CONCEPT OF INDEPENDENCE OF JUDICIARY: CONSTITUTIONAL MEASURES TO MAINTAIN THE INDEPENDENCE OF JUDICIARY BY - ARINDAM CHAKRAVARTY
CONCEPT OF INDEPENDENCE OF JUDICIARY: CONSTITUTIONAL MEASURES
TO MAINTAIN THE INDEPENDENCE OF JUDICIARY
AUTHORED BY - ARINDAM
CHAKRAVARTY
ABSTRACT
In this new regime, the state has
stepped down from its authoritarian role and different bodies now have a
regulatory role and the judiciary is one of them[1]. The
idea of judicial independence was founded by the French philosopher
Montesquieu. He favored the separation of powers between the executive,
legislative, and judicial departments of government. The executive and
legislative branches should refrain from meddling with the judiciary because of
its independence, and judges should be allowed to discharge their tasks without
hindrance. The Indian Constitution supports the independence of the judiciary
at both the state and federal levels, despite not limiting itself to the
separation of powers. Ironically, the honor and dignity of the judicial branch
are not protected, even though the legislative and executive branches are. In
India, the constitution safeguards the judiciary because it is thought to be a
crucial part of doctrine and cannot therefore be. Millions of people look to
the honorary courts when their rights are violated, and if that temple of
justice is under any influence and is unable to provide accurate and prompt
judgment to its people, then democracy will perish. The judiciary is the most
important part of the Indian federal system. It is the sole bearer of justice. Ensuring
social, political, and economic justice is considered under the constitutional arcade
supreme court and High Court judges are given security and fixed salaries, but
in practice, factors like insufficient pay and pension benefits, the incentive
to return to a senior government position after retiring, ad hoc appointments,
and executive involvement in the appointment and transfer of judges are having
an impact on the judiciary's independence[2].
CHAPTER 1
1.1 INTRODUCTION
“The judiciary's independence is
being impacted by factors like inadequate compensation and pension benefits,
the incentive to return to a senior government position after retiring, ad hoc
appointments, and executive involvement in the appointment and transfer of
judges.”
Judiciary’s independence is one of
the main features of India and this feature puts India on a different ground
from other countries but as seen, this Independence has been questioned many
times, be it through external pressure or political winds, this interference
has made many people doubt the doctrine of separation of power, which provides
no interference from one of the three pillars into the area of others but all
these political pressure tells us that the doctrine of separation of powers is
losing its essence and the judiciary is getting influenced there are claimed
that our Constitution does not have any protections for judicial independence.
The words of Dr. B.R. Ambedkar during discussions in the Constituent Assembly
make it quite obvious that the notion was rejected by those who drafted our
Constitution.
The court acts as a sole defender of
the law to safeguard the interests of people and to put the rule of law above
all and has the authority to invalidate any unconstitutional decisions taken by
the legislative and executive departments. The judiciary must be protected from
outside interference for this to happen, and the proper standards must be
upheld for the judiciary to function independently. The independence of the
court must also be regularly defended against unforeseen occurrences and
shifting social norms.
The meaning of judiciary can be said
to be -
The independence of the judiciary
means that –
1. The other two organs of the
government should show zero interference in the field of the judiciary as it
may hamper the judiciary from giving decisions
2. The executive and legislative should
not interfere with the judiciary's decision-making power
3. The judges should be kept away from
any fear and the government must ensure that they perform their duty wisely and
not get influenced by any factor
The doctrine of separation of powers
forms the basis of every country, it divides the powers into three different
levels and orders them to work independently and not dwell in each other's work.
They should all work together rather than fight each other. This independence
does not only mean that the judiciary be protected from the influence of the
executive and legislation, it means that the judges can make their decisions
based on law and not any other external factor. Our constitution through
articles 127 to 147 deals with Supreme Court judges and 214 and 231 deal with
the High Court judges and their appointment, it tells us about the independence
of the judiciary but doesn’t define it anywhere, we can understand that the
independence that is being talked about is the the independence of judges.
However, this independence does leave room for arbitariness hence judicial
independence does not mean that the judiciary will not be held liable for their
wrongful acts.
1.2 LITERATURE REVIEW
1)
JUDICIAL ACCOUNTABILITY: AN OVERVIEW OF THE LEGISLATIVE AND JUDICIAL
TRENDS IN INDIA by Harikrishna Pramod and Arunima, this law paper deal with the
topic of judicial accountability and sheds light on how the judiciary should be
held accountable for the decision they give, the main purpose of this paper is
to provide an information about how judicial accountability helps in
maintaining judicial independence.
2)
Independence of Judiciary in India by Vishnu Prasad[3], this law journal deals with the
aspects of an independent judiciary in india and how india has evolved in the
field of independent judiciary
3)
Judiciary in India by Sukaram Dam[4], The purpose of this article is to
provide a brief description of the judicial organisation that exists in our
country under the Indian Constitution, as well as some related observations.
4)
Securing Judicial Accountability: Towards an Independent Commission by
Prashant Bhushan[5],
the present paper
tell us about the enormous power the judiciary holds and how they misuse that
power, the paper advocates for judicial accountability and make sure that the
power given to judiciary isn’t misused
5) Constitution of India and judicial
review by P SHARAN[6], the present paper deals with the
power of judicial review under Article 13 given to the courts and how the constitution
protects this power as judicial review is considered to be a basic structure
doctrine
1.3 RESEARCH QUESTIONS
The present study deals with several
important aspects of the independence of the judiciary, the questions to be
answered are –
1) The constitutional provisions that
are provided for the independence of the judiciary
2) The doctrine of judicial review and
its scope in the Independence of the judiciary
3) To analyze judicial accountability and
how it assists in the independence of the judiciary
1.4 RESEARCH OBJECTIVES
•
The
study will provide an analysis of the doctrine of judicial review and will use
various relevant case law examples to give a brief about how through the use of
this theory the judiciary protects the rights of people.
•
The
study will critically evaluate how the legislative and executive branches have
interfered with the judiciary. It will also look at the provisions in the
constitution that guarantee an independent judiciary.
•
Critically
examining judicial accountability with relevant case laws and providing
suggestions on it
CHAPTER 2
2.1 ANALYSIS OF THE PROBLEMS
1. The independence of the judiciary
is a fundamental component of the Constitution and is also regarded as a
fundamental right. For a nation to function properly, the judiciary must be
free from outside interference. Judges are protected from outside interference
and protected from shifting political currents by various provisions in the
Indian Constitution.
To look into the independence of the
judiciary we will dive deep into these processes that seek to protect the
judiciary and analyze them
1. Appointment of judges –
Article 124, which has had several
interpretations, deals with the appointment of judges to the Supreme Court,
whereas Article 217 deals with the nomination of judges to the High Court. A
massive movement of judges by the executive during the emergency compromised
the independence of the judiciary and sparked a chain of events that eventually
resulted in the creation of Article 124. While Articles 214 to 231. The High
Court in each state deals with the High Court's constitution, its authority, and
the qualifications for and working conditions of High Court judges. The President
has the authority to choose judges for either the Supreme Court or the High
Court.
Every Supreme Court judge should be
appointed by the president following consultation with other Supreme Court
judges and high court judges, according to Clause 2 of Article 124. The article
specifically states that the chief justice should be taken into consideration
if any judge other than the chief justice is appointed. According to Article
217 Clause 1, the chief justice of India, the governor of the state, and the chief
justice of the state should all be consulted before appointing a high court
judge. Reading both sentences reveals that the central government is fully
responsible for the nomination process and that they only contact the CJI if
they think it necessary then only they consult the CJI, the governor of the state,
and the CJ of the state. The security of tenure has been granted to both the
high court and Supreme Court judges. They hold their positions after being
appointed until they reach retirement age, which is 62 years for High Court
judges and 65 years for the bench of Supreme Court justices (Article 124(2)).
S.P Gupta vs. Union of India[7] (First
judge case)
It was held that the consultation in
Article 235 is not binding on the president, it was held that The chief justice
was also an ordinary man who might not be able to give correct judgments
sometimes so making his judgments binding on the higher authorities might be
risky. According to the Supreme Court, consultation is only a suggestion, not
concurrence, and is not binding on the President.
Supreme Court Advocates on Record v.
Union of India[8]
(1993) is the second judge's case.
In S.P. Gupta's Case, the court's
decision that the Chief Justice's opinion should bind the President because he
is better qualified than other constitutional machinery to determine a
candidate's merit has now been overturned. The court was of the decision that
the CJI’s view would not only take precedence over the President's but also be
decisive in the event of a disagreement between the two on the appointment of
judges. The SC not only reclaimed its authority from the government in the 1993
decision, but it also established itself as the supreme court, ruling above the
other two branches.
Judge 3's case
Regarding the consensus opinion of
the Chief Justice and his senior colleagues, the Second Judge case left some
room for doubt. it was thought that the chief justice would consider the judges
above him. According to the Chief Justice's opinion, the appointment of a Supreme
Court judge must be recommended by four of the Supreme Court's senior-most
puisne judges, and for appointments to the High Court, the recommendation must
be made by the collegium. Additionally, it was noted that the Chief Justice of
India's recommendations would not be binding on the Indian government if they
were made without adhering to the rules and specifications of the consultation
process.
4. Fourth Judge's Case:
With a two-thirds majority, the 121st
Amendment was passed by both houses of parliament and created the National
Judicial Appointment Commission (NJAC). After being submitted to the states for
ratification, the amendment was ultimately sent to the president for signature
after receiving the blessing of 16 states. The Supreme Court (SC), in the
Supreme Advocates on Record Association & and Anr. V Union of India [9]case,
also known as the Fourth Judge's Case, rejected the amendment before it could
fully take effect because it went against the independence of the judiciary
Interpretation of Judicial
Appointments by the Supreme Court
Naturally, judges have the authority to render judgment
against a statute's requirement but not the legal right to do so. They can go
beyond the restrictions placed on innovation by the judiciary by precedent and
tradition, but they do not have the legal right to do so. However, they break
the law by abusing their position of authority. The Supreme Court recognized
the importance of the division of powers as the foundation of the Constitution
as far back as 1951 in the Capital Laws case. In Indira Nehru Gandhi v. Raj
Narain 10, the Court elevated this power separation principle to the
Constitution's fundamental framework.
2. Tenure
Security of tenure is guaranteed to
every judge, it mainly includes that the judges serve their full tenure and
their tenure should be based on their decision-making power and good behavior
rather than on the liking of the president. They are not subject to arbitrary
dismissal by the President. Only by being impeached are they subject to being
removed from office. Only when the special majority of both Lok Sabha and Rajya
Sabha passes a resolution against the judge, then only the judge can be removed
from their post
Judges Transfer Case 3
“When the CJ nominated the names for
appointment in 1999 without seeking input from other judges, controversy
erupted once more. The president requested advice from the SC (re Presidential
Reference 1999), and a 9-member bench ruled that the government was not bound
by the CJ's advice if it was delivered without adequate consultation with other
justices.”
3. Salaries
Under consolidated funds, the
salaries of the judges are charged and the salaries of the judges cannot be
reduced during their tenure.
Article 112(3)(d)(i) states that the
government should provide a budget that should contain the salaries of the
judges.
4. Retirement
Judges of the Supreme Court must
retire at age 65, whereas judges of the High Court must retire at age 62. The
judges' extensive experience enables them to work impartially and
independently.
5.
Qualifications
Article 124(3) provides for the qualifications for
the supreme court judges
1) has at least five years' worth of
continuous service as a judge on a High Court or on two or more High Courts;
2) has served as an advocate on a High
Court or two or more High Courts consecutively for at least ten years;
3) in the President's view, a renowned
jurist.
Article 217(2) deals with the
qualification for a judge to be appointed to a high court
1) a person needs to be an Indian
Citizen and must have held for 10 years any judicial position in any high court
2) Must have also served as an advocate
for 10 years in a high court
The independence of the judiciary has
long been a goal for courts, and they have consistently stated that it is a
fundamental element of the Constitution. Courts have ruled this because they
believe that the autonomy of the judiciary is necessary for the United States
Constitution to operate as intended and for the realization of a society that
is democratic and founded on the rule of law.
Shivkant Shukla v. ADM Jabalpur[10]
The Supreme Court in this case was
essentially forced to rule favourably by the government in power at the time.
When Justice Beg was appointed Chief Justice despite Justice Khanna's
seniority, Justice H. R. Khanna was the one who disagreed with the majority and
had to pay the price.
Justice Bhagwati, who dismissed the
argument offered, recently acknowledged that it was his largest error in judgment
to dismiss the argument made in the current case.
2. The Indian court has been using the judicial review
power for more than 50 years, and the Supreme Court's seminal rulings have
changed how this power is understood throughout time. Judicial review is
considered a tool to protect people's fundamental rights as its main goal. The
Marbury v. Madison case, which the U.S. Supreme Court concluded provided the
courts the authority to invalidate unconstitutional legislation, can be
considered as the forerunner of judicial review. The Indian Constitution
includes provisions for the higher judiciary's ability to review legislative,
executive, and administrative decisions taken by the Parliament and the
Legislature. This important principle is incorporated into the Constitution's
fundamental framework. Article 13 in the constitution provides us with judicial
review
According to Article 13(1),
any legislation passed before the Constitution is null and void to the degree that
it conflicts with the Fundamental Rights.
Article 13(2) forbids the state to
pass any law that violates fundamental rights, if done so it can declare the
law to be null and void
According to Article 13(1),
any legislation passed before the Constitution is null and void to a degree as it
conflicts with the Fundamental Rights.
Article 13(2) expressly forbids the
State from passing any legislation that restricts or decreases the rights
granted by Part III of the Constitution. If such a law is passed, it will be
unenforceable to the extent of the violation.
By way of the famous "Kesavnanda
Bharti[11]"
case, the idea was officially confirmed to be a part of the fundamental
framework of the Indian constitution; the 42nd Amendment later placed
limitations on it. The modification restricted the reach of the judges of the
High courts and the Supreme Court's authority to conduct judicial reviews. It
was held that judicial review is a basic structure and cannot be amended
The judicial review doctrine is a
tool to promote an equitable society and social security, and the judiciary
cannot arbitrarily use such authority. The decision in Record Association v.
U”nion[12]
of India by the Supreme Court Advocate makes it plain that judicial review
extends to the boundaries of examining laws in light of basic rights. In his
concurrence in the 2021 decision of "Madras Bar Association v. Union of
India[13],"
Justice Hemant Gupta stated that a tribunal should not invalidate laws passed
by the legislative branch simply because they conflict with the directives or
rules established by the court. In light of Justice Gupta's remark, the court
should conduct a judicial review to see if the act enacted violates fundamental
rights or not. So it can be seen that the doctrine of judicial review ensures
judicial independence as through this doctrine, the separation of power is
maintained and the judiciary is given the role of checking whether the acts and
statutes introduced by the legislature violate the fundamental rights of
citizens, if they do, then the judiciary makes those acts unconstitutional
The court system must apply a narrow
interpretation of the laws and select the best principle. The vast majority of the autonomy of the
Indian judiciary, a pillar of the constitution, comes from the ability of
judicial review. To take that authority out of the body would move outside the
bounds of justice and pave the path for the creation of illegitimate
legislation and discriminatory legislative provisions. The Indian court must also use some judicial
restraint to protect the independence of the other pillars of the constitution.
3. Judicial Accountability is the
idea that judges should be held accountable for their decisions, the main
objective of the judiciary is to provide justice and that process should be
transparent, if there is any action of a judge that violates the transparency
of the judicial system, then that judge should be held responsible for their
act. Judges are solely responsible for the decisions they make, the judicial
branch is not held accountable in the same way as the executive or the
legislature is held, hence judicial accountability seeks to draw a balance
between judicial independence
The constitutional provision that guarantees
judicial accountability –
Judges of the Supreme Court of India
and the High Courts may be impeached under Articles 124 and 217 of our Indian
Constitution, respectively, for misbehavior and incompetence. The High Court
has "control" over the lower courts, as stated in Article 235 of the
Constitution.
Making the court responsible for
their acts is very important as the courts are considered the protectors and
guardians of our constitution, if they breach their duties and work with a made
intention then, then democracy would be breached. Judges' accountability and
judicial responsibility are not novel concepts. The constitutions of several
countries already provide for the judiciary's accountability. Particularly,
this is done in countries where judicial activism encroaches on the realm of
other organs, Every person holding a public office in a democracy is seen as
bearing duty and being held enduringly accountable to the people.
For the nation's working class to
receive competent justice administration, judicial independence is necessary.
Judges are required to enforce the law and correct injustices without taking
into account their interests or safety. Legal responsibility, as previously mentioned,
both ideas advocate legal supremacy, one tells us about how the judiciary
should be kept away from external influence and the other one tells us to hold the
judiciary accountable for what they do. Both of these can be seen to complement
each other as both work to make the judicial system effective and remove all
the restrictions on the path that hampers justice.
K Veeraswami vs. UOI[14]
As a result of the Supreme Court's
decision that the chief justice must submit a written request before the
Supreme Court or the appropriate high court to conduct a civil or criminal
inquiry, the issue of judicial accountability was made more challenging in this
case. It is claimed that as a result, judicial accountability was ultimately
eliminated.
Sarojini
Ramaswami vs. Union Of India & Ors[15]
Justice
Ramaswami was found guilty of misappropriation of funds when he was justice in
Chandigarh and Haryana High Court, this case was one of the most politically
motivated cases as the ruling party did everything in their power to prevent
the impeachment of Justice Ramaswami, after the Narasimha Rao government did
nothing to constitute the committee that would hold trials for the justice
leading to numerous petition, including the apex court bench, this led to the
formation of a committee that found the judge guilty, The highest court's impeachment order failed miserably due to
the lack of a majority vote from the Houses of Parliament. Justice Ramaswamy
was accused of squandering court funds but was not impeached because one of the
parties refused to vote. This case demonstrated the legal system's shortcomings
and the need for stringent judicial accountability to avoid repeating the same
issues.
The
above cases highlight the importance of judicial accountability, these tell us
how the judiciary protects the common rights and how the protector of the constitution
should be protected from external influence although holding them accountable
if a wrong decision is given, this is done through constitutional provisions of
impeachment hence it can be said that judicial accountability also plays an
important role in judicial independence
2.2Critical
Analysis
The
doctrine of separation of powers is the driving force behind the independence
of judiciary, Indian constitution provides that all three, executive,
legislature, and judiciary should be kept away from each other and they should
not dwell in each other's work, even though there are provisions that protects
the judiciary and ensures their independence but in the end in some or the
other way, the executive and legislature encroach into judiciary’s field, be it
Ramaswami case where the executive tried to influence the judiciary and
succeeded when the motion of impeachment of a judge who was found guilty on the
grounds of misappropriation of funds failed because the ruling party did not
vote. The independence of the judiciary has been challenged a lot, whereas the
constitution tried to protect the judges by providing them their fixed amount
of salaries and a fixed term, the
appointments of judges have been seen to be a debatable topic, through the
decisions in the first, second, third and fourth judges cases, the appointment
of judges has been seen struggling, the question has surfaced that whether the president's
assent is required or does the president need to consult the CJI of India, in
the fourth judge's case, a collegium system was constructed that made it vital
for the appointment of any judge to be done by the collegium but this collegium
system has also been questioned and rightfully so, the collegium system rather
than being impartial to anyone can become partial and lead towards a particular
judge, hence leading the appointment of the judge to be based on a preference
factor rather than a merit factor. the whole system is done behind closed doors
and lacks transparency. Some problems faced by the judiciary –
1.
People criticize the judiciary for the lack of
transparency in the appointment of judges, as fellow judges play an important
part in the selection of new judges, it is argued that these judges may make a
biased decision
2.
The executive tries to interfere with the
judiciary many times, the executive tries to influence the judiciary through
their power, they try to control the appointment and impeachment of judges, and
after a judge retires they are given a high government position proving the
fact that executive influence is present there
3.
The courts have been overburdened with so many
cases that the public is losing its confidence in them, there is no
transparency in the judicial processes, money is controlling most of the cases,
and judges get influenced somehow independence of judiciary, doesn’t mean that
the judiciary is entitled to do anything,the judiciary should also be held
accountable for what decision they give, in the Rafael deal case[16],
the plaintiff argued that the deal for purchasing the aircraft’s was tainted as
it didn’t meet the requirements mentioned, the corruption charges were limited
because in a defense case the judiciary has limited scope of judicial review,
later on the government rules that the petitioner should be examined based on
merit. In the Bhima Koregaon case, activists were targeted by Mumbai
police on the ground that they were giving violent speeches, the case went to
court and it was argued that the police was biased in its decision making, the
court dismissed the case with a two to one majority where justice Deepak Misra
and justice Kanwalikar were pleased with the Delhi police decision making, Justice
DY Chandrachud was resented and said that the decision was very politically
motivated. Through these cases we can see that how the judiciary can also be
wrong and give a politically influenced decision. Judicial accountability makes
sure that the judges are held accountable for the decision they give as these
decision later on go to become precedents and will be used as a deciding factor
for another case and if that is only a tainted judgement then it being used for
future cases is completely dangerous in the Indian context.
CHAPTER 3
CONCLUSION AND SUGGESTION
The effective application of the law
to society is crucial to the advancement of society. Simply having a piece of
legislation in place won't make a difference in society's problems unless
judges interpret and implement it correctly to guarantee that the proper people
benefit. Therefore, it follows that dispensing justice is a highly serious
obligation that must be carried out without any interference from outside
factors and with clean hands and a clear conscience. The people for whom a law
is adopted or passed must have faith in its administration. The judge will be
in breach of his duty to dispense justice if the legal system fails to garner
the trust of the average citizen.
In India, the Supreme Court is the
sole protector of rights and in many instances, it has shown why it is called
so as seen In State of Maharashtra vs Naresh Shridhar Mirajkar[17],The
Supreme Court has argued that because it is a court of record, the Apex Court
has jurisdiction over every subject even in the lack of any clear
constitutional provisions. If there are any questions, the court has the
authority to assess its jurisdiction., the judiciary should remain impartial to
everyone, and the constitution has provided so many constitutional provisions
to ensure that the jury is protected and works independently, but still, there
is a huge gap between what is supposed to happen and what happens, the jury
needs to be protected from the political influence, the selection of the judges
should be a transparent process, not a process that is done behind closed door
and the decision is taken by a selected number of people, there should be a
third party that watches over the process and this party should also be out of
the bounds of external influence. The appointment of any judge should be based
on merit and not on how many people know him in the deciding panel, the
judiciary should be free from any influence and be independent of any
guidelines, or authoritarian directions given to them by the executive or the
fellow judges and there should be provisions that provide judges with adequate
amount of reinforcements after they retire, they should be financially secured
to avoid any in-term partiality.
[1] “Rai, Sheela. “INDIA’S TRYST WITH INDEPENDENT TRIBUNALS AND REGULATORY
BODIES AND ROLE OF THE JUDICIARY.” Journal of the Indian Law Institute,
vol. 55, no. 2, 2013, pp. 215–27”
[2] “Singh, Pritam. “JUDICIARY AND CONSTITUTIONAL EVOLUTION IN INDIA: A
SELECT BIBLIOGRAPHY.” The Indian Journal of Political Science, vol. 34,
no. 3, 1973, pp. 362–74.”
[3] “Parshad, Vishnu, and Vishnu
Prasad. “Independence of Judiciary in India.” The Indian Journal of
Political Science, vol. 25, no. 3/4, 1964, pp. 307–12.”
[4] “Dam, Sukumar. “Judiciary in
India.” The Indian Journal of
Political Science, vol. 25, no. 3/4, 1964, pp. 276–81.”
[5] “Bhushan, Prashant. “Securing Judicial Accountability: Towards an
Independent Commission.” Economic and Political Weekly, vol. 42, no. 43,
2007, pp. 14–17.”
[6] “SHARAN, P. “CONSTITUTION OF
INDIA AND JUDICIAL REVIEW.” The Indian Journal of Political Science,
vol. 39, no. 4, 1978, pp. 526–37.”
[7] “S.P Gupta vs. Union of India ( AIR 1982 SC 149)”
[8] “Supreme Court Advocates on
Record v. Union of India AIR 2015
SC 5457”
[9] “Record Association & and Anr. V Union
of India (AIR 1994 SC 868)”
[10] Jabalpur v. Shivkant Shukla AIR 1976 SC 1207
[11] “Kesavanad Bharti v. State of
Kerala, AIR 1973 SC 1461”
[12] “Record Association v. Union, AIR
1994 SC 868”
[14] “K. Veeraswami vs Union Of India And Others, 1991 SCR (3) 189”
[15] “SAROJINI RAMASWAMI VsUNION OF
INDIA & ORS,514 of 1992”
[16] “Manohar Lal Sharma v. Narendra
Damodardas Modi & Others, WP (Crl.)
225/2018; RP (Crl.) 46/2019”
[17] “State of Maharashtra vs Naresh
Shridhar Mirajkar,1967 AIR, 1 1966 SCR (3) 744”