of them are
the USA Patriot Act to govern terrorism-related cases, the Justice for Victims
of Trafficking Act of 2015, etc.
Impact
of Precedents
In the common law system followed by
India[25],
Judicial Precedents have been given utmost importance and they are binding in
nature for the presently existing courts. However, there is an option to change
the decisions given in the previous judgments by the higher courts like the
Supreme Court. As per Article 141 of the Indian Constitution, the decisions of
the Supreme Court would be binding by all other lower courts in India, and only
the Supreme Court will be having the ability or the power to overrule or
override the decisions or judgments given by it or the already given previous
judgments.
Even in the U.S[26].,
they do follow the doctrine of stare decisis[27]
which means to follow and adhere to the precedents and they consider it as the
fundamental policy. Just like in India, the Supreme Court of the U.S.’s
judgments are of binding on nature for the lower courts, and only the Supreme
Court can change or overrule such judgments through its new rulings or by
reviewing the previously pronounced decisions or judgments. Usually, the
Federal and State courts are bound to follow the precedents i.e., previous
judgments. But sometimes there is a possibility of lower courts interpreting
the laws based on which precedents were passed, and in such conditions, the
Supreme Court intervenes and takes up the case for review.
There are some backdrops in the
Indian Judicial System that include a Backlog of cases[28]
which means millions of cases are pending in the courts and this pendency leads
to the delay in administering justice. Many courts operate with a small number
of judges and vacancies are not filled as per the requirement to deal with
pending cases. Though the salaries of
judges are enough high, still there exists corruption in some courts that may
result in adverse delivery of Justice. People who reside in rural and
semi-urban areas face difficulty in approaching the courts with less income and
wealth that is not enough for them to fight legal battles and their access to
courts would be limited. The other main problem of the Judiciary is it is being
more active and its interference in the actions of the Legislative and
Executive may lead to a clash between all the 3 branches of Government.
While we look at the drawbacks and
the backdrop of the American Judicial System, its main problems include
extensive judicial activism, in which judges interfere[29]
in the actions of the Legislative and the Executive by influencing the
policy-making procedures. The procedures of trial of cases are so lengthy that
lead to pendency and delay in disposing of the cases. Another problem is the
high costs and expenses[30]
that have to be borne by the citizens to fight a legal battle in the courts of
the U.S. It is assumed that the judicial appointments in the U.S. are
politically influenced and motivated as the appointments are done by the
President after getting confirmation from the Senate. It is also alleged that
the sentences of the courts are sometimes biased based on race and economic
stability which affects the trust of people in the Judicial System as it
adversely affects the fair sentencing practice.
Reforms
and Recommendations
India [31]
1. Filling up the Vacancies: By filling
the vacancies of the Judge posts and also by increasing the number of judges in
the courts can help in reducing the backlog of the cases and that can also help
in reducing the pendency of the cases.
2. Fast-track Courts: Establishing more
fast-track courts helps in handling a particular type of cases and helps some
groups of people like women and senior citizens to dispose of their cases in a
much more effective and timely manner.
3. e-Courts: Using the technology in the
procedures and practices that are followed in the Courts can help in having
efficient results by reducing the burden on the staff and can allow them to
focus on tasks for which technology cannot be used.
4. Simplifying the Procedures: Results
can also be efficient if the procedures that are being followed are reduced or
changed in an easy way. With this people can also access the courts and
judicial institutions easily with the confidence of having more transparency.
5. Legal Aid: Providing legal aid to\
unprivileged communities can help in providing them legal aid and access for
them to facilitate legal and judicial facilities.
6. Judicial Accountability: Governments have to set up independent bodies
or other agencies to monitor the performance of the courts and also be vigilant
in handling corruption cases and must ensure that the judiciary is independent.
USA
1. Judicial Restraint: By restricting
the judicial actions and preventing it from intervening in the actions of the
legislative and executive, it can make sense to the powers that are separated
among all the three branches of the government and that can allow the
government that was elected by the people directly to make laws and policies to
govern them.
2. Legal Aid: As we have discussed above
in the section of challenges, the costs[32]
or the fees of the judiciary in the US are very high, and not everyone can afford
to fight and lead a legal battle. Thus, it is suggested to provide legal aid
facilitates to those who are not wealthy enough and who cannot afford the
rates.
3. Alternative Dispute Resolution: With
the increasing workload and backlog of cases, alternative dispute resolutions
like negotiating, mediation, and such other mechanisms can be utilized in
resolving disputes outside the courts that also result in speedy disposal of
cases.
4. Reforming Nomination Process: Judges
in the US are appointed by the President after confirmation from the Senate and
this is a point of discussion where there are a lot of objections from the
public alleging the possibility of political influence in the appointments of
judges. Thus, there is a need to reform this procedure to protect the trust of
people in the Judiciary.
5. Reforms in Sentencing: There is an
allegation about sentencing and it was alleged that there is bias and racial
discrimination in giving sentences to the offenders. Thus, this should be
reformed and must be made free from discrimination.
Conclusion
Thus, with this study of the Judicial
Systems of India and the United States of America, it is clear that the
Constitution is being considered as the supreme source to administer Justice
and protect human rights and the Judiciary is also playing a crucial role in
maintaining and balancing the powers of different branches of the Government
i.e., Legislative, Executive, and Judiciary. As discussed in the Abstract of
this paper, this paper has discussed the historical backgrounds of the
Judiciary of India and the US, followed by the Judicial structures, different
types of courts, their functions, jurisdiction, and the impact of Federalism on
these courts that were established in all the levels of the Government and the
State. It also discussed about the concepts of Judicial Review, Independence of
the Judiciary, Judicial Activism and Restraint, Checks and Balances, PIL,
different civil and criminal laws based on which the court's function,
influence, and impact of the Precedents, and concluded with the backdrops and
limitations of the Judicial System and Recommendations were also given to make
the Judiciary function in a better and more efficient way.
References
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2. Hall,
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P. (2014). The U.S. Supreme Court: A historical overview (pp.
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A. (2015). Structure and functions of the Indian judiciary (pp.
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J. (2006). The Supreme Court: The Personalities and Rivalries that
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Y. (2018). The Judiciary and Constitutional Interpretation in India:
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R. (2010). Appointment and Accountability of Judges: Indian and US
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P. (2004). Judicial Activism and the Role of the Judiciary in India. Economic
and Political Weekly, 39(49), 5159-5161.
13. Sahu,
G. P. (2008). Public Interest Litigation in India. The Indian Journal
of Political Science, 69(2), 313-326.
14. Basu,
D. D. (2012). Introduction to the Constitution of India (22nd ed.).
Lexis Nexis.
15. Tushnet,
M. (1996). Legal Aid and the U.S. Constitution. Harvard Law Review,
109(8), 125-149.
16. Singhania,
K. (2019). Overview of New Civil and Criminal Laws in India. Journal
of Indian Law, 48(3), 112-127.
17. Zebley,
S. (2010). Federal Rules of Civil and Criminal Procedure. Journal of
Legal Studies, 39(1), 23-31.
18. Shankar,
R. (2007). Judicial Precedents and Their Role in Indian Courts. Journal
of Indian Constitutional Law, 17(1), 52-68.
19. Goodwin,
A. (2020). Addressing the backlog: Judicial efficiency and reform in India.
Law and Social Policy Journal, 12(1), 30-44.
20. Meador,
D. J. (2019). Judicial activism and restraint: Balancing the scales in the
US judicial system. American Journal of Legal Studies, 9(4),
118-135.
21. Turner,
B. (2020). The cost of justice: Examining the high cost of legal services in
the US. Harvard Law Review, 13(3), 102-120.
22. https://www.uscourts.gov
23. https://www.ncsc.org
[1] Bhattacharyya, S. (2019). Evolution
of the judiciary system in India (pp. 32–45). Oxford University Press
[2] Basu, D. D. (2018). Introduction
to the Constitution of India.
[3] Hall, K. L. (1992). The
judiciary in American history (pp. 145–189). Oxford University Press.
[4] Finkelman, P. (2014). The
U.S. Supreme Court: A historical overview (pp. 78–102). Cambridge
University Press.
[5] Basu, D. D. (2018). Introduction
to the Constitution of India.
[6] Mahajan, V. D. (2001). Jurisprudence
and legal theory (pp. 110–135). Eastern Book Company
[7] Gupta, A. (2015). Structure
and functions of the Indian judiciary (pp. 65–89). Sage Publications.
[8] Jain, M. P. (2015). Indian
Constitutional Law.
[9] https://www.uscourts.gov
[10] Jain, M. P. (2015). Indian
Constitutional Law (8th ed.). LexisNexis. (pp. 785-793).
[11] https://www.ncsc.org
[12] Rosen, J. (2006). The
Supreme Court: The Personalities and Rivalries that Defined America. Henry
Holt and Co. (pp. 102-110).
[13] Baxi, U. (1980). The Supreme
Court under Trial: Judicial Power and Indian Democracy. Journal of the
Indian Law Institute, 22(3), 369-393.
[14] Sathe, S. P. (2002). Judicial
Activism: The Indian Experience. Washington University Global Studies
Law Review, 1(1), 29-53.
[15] Chandrachud, Y. (2018). The
Judiciary and Constitutional Interpretation in India: Challenges and Reforms.
Journal of Indian Law Institute, 54(1), 55-72.
[16] Kumar, R. (2010). Appointment
and Accountability of Judges: Indian and US Perspective. Comparative
Constitutional Law Review, 2(1), 12-28.
[17] Chandrachud, Y. (2018). The
Judiciary and Constitutional Interpretation in India: Challenges and Reforms.
Journal of Indian Law Institute, 54(1), 55-72.
[18] Kumar, R. (2010). Appointment
and Accountability of Judges: Indian and US Perspective. Comparative Constitutional
Law Review, 2(1), 12-28.
[19] Bhushan, P. (2004). Judicial
Activism and the Role of the Judiciary in India. Economic and Political
Weekly, 39(49), 5159-5161.
[20] Sahu, G. P. (2008). Public
Interest Litigation in India. The Indian Journal of Political Science,
69(2), 313-326.
[21] Basu, D. D. (2012). Introduction
to the Constitution of India (22nd ed.). Lexis Nexis.
[22] Tushnet, M. (1996). Legal Aid
and the U.S. Constitution. Harvard Law Review, 109(8), 125-149.
[23] Singhania, K. (2019). Overview
of New Civil and Criminal Laws in India. Journal of Indian Law,
48(3), 112-127.
[24] Zebley, S. (2010). Federal
Rules of Civil and Criminal Procedure. Journal of Legal Studies,
39(1), 23-31.
[25] Shankar, R. (2007). Judicial
Precedents and Their Role in Indian Courts. Journal of Indian
Constitutional Law, 17(1), 52-68.
[26] Zebley, S. (2010). Stare
Decisis and Federal Court Precedents. Journal of Legal Studies,
39(1), 23-31.
[27] It means "to stand by
things decided".
[28] Goodwin, A. (2020). Addressing
the backlog: Judicial efficiency and reform in India. Law and Social
Policy Journal, 12(1), 30-44.
[29] Meador, D. J. (2019).
Judicial activism and restraint: Balancing the scales in the US judicial system.
American Journal of Legal Studies, 9(4), 118-135.
[30] Turner, B. (2020). The cost
of justice: Examining the high cost of legal services in the US. Harvard
Law Review, 13(3), 102-120.
[31] Goodwin, A. (2020). Addressing
the backlog: Judicial efficiency and reform in India. Law and Social
Policy Journal, 12(1), 30-44.
[32] Turner, B. (2020). The cost
of justice: Examining the high cost of legal services in the US. Harvard
Law Review, 13(3), 102-120.