THE PROCESS OF INTERPRETATION OF LAW AND ROLE OF JUDGES BY - BHAVNA SHUKLA
THE PROCESS OF INTERPRETATION OF LAW
AND ROLE OF JUDGES
AUTHORED
BY - BHAVNA SHUKLA
INTRODUCTION
The rules
of interpretation may well rank as an important branch of what is called the adjective
law. The part that these rules play in the administration of justice is by no
means less important than the rules of procedure and rules of evidence.
Primarily the courts have to deal with three things:
1.
Laws dealing with rights and liabilities,
2.
Facts which establish such rights and liabilities in particular
cases and
3.
the machinery of administering the law and of ascertaining
the facts.
The main
duty of the court is, to deal with the substantive law, with which they are
supplied by the State, and with the facts, with which the parties proposed to
supply that. To assist them in respect of the greater duty, there is the law of
evidence. To assist them as regards the former duty, there are the rules of
interpretation. Thus, the rules of interpretation stand side- by-side with the
rules of evidence. yet, the rules of interpretation have scarcely received that
degree of attention as to the rules of evidence1. One of the reasons is a
conception that the judges know to interpret the law without any hard and fast
rules to guide them. No doubt, as a matter of fact, a well trained judge hits
upon the proper interpretation of a passage of law, without thinking of any
rules of interpretation, which may exist on a subject. Similarly, a man with common
sense argues rightly without any knowledge of logic. No one, however, will say
that logic is uncalled for, because many men reason rightly, without any
consciousness of logic. No more can it be said that rules of interpretation are
unnecessary, because good Judges interpret law properly, without thinking of any
rules on the subject.2
In cases where a dispute arises
concerning the meaning of a statutory provision, it falls to the courts to render authoritative
pronouncements as to the meaning of the words in question. An analysis of the workloads of higher
courts in India indicate that they spent significant amount of their time in hearing cases that
involve questions about the proper meaning of statutory provisions. Since so much time is wasted in interpreting
statutory language, it would be advisable to develop a well defined
and well understood uniform
process of interpretation.
1 K.L.Sarkar’s Mimansa Rules of Interpretation – Tagore Law Lectures 1905– Third Edition, p.33
K.L.Sarkar’s Mimansa
Rules of Interpretation, Ibid, p. 33.
MEANING OF INTERPRETATION AND CONSTRUCTION
Interpretation
is the art of finding out the true sense of any form or words; i.e. the sense which
their author intended to convey, and of enabling other to drive from them the
same idea which the author intended to convey. Interpretation only takes place
if the text conveys some meaning or other.3
By interpretation is meant the
process by which the Courts seek to ascertain the meaning of the legislature through the medium of the authoritative forms in which it is expressed4
The process by which a Judge or
indeed any person, lawyer or layman, who has occasion to search for the meaning of a statute, constructs from the words
of a statute book a meaning which he
either believes to be that of the legislature, or which he proposes to
attribute to it, is called interpretation5
“Interpretation”, is often spoken of
as if it were nothing but the search and the discovery of meaning which, however obscure and
latent, had none the less a real and ascertainable pre- existence in the legislator’s mind.6
Interpretation is also an agency of
growth of the traditional element of law in that it is one of the points
of contact between law and morals7.
CONSTRUCTION
The Court has to harmonise the letter
and spirit of an enactment. The idea is to get at the ‘intent of the legislature’. But this expression is ambiguous.
It may connote either the meaning or
the purpose of legislation. And the two methods are known respectively by “interpetation” and “construction”. In
practice, one cannot be separated from the other, because it is difficult
to see where ‘interpretation’
leave off and ‘construction’
begins.
However, Interpretation may be
defined as the act of finding out the true sense of any form of words, that is, the sense which their
author intended to convey, and of enabling other to derive from them the same idea which the author intended to
convey. Whereas, Construction may
be termed as the drawing of conclusions respecting subject that lie beyond the
direct expressions of the text, from
elements known from and given in the text, conclusions which are in
the spirit, though not in the letter
of the text.
MIMANSA RULE OF INTERPRETATION
The Mimansa – the rules of
interpretation of the sacred scriptures of ancient Hindu Law is one of forensic source of law. The various
rules of mimansa has been systematically developed
in most scientific manner. The substantive law was described as Dharma and the procedural law was called
the vyavahara. In this sense of the word
the legal disputes were too called
vyavahara (vi=various, ava=doubts, hara=removing) (Harita) Party (Raga), greed (Lobha),
fear (Bhaya), illwill or malice (Dwesha)
3 Swarup Jagdish: Legislation and Interpretation – p. 16
4 Salmond: Jurisprudence 12th Edition – p. 133
5 Gray: The Nature and the Sources
of Law IInd Edition – p. 176
6 Benjamin N. Cardozo, The Nature of the Judicial
Process, 5th Indian
Reprint 2004, p. 14
7 Roscoe Pound –
Jurisprudence Ibid, p. 467-468
The ancient rules of interpretation were very scientific.
They recognized the science of reasoning
and also the principles of Justice, 16 Equity and Good Conscience. Dharma or
the Justice, and Yukti or the
Equity and the reason were the foundations of justice or “No decision should be made merely exclusively
according to the letter of shastra, for in a
decision devoid of Yukti, failure of
justice occurred.
The
Mimansa principles of interpretation were first laid down by Jaimini in his
sutras, about 500 B.C. That they
are very ancient is proved by the fact that they are referred to in many Smritis,
which themselves are very old.
MEANING OF STATUTE
We
live in and by the law. It makes us what we are citizens and employees and
doctors and spouses and people who
own things. It is sword, shield and menace; we insist on our wage, or refuse to pay our rent, or are forced to
forfeit penalties, or are closed up in jail, all in the name of what our abstract and ethereal
sovereign the law, have decreed. It is said that the attempt to define
the term “law” is a useless
endeavour.8
According
to Analytical, ‘law’ is aggregate of sanctioned rules of conduct which have the guinea stamp of a politically organised
society, or as the aggregate of rules and principles for determining controversies recognised or established by the
appointed authorities of such a society,
or as a body of threats of exercise of the force of such a society, or as a
body of predictions as to how and
when that force will be applied. Realists have used the word to mean whatever is done officially in such a
society, or more specifically have used it for the judicial and the
administrative processes.
The
word ‘law’ in the context of Art. 300A of the Constitution must mean an Act of Parliament or of a State
Legislature, a rule, or a statutory order, having the force of law, that is positive or State-made law.9
Law
in its legislative sense is of much wider import than the juristic notion of
law as the command of a sovereign or
as a rule laying down a general course of conduct. The term ‘Law’ in Article 245 of the Constitution
must be construed so as to include in its scope all legislative Acts
enacted in the prescribed manner and
form.10
Statute
law and judge-made law are not the only laws. There is something like a common
or general law, the principles of
which govern the making of judicial decisions and which courts and Tribunals
state from time to time.11
The
Supreme Court in D. P. Joshi v. State of Madhya Bharat12,68 has held
that a notification for an executive
direction issued by the State Government against the provisions of the statute will come within the definition of the
expression “Law” referred to in Article 13 of the Constitution.
8 W. Friedmann, Legal Theory,
4th Edition, 1960, p. 273
9 M/s. Bishamber Dayal Chandra
Mohan v. State of U.P., AIR 1982 SC pp.32,
48
10 Ram Prasad v. State of Bihar, AIR 1952 Pat. 194 at pp.195, 196
11 Punkaj Kumar v. Bank of India,
AIR 1957 Cal. pp.560, 570 :
(1956) 2 L.L.J. 328 : 60 C.W.N.
601
12 AIR 1958 SC 538; R. Jacob
Mathew v. State of Kerala,
AIR 1964 Ker pp.39, 67 : 1963 Ker. L.T. 783 : 1963 Ker.
L.J. 820
MEANING OF JUDGE
The
term “Judge” may be defined as a person who is called upon regularly to
determine right of parties in
contested cases and to investigate the merits of the claims of the parties and
to apply his unbiased and impartial
mind in order to determine the contest. The judge, says Aristotle, “equalizes”.13 According to the Concise
Oxford English Dictionary Judge is a public officer
appointed to decide cases in
a law court.
The
function of the Judge is to decide and determine the rights of the contested
parties. During such decision he has
to deal with the particular Statute applicable in the case.
Sometimes Judge has to mold the law or became a legislature to fill the
gaps in the law. A Judge’s philosophy
is reflected in his judicial pronouncement. Such philosophy develops over a period of time on the basis of
perception and experience. It is no exaggeration, no indulgence in hyperbole, to say that a judge is the high-priest
of the constitution and its laws. To
him the spirit as much as the letter has full value. The nation cannot survive
as a democracy unless judges
discharge their functions fearlessly, free from bias and untainted by prejudices, constant in their
strength of purpose,
endeavming always to do right in every
case.
14
OBJECT OF INTERPETATION
The
object of interpretation refers to the text or document being analyzed or
understood. In various contexts such
as law, literature, or religious scriptures, interpretation involves extracting meaning, understanding
intentions, or discerning implications from the object being interpreted. This could include statutes, contracts,
novels, poems, religious texts, or any other
form of written or spoken expression. The goal of interpretation is to
comprehend the message, intent, or significance conveyed by the object
being analyzed.
Interpretation
is a constitutive feature of legal practice. The need for interpretation
arises when our conventional ways of
understanding break down. Lawyers use the forms of argument to appraise claims about what is true as a matter of
law. In many cases we may call them
“easy cases”, the relevant forms of argument all point to a single conclusion.
But the forms of argument do conflict
and; when they do, the Tension must be resolved. Resolving this tension is the activity of legal
interpretation. It is in the act of interpretation that the fabric of law is repaired,
thereby enabling practitioners to go on with
the practice.
AMBIGUITY
Ambiguity
is an attribute of any concept, idea, statement or claim whose meaning,
intention or interpretation cannot be
definitively resolved according to a rule or process consisting of a finite
number of steps.
In ambiguity, specific
and distinct interpretations are permitted.
Context
may play a role in resolving ambiguity. Ambiguity is not unlikely to be
involved in almost all use of
words. The term “ambiguity” is used to indicate situations that involve uncertainty.
13 Holland on Jurisprudence, Ibid, p. 325
14 Hon’ble Mr. R.S. Pathak,
C.J. H.M. Simla,
Inaugurated Speech at the First
Conference of the H.P. Judicial
Officers, AIR 1978 Journal
39)
A
provision is not ambiguous merely because it contains a word which in different
contexts is capable of different
meanings. It would be hard to find anywhere a sentence of any length which does not contain such a word. A
provision is ambiguous only if it contains a word or phrase which in that
particular context is capable of having more than one meaning.15
MODES OF INTERPRETATION
A.
Grammatical- Literal meaning Rule:
The
first and most elementary rule of interpretation is that it is to be assumed
that the words and phrases of
technical legislation are used in their technical meaning if they have acquired one, and otherwise in their ordinary
meaning, and the second is that the phrases and sentences are construed
according to the rules of grammar.16
According to Vepa P. Sarathi, the words of an enactment are to be given
their literal meaning,
and if such meaning is clear and unambiguous, effect should be given to
a provision of a statute whatever may be the consequence.17
B. Golden Rule:
The Golden Rule of interpretation is to adhere to the
ordinary meaning of the word used unless
it leads to anomaly or absurdity. Where to apply words literally would defeat
the obvious intention of the
legislature and produce a wholly unreasonable result, Judge can do some violence to the words and so
achieve that obvious intention and produce a rational interpretation.
C. Mischief Rule:
These rules are being applied by the Courts while
interpreting various statutes. These
rules are here as to interpret laws
so that the legislation serves its purpose for which it was enacted. The rules examine
the wording of the particular statute and are the
most common approach of interpretation
of the English legal system. The three rules take different approaches in the interpretation and some judges use one
rule while another prefers to use another rule. That is why we have three rules not just one. This means that in English
Legal System, the interpretation of
statute may differ depending upon which judge is hearing the case. Once an interpretation has been made, a Judge can
form a new precedent for future cases in the same area of law. Since the three rules can result in vary varied
outcomes, it is important to understand
the three rules. In the succeeding chapters, these rules are discussed in detail.These principles guide judges and
legal practitiners in interpreting statutes to ensure fairness, consistency,
and adherence to the rule of
law.
INTERPRETATION ACCORDING TO NATURE OF STATUTE
A
Statute only enacts its substantive provisions, but, as a necessary result of
legal logic it also enacts, as a legal
proposition, everything essential to the existence of the specific
15 N.
S. Bindra’s Interpretation of Statutes, Ibid, p. 485
16 Maxwell on the Interpretation of Statute, 12th Edn. (2004), p. 28
17 Vepa
P. Sarathi, “The Interpretation of Statutes”, Second
Edition 1981, p. 9
enactments18.To
interpret the statutes, there are rules of interpretation viz. Grammatical rule of interpretation, Golden rule of
interpretation and Mischief rule of interpretation, which is also known as Purposive-Social
EngineeringLogical rule of interpretation. These rules are being applied by the Courts for
interpretation of various types of statutes as per the nature of the legislation.
The various types of statutes are dealt
with as under.
PENAL STATUTE
Criminal
law connotes only the quality of such acts or omissions as are prohibited under appropriate penal provisions by authority of the
State. Ordinarily every crime which is created by a statute, however,
comprehensive and unqualified the language used is always understood as requiring the element of mens rea or a blameworthy state of mind on the part of the actor. But there may be cases in
which Legislature completely rules out the principle of mens rea while providing for penalty.19 One class
of cases in which the legislature may insist
on strict liability rule, excluding the applicability of mens rea, are
statutes which deal with public
welfare, e.g. statutes regulating the sale of food and drink.20 From
early times it has been held that
penal statutes must be strictly construed.21While interpreting a
prohibitive clause leading to penalties, no addition is permissible.22
FISCAL STATUTE
In
interpreting a fiscal statute the court cannot proceed to make good the
deficiencies, if there be any in
the statutes, it shall interpret the statute as it stands and in case of doubt,
it shall interpret it in a manner
favourable to the tax payer. In a considering a taxing Act the word is justified in straining the language in
order to hold a subject liable to tax.23 It has
been said and said on numerous occasions that fiscal
laws must be strictly construed, words must say what they mean, nothing should be presumed or implied, these
must say so. The free test must always be
the language used.24
PROCEDURAL STATUTE
According
to Salmond,25 the law of procedure may be defined as that branch of
the law which governs the process of
litigation. It is the law of actions – using the term action in a wide
sense to include all proceeding, civil or criminal. In Krishnaji Dattatraya Bapat v.
Krishnaji Dattatraya Bapat, 26 it was held that “Statutes pertaining to a right of appeal
should be liberally construed.”
18 Anand Prakash v. Narain
Das, AIR 1931 All
162
19 N.S.
Bindra: Ibid, pp.709,
710
20 N.S.
Bindra: Ibid, p.710
21 Steel Authority of India Ltd. v. Bihar Agricultural Produce Market Board,
AIR 1990 Pat 146 (FB)
22 Wasudeo v. State, AIR 1977
Bom 94
23 State of Punjab v. M/s.
Jallander Begetables Syndicates - AIR 1966 SC 1295
24 M/s.
Goddyear India Ltd. v. State of Haryana - AIR 1990 SC 781
25 Salmond: Jurisprudence, 10th Ed. pp. 475-476
26 MANU/SC/0456/1969
In Habu v. State of Rajasthan27, the court held
that “Inherent powers under Section 482 Cr.P.C.
are always inherent in a court and if (not) specifically provided by the
legislature, all pervasive and
comprehensive enough to arm the Court for advancing the cause of justice and to prevent
the abuse of the process
of the Court.”
BENEFISIAL STATUTE
A statute which purports to confer a benefit on individuals
or a class of persons, by relieving them
of onerous obligations under contracts entered into by them or which tend to
protect persons against oppressive
act from individual with whom they stand in certain relations, is called
a beneficial legislation.
In Gurcharan Singh v. Kamla Singh,28the Court while dealing
with Tenancy law observed: interpretation
of socio-economic legislation should further the object and purpose of the legislation and legislative history
becomes irrelevant when the Act seeks to usher in a new order. Interpretation
which provides beneficial purpose of the provision should be adopted29. Remedial Act should be given
beneficial interpretation.30
GENERAL AND SPECIAL
STATUTE
What is a general statue and what is a special statue is often a question of difficulty to solve in most cases; but the classification has
to be made with reference to the context in each case and the subject-matter dealt with by each statute. As Justice
Ramesan has pointed out in Thammayya
v. Rajah Tyadapusapati,31 most Acts can be classed as General Acts
from one point of view and Special
Act from another. For example, it may be argued as he says that the Contract Act which is applicable to all
is general in relation to the Labour Act which is limited to the relationship of the employer and the employee;
and in another sense the Labour Act
which applies to all concerns will be general in relation to the labour
employed in concerns engaged in
supplies as essentials. “A General
Act prima facie, is that which applies to
the whole community. In the natural meaning of the term it means an Act of
Parliament which is unlimited both in
its area and, as regards the individual, in its effects.” A special law must be taken as exhaustive in the
subject it enacts. Rights not expressly conferred by it cannot be allowed to be spelled out by means of analogy nor can considerations of expediency
and convenience unwarranted by the term of the statute be called in aid to
enlarge the scope of its
provisions. If there is a Special Act and a General Act, dealing with the same matter, the Special Act overrides the
General Act.32 Where there is a conflict between a special
Act and a general
Act, the provisions of the special
Act prevail.33
EMERGENCY STATUTE
27 AIR
1987 Raj 83
28 (1976) 2 SCC 152
29 Ghantesher Ghose v. Madan Mohan Ghosh,
(1996) 11 SCC 446
30 Vijaynath v. Guramma, AIR 1999 SC 555
31 AIR
1930 Mad 963
32 N.S.
Bindra: Ibid, p. 567
33 Collector of Bombay v.
Kamalawahooji, AIR 1934 Bom 162; Bhana Makan v. Emperor, AIR 1936 Bom 256; Gwalior
R.S. M. Co. v. Union of India,
AIR 1960 M 330; Abdul
Halim v. State of M.P., 1962 MP LJ 183; Patna Improvement Trust v. Laxmi Devi, AIR 1963
SC 1077; Jogender Lal Saha v. The State of Bihar, AIR 1991 SC 1148
The
Legislature may make temporary laws for the purpose of meeting an emergency in
which case it may fix the period of
expiration either expressly or it may fix no period and in such a case the temporary laws may expire
otherwise. They cannot be allowed to outlast the emergency which
brought it forth.34
The
general rule is that on the expiration of a temporary provision which repeals
an earlier Act, the earlier Act is
revived after the temporary provision is spent. This rule will prevail except in cases where the intention of the
temporary Act is clearly expressed for the purpose of repealing the
earlier Act permanently35.
SUBSTANTIVE AND ADJECTIVE STATUTE
Law defines the rights which it will aid and specifies the way in which
it will aid them. So far as it
defines, thereby creating it is ‘Substantive law’. So far as it provides a
method of aiding and protecting, it is ‘Adjective law’.36 Adjective law are also called Procedural law.
There
is difference in the matter of interpretation between a law dealing with
substantive rights and dealing with procedure. There
is no vested right in procedure but the case of vested
right is different. The statute dealing with the substantive rights is
to be interpreted in a way that the
substantive right available to the subject is not lost. Generally, substantive
statutes is treated as prospective in a nature.
Whereas, rules of procedure may be respective in nature.
AMMENDING, CODIFYING, AND CONSOLIDATING STATUTE
A
law is amended when it is, in whole or in part, permitted to remain, and
something is added to or taken from
it, or it is in some way changed or altered to make it more complete or perfect, or to treat it the better to
accomplish the object or purpose for which it was made, or some other object
or purpose. It is an
alteration or change
of something established as law.37
It
frequently happens that legislative changes are made in order to reverse
decisions of the courts; sometime,
indeed the courts themselves invite the change. The decision is then the occasion of the enactment.
CODIFYING STATUTE
Codifying
Acts are Acts passed to codify the existing law. This is not merely to declare
the law upon some particular point,
but to declare in the form of Code, the whole of the law upon some particular subject. Codification contemplates, implies and
produces continuity of existing law in
clarified form rather than its
interpretation38.
CONSOLIDATNG STATUTE
Consolidation is the combination in a single measure of all the statutes
relating to a given subject matter and is distinct from codification in that the later systematizes case law as well
34 Panna Lal Lahoti v. State of Hyderabad, AIR 1954 Hyd 129
35 Govindswami Naidu v. Additional Commercial Tax Officer,
ILR (1962) 2 Mad 294.
36 Holland: Jurisprudence, Chapter 8 end as referred to in N.
S. Bindra: Ibid, p. 581 37 N.S. Bindra, Ibid, p. 621
38 N.S.
Bindra, Ibid, p. 638
as
statutes.39A Consolidating Act may further be an amending Act. This
additional purpose is usually
indicated in the Preamble or in the long title by use of the words ‘an Act to consolidate and amend’.40
DELEGATED OR SUBORDINATE STATUTE
The
nomenclature of delegated legislation is confused. The Act of Parliament which delegates the power may in so many words
lay down that ‘regulations’, ‘rules’, ‘orders’, ‘warrants’, ‘minutes’, ‘schemes’, ‘byelaws’, or other
instruments for delegated legislation appears
under all these different names – may be ‘made’ or ‘approved’ under defined conditions.41A piece of
subordinate legislation is not as immune as a statute passed by a competent legislative and is liable to be
challenged on any of the grounds on which plenary legislation is questioned.The courts should make a cautious
approach in interpreting the subordinate
legislation and adopt almost the same standard as adhered to in interpreting legislative enactments42
INTERPRETATION OF CONSTITUTION
Interpreting
a constitution involves analyzing its text, historical context, and Judicial precedents to determine its meaning and
application to contemporary issues. There are
several approaches to interpretation, including originalism, which
focuses on the framers' intent, and
living constitutionalism, which views the constitution as adaptable to modern circumstances. The interpretation process
often involves balancing competing interests, such as individual rights and governmental powers, to ensure the
constitution's principles are upheld
while addressing evolving societal needs. Ultimately, interpretation is a
complex and ongoing process that
shapes the legal and political landscape of a country.In the construction of constitutional provisions dealing
with the powers of Legislature a distinction cannot be made between an affirmative provision and a negative provision,
for both are limitations on the
power.43
It
is a fundamental canon of interpretation that a constitution should receive a
liberal interpretation in favour of a
citizen, especially with respect to those provisions which were designed to safeguard the liberty and security of the citizen.
INTERPRETATION OF CONTRACTS
Contract
being a creature of an agreement between two or more parties, has to be
interpreted giving literal meaning
unless, there is some ambiguity therein. The contract is to be interpreted giving the actual meaning to
the words contained in the contract and it is not permissible for the court to make a new contract, however is
reasonable, if the parties have not
made it themselves. It is to be interpreted in such a way that its terms may
not be varied. The contract
has to be interpreted without
giving any outside
aid. The terms of
the contract
39 Paton: Jurisprudence, 4th Edition,
First Indian Reprint,
2004, p. 186
40 Justice G.P. Singh: Ibid, p.217
41 N.S.
Bindra: Interpretation of Statutes, Ibid, p. 737
42 P.
V. Mani v. Union of India, AIR 1986 Ker. 86
have
to be construed strictly without altering the nature of the contract, as it may
affect the interest of either of the parties adversely44.
APPROACH TO BE ADOPTED BY JUDGE IN INTERPRETATION
The
law is not static, but is a dynamic process. The task of judicial
interpretation is not merely to
reiterate Judicial Interpretation can be creative, but of course within the
limits of the most rigorous
discipline and in entire harmony with the boundaries of statute law and precious growth.45
The
proper function of a court is merely to interpret what a statute lays down, and
not to legislate according to what it thinks should be the law.46
A
Statute is the will of the Legislature and the fundamental rule of
interpretation, to which all others
are subordinate, is that a statute is to be expounded according to the intent
of them that made it.47
The
fundamental rule of interpretation is the same whether the court is asked to
interpret a provision of an ancient
statute or that of a modern one, namely, what is the expressed intention of the legislature. It is
perhaps difficult to attribute to a legislative body functioning in astatic society that its intention was
couched in terms of considerable breadth so as to take within its sweep the future developments comprehended by the
phraseology used. It is more reasonable
to confine its intention only to the circumstances obtaining at the time the
law was made. But in a modern
progressive society it would be unreasonable to confine the intention of a legislature to the meaning
attributable to the word used at the time the law was made for a modern legislature making laws to govern
a society which is fast moving must be presumed to be aware of an enlarged meaning the same concept might
attract with the march of time and
with the revolutionary changes brought about in social, economic, political and
scientific and other fields of
human activity. Indeed, unless a contrary intention appears, an interpretation should be given to the
words used to take in new facts and situation, if the words are capable of comprehending them.48 In a
modern progressive society it would be unreasonable
to confine the intention of a legislature to the meaning attributable to the
word used at the time the law was
made and, unless a contrary intention appears, an interpretation should be given to the words used to take
in new facts and situations, if the words are capable of comprehending
them.49 Object of law is good guide in interpreting it.
The
rules of interpretation are not rules of law. They serve as guide. In applying
the rules it must be kept in view
that as the rules are not binding in the ordinary sense like a legislation, “they
are our servants and not
masters.”
44 United India Insurance Co. Ltd. v. Harchand Rai Chandan Lal, AIR 2004 SC 4794;
The Rajasthan State
Industrial Development and Investment Corporation & Anr. v. Diamond and Gem Development Corporation Ltd. & Anr, AIR 2013 SC pp.1241,
1250
45 Mrs.
Nellie Wapshare v. Pierce Leslie
& Co. Ltd., AIR 1960 Mad. pp.410,
422
46 Raja
Shatraijal v. Azmat Azim Khan, AIR 1966 ALL 109
47 Maxwell on Interpretation of Statutes, pp. 1, 2 as referred
in N. S. Bindra: Ibid, p.10
48 Senior Electric Inspector v. Laxminarayan Chopra,
AIR 1962 SC 159
49 M/s.
J. K. Cotton Spg. And Wvg. Mills LTd. v.
Union of India, AIR 1988 SC 191
AIDS TO INTERPRETATION
An Aid is considered as a tool or device
which helps in interpreting a statute, the court can take
help from internal aids to interpretation (i.e. within statutes) or external
aids to interpretation (i.e. outside the statutes
A.
Internal aids to interpretation
Internal
aids means those aids which are available in the statute itself, court can
interpret the statute by employing such aids which are as follows:
1. Title of the statute
There are basically two types of title-
a. short Title
The
short title of the Act is only its name which is given solely for the purpose
of reference and identification. Short
title is mention
under Section 1 of the Acts and ends with the year of
passing of the Act.
b. Long Title
The
long title is mention under certain acts whose purpose is to give a general description about the object of the
act.However, it is not considered as a conclusive aid to interpretation of statutes as it doesn't resolve ambiguity
arising in words or expression under statutory provision but only provide a general
idea of the act.
2.
Preamble
Preamble is a tool for internal aid to interpretation as
it contains the main objects and reasons of
the Act. The rule of interpretation
of preamble is that when a language of an enactment is clear and unambiguous, the preamble has no part to play but if
more than one interpretation is possible, a help
can be taken from preamble to
ascertain the true meaning of the provision.
The preamble is mention on the very first page of the act but
modern acts doesn't pass with preamble which is declining its importance.
State of West Bengal v. Anwar Ali50 the constitutionality of
Section 5 of the West Bengal special
courts act, 1950 was challenged on the grounds of violative of Article 14 of
the constitution as the provision in
the act authorize state government to select a particular case which deserved to be tried by special
courts having special procedure. The Supreme Court take help of the preamble of the said Act and held that state
government has discretion to choose such cases.
3. Marginal notes
Marginal notes are inserted at the side of the sections in an act which
express the effect of the section but they are not part of statute.
They are also known as Side notes and are inserted by
50 AIR
1952 SC 75.
drafters and not legislators. The rule of interpretation is that in olden times a help is
used to be taken from marginal notes whe the clear meaning of the
provision is in doubt but as per modern view of the court, marginal
notes doesn't have any role to play because either they are inserted by legislators nor does they
form the part of the statute. However, for interpreting constitution many times marginal notes are referred because
they are made by constituent assembly.
4.
Headings
Headings are prefixed
to sections or a group
or set of sections.
These
headings have been treated by courts as preambles to those sections or sets of
sections. The rule of
interpretation is that the heading can't control the plain words of the
provision but if after the plain
reading of the section more than one meaning is possible, only then the court may seek
guidance from the headings.
5.
Illustration
Illustration
are appended to a section of a statute with a view to illustrating the law explained in the provision. Such
illustration manifest the intention of the legislature and can be referred in the case of ambiguity or
repugnancy. However, the court emphasis through various judgments that it doesn't explain the whole principle
explain in the section through illustration nor does it curtail
the ambit of the section.
In the case of repugnancy between section and illustration, section will
prevail. Example- Section
378 of theft in IPC has 16
illustrations attached to it.
6.
Explanation
The explanations are inserted with the purpose of explaining the meaning
of a particular provision and to
remove doubts which might creep up if the explanation had not been inserted. The purpose of explanations are to
explain the meaning and intention of act, to clarify in case of obscurity
or vagueness and to provide additional support to the object of
the act.
However, it doesn't expand or curtail the meaning of the provision but
only tries to remove uncertainty and
in the case of conflict between explanation and main section, the duty of the court
is to harmonize the two.
Example- section
108 of IPC defines
the word abettor' which has five explanation attach
to it.
7..Definition or Interpretation clause
It define certain words used elsewhere in the body of statute with the
purpose to avoid the necessity of
frequent repetitions in describing the subject matter and extend the natural meaning of some words as per the statute.
It also define intention of the legislature in respect of words mention in
statute and avoid confusion.
The rule of
interpretation is that whenever the words means or means and include' are used
in definition, it makes the definition exhaustive and don't allow to interpret the definition widely
but
if the word includes' is used in the definition it provide widest
interpretation possible to the definition or enlarge the ordinary
meaning of the word.
However, if the definition clause will result in an absurdity, the court
will not apply such definitions and
the definition clause of one act can't be used to explain same word used in another
statute except in the case
of statutes in pari materia.
8. Punctuation
Punctuation are put in the form of colon,
semi colon, comma,
full stop, dash, hyphen, brackets
etc.In earlier times statutes are passed without punctuations and
therefore, the courts were not concerned
with looking at punctuations but in modern times statutes are passed with punctuations.The rule of interpretation is
that while interpreting the provision in punctuated form, if court feels repugnancy or ambiguity the court shall
read the whole provision without any
punctuation and if the meaning is clear will so interpret it without attaching
any importance.
9. Schedules
Schedule are the part of
statutes which are mentioned at the end of the act.
It
contains details prescribe form of working out policies and contains subjects
in the form of lists.In the case of
clash between schedule and the main body of an act, the main body shall prevail.
Example- Article 1 of the constitution provides that India shall be union
of states and in schedule 1 name of the states with its territories are mention.
10. Saving Clause
Saving Clause are generally appended in cases of repeal and reenactment
of a new statute. It is inserted in
the repealing statute. By this the rights already created under repealed
enactment are not disturbed nor are
new rights created by it. In the case of clash between the main part of statute
and a saving clause, the saving clause has to be rejected.
11. Proviso
The proviso to a section has the natural presumption that enacting part
of the section would have included the subject matter of
the proviso.
The proviso serve four different purposes- qualify or exempt certain
provision, provide mandatory
condition to be fulfilled by to make enactment workable, act as optional
addenda and become integral part of
the enactment. The rule of interpretation of proviso is that it can neither nullify the implication of main
enactment nor can enlarge the scope of main enactment and can only be referred in case of ambiguity in the section. In
case of conflict between main enactment
and proviso, it must be harmoniously construct or in the view of many jurist
proviso will prevail as it is the
last intention of the legislature.
Example-
Article 16(4) is considered as proviso of Article 16(1) held in T. Devadasan v.
Union of India [9].51
12. Exception
Exception are generally added to an enactment with the purpose of
exempting something which would
otherwise fall within the
ambit of the main provision.
In case of repugnancy between exception and main enactment, the latter
must be relied upon. However, in many
cases exceptions are relied being the last intention of legislature.
Example: Section
300 of IPC has five exceptions attached to it.
B. EXTERNAL AID
They
are the Statement of Objects and Reasons when the Bill was presented to
Parliament, the reports of the
Committee, if any, preceded the Bill, legislative history, other statutes in
pari material and legislation in other States which pertain to the same subject matter,
persons, things or relations.
The history of legislation, the enactments which are repealed, the
parliamentary debates, dictionary
commentaries etc. are external aids to construction. It is important to point
out here that the legislature adopts
the device of making a statute by “reference” and by “incorporation”. When the statute is incorporated in another
statue by the legislature, the incorporated
statute or statute referred to therein is external aid for interpreting the
statute in question.
HISTORY – FACTS AND CIRCUMSTANCES
In order to arrive at the intention of the legislature, the state of law
and judicial decisions antecedent to
and at the time the statute was passed are material matters to be considered. Evidence of matters relating to such
surrounding circumstances and historical investigation of which judicial note can be taken by
court, including reports of select committees and statements of objects and reasons, can be resorted to for
ascertaining such antecedent law and for
determining the intention of the legislature. But the bill and reports of
select committee are not legitimate
material for arriving at the construction of a statute, that is, for finding
the meaning of words.
STATEMENT OF OBJECTS
AND REASONS
The Statement of Objects and Reasons, seeks only to explain what reasons
induced the mover to introduce the
bill in the House and what objects he sought to achieve. But those objects and reasons may or may not correspond to the
objective which the majority of members had in
view when they passed it into law. The Bill may have undergone radical
changes during its passage through
the House or Houses, and there is no guarantee that the reasons which led to its introduction and the
objects thereby sought to be
achieved have remained the same
51 AIR
1964 SC 179
throughout
till the Bill emerges from the House as an Act of the Legislature, for they do
not form part of the Bill and are
not voted upon by the members. The Statements of Objects and Reasons
appended to the Bill should
be ruled out as an aid to the construction of a statute.
DICTIONARY
The meaning of particular words in an Indian statute is to be found not
so much in a strict etymological
propriety of language nor even in popular sense, as in the subject or occasion
on which they used. But it is well
known that words are generally used in their ordinary sense and therefore, though dictionaries are not
to be taken as authoritative in regard to the meanings of the words
used in statutes, they may be consulted.
In Voltas Ltd. v. Rolta 52India Ltd., the Supreme Court has
held that: “Dictionaries can hardly be
taken as authoritative exponents of the meanings of the words used in
legislative enactments for the plainest words may be controlled by a reference to the
context.
PRECEDENTS
Under this rule, a principle of law which has become
settled by a series of decisions is generally
binding on the courts and should be followed in similar cases. The rule is
based on expediency and public
policy. It is however not universally applicable. For example, if grievous wrong may result, a court will
not follow the previous decisions which, they are convinced, are erroneous.
Text Books
The court while construing an enactment, may refer to the standard
textbooks to clear the meaning. Although, the courts are not
bound to accept such view.
The court time and again referred to mulla, kautiliya, manu,
arthshastra. in Kesavananda Bharthi case 53, judges quoted large number of books.
USE OF FOREIGN DECISIONS
Reference to English and American decisions may be
made, because they have the same system
of jurisprudence as ours, but do not prevail when the language of the Indian
statute or enactment is clear. They
are of assistance in elucidating general principles and construing Acts in pari material. But Indian statutes
should be interpreted with reference to the facts of Indian life.
A
general view of internal and external aids which are of most practical utility
in interpreting statues. The
importance of use of these aids is manifest. In any case, where difficulty
arises as to finding out the true
intention of the legislature, the use of these materials could be made by the Courts. Of course, in India, there
is no consistent and uniform approach to the use of extrinsic materials in the sense of determining as an aids for
the purpose of interpretation of a given statute.
Undoubtedly, individually as well as collectively, they are very much useful
in
52 (2014) 4 SCC 516
53 AIR
1973 SC 1461
finding
out the true intention of the legislature. Of course, recourse to this aids
could only be made in case
of possibility of more than
one interpretation of a given statute.
CONCLUSIONS
The
task of judicial interpretation is not merely to reiterate. The present state
of statutory interpretation suggests
that something is amiss with the judicial approach to the whole exercise. The most important advantage of
justice according to law is that it insures that the more valuable ultimate interests, social and individual, will
not be sacrificed to immediate interests
which are more obvious and pressing but of less real weight. Statutes are
designed to operate over indefinite
periods of time, so they should be viewed in a continuum. An intention to produce an unreasonable result is not
to be imputed to a statute if some other construction available. If the statutory provision is unambiguous and if from
that provision, the legislative intent is clear, we need not to call into aid the other rules of interpretation of statutes. The rules are called into aid when the legislative
intent is not clear. The Judge must not sacrifice the general to the particular. We must not throw to the winds the
advantages of consistency and uniformity
to do justice. Every judge consulting his own experience must be conscious
of times when a free exercise of
will, directed of set purpose to the furtherance of the common good, determined the form and tendency of
a rule which at that moment took its origin in one creative act.54 Judge must get his knowledge just as
the legislator gets it, from experience and study
and reflection; in brief, from life itself55.Judges should decide by
considerations of convenience, of utility and of the deeper sentiments of justice.
Judicial interpretation can be creative, but, of course, within the
limits of the most rigorous discipline
and in entire harmony with the boundaries of statute law, and previous growth.56In view of the present day increase in
legislative activity, judges are more and more concerned with statutory
interpretation.
54 Benjamin N. Cardozo, Ibid, pp. 103-104
55 Benjamin N. Cardozo, Ibid, p. 113
56 Mrs.
Nellie Wapshare v. Pierce leslie
& Co. Ltd., AIR 1960 Mal pp.410,
422