THE IMPACT OF ANTI-DEFECTION LAWS ON THE POLITICAL LANDSCAPE OF INDIA BY - VIPIN KUMAR & DR. ACHARYA RISHI RANJAN
THE IMPACT OF ANTI-DEFECTION LAWS ON THE POLITICAL LANDSCAPE OF INDIA
AUTHORED BY - VIPIN KUMAR,
RESEARCH SCHOLAR, NETAJI SUBHAS
UNIVERSITY.
CO-AUTHOR - DR. ACHARYA RISHI RANJAN,
SUPERVISOR, PRO- VICE CHANCELLOR
Abstract
The Anti-Defection Law in India is crucial for maintaining democratic principles and ensuring
political stability in the country's governance system. This legislation acts as a key safeguard
against opportunistic defections that could undermine
the electoral mandate's
sanctity and the integrity of legislative bodies.
By discouraging actions
motivated by self-interest, the Anti- Defection Law significantly contributes to preserving democratic values and preventing government destabilization. The law's enforcement mechanisms, such as
disqualification for defying party whips on important votes, highlight the importance of party discipline and legislative stability
in Indian politics.
Additionally, the law acknowledges the delicate balance
between individual conscience and party loyalty, stressing the need to
maintain this balance to uphold political
stability effectively. The provision for exemptions in cases of party mergers
and public interest
shows the law's adaptability to changing political
scenarios, further enhancing its role in preserving party integrity and ensuring democratic stability. Overall, the Anti-Defection Law is a fundamental pillar in strengthening Indian democracy by curbing political
defections and promoting
accountability and stability
within the political sphere.
Keywords: Anti-
defection, 10th schedule, 52nd amendment, 91th amendment.
Introduction
Since the inception
of elections in India, both at the parliamentary and state legislature levels, political contests
have centred around
parties, their ideologies, and manifestos. However,
from the mid-1960s
onward, Indian democracy
witnessed a regrettable trend where elected
representatives frequently defected from their original parties to join
opposing ones. This opportunistic
floor-crossing amounted to a betrayal of the electorate's trust, eroding the
very foundations of democracy. Rather
than driven by genuine ideological differences or principled dissent, such actions
were primarily motivated by the pursuit
of power, influence, and financial gain. Prior to the implementation of the Anti-Defection Law, Indian politics
was plagued by frequent defections, particularly during the 1960s and 1970s. The phrase "Aaya Ram, Gaya Ram"
became emblematic of the era's widespread party switching.
A striking example occurred in 1967 when Haryana MLA Gaya Lal changed parties three times in a single day, showcasing the depth of political opportunism. These actions destabilized elected governments and highlighted the need for a legislative remedy. According to the Cambridge
dictionary meaning of word “defection” is “the act of leaving a country, political party”[1] It derived from Latin word “defection” which can be understood by giving
up or left the present
group with the motive to join other one.
In the late 1970s, India experienced rampant
floor crossing by legislators, which blatantly ignored the democratic will of the voters who had elected
them. This issue drew significant attention from all political parties in Parliament, leading to the adoption of a unanimous
resolution to form a committee
tasked with studying
and reporting on the problem of defection.
Evolution and Constitutional Provisions of Anti- Defection Law
Based
on the Committee's recommendations, the 32nd Constitution Amendment Bill was introduced to disqualify defected legislators from holding ministerial positions. However, this
Amendment Bill lapsed
when the Lok Sabha was dissolved. Subsequently, the 48th Constitution Amendment
Bill, which had the same intent and provisions as the lapsed bill, was introduced.
Finally, in 1985, after Rajiv Gandhi
became Prime Minister
with a significant majority, the Tenth Schedule, including the anti-defection law, was incorporated into the Constitution.
Features of 10th
Schedule:-
Voluntarily Giving Up Member-ship: -
A Member of Parliament or a State Legislature can be disqualified if they voluntarily give up the membership of their political party.
Voting Contrary to Party Whip:
-
A member can also be disqualified if they vote or abstain
from voting contrary to the
directions issued by their party (party whip) without obtaining prior permission.
Independent Members: -
Independent members who join a
political party after the election are subject to disqualification.
Nominated
Members: -
Nominated
members who join a political party after the expiry of six months
from the date they take their seat
can also be disqualified.
Exceptions:
Merger: A member shall not be
disqualified if their original political party merges with another party, provided that at least two-thirds of the members of the
legislature party concerned have agreed
to the merger.
Adjudicating Authority:-The Speaker of
the House (or the Chairman in the case of the Rajya Sabha and Legislative Councils) is the authority to decide on disqualification cases. However, this decision
is subject to judicial review.
Article 102 says that Article 102 of the Indian Constitution outlines the disqualifications for being chosen
as, and for being, a member of either House of Parliament. These disqualifications are detailed
in two clauses:-
Clause (1) states that a
person is disqualified if:
They hold any office of profit
under the Government of India or any state
government, except for offices
declared by Parliament not to
disqualify their holders.
a)
They are of unsound mind and
so declared by a competent court.
b)
They are an undischarged
insolvent.
c)
They are not a citizen
of India, or have voluntarily acquired the citizenship of a foreign
state, or acknowledge allegiance to a foreign state.
d)
They are disqualified by or under any law made by Parliament.
An explanation provided in this clause clarifies
that being a Minister either for the Union or for a state does not
count as holding an office of profit.
Clause (2) states that a person
is also disqualified if they are disqualified under the Tenth
Schedule, which deals with disqualification on the grounds of defection.
These provisions ensure that the members of Parliament maintain
certain ethical and legal standards to hold their positions.
Article 103 outlines the procedure
for addressing questions
regarding the disqualification of Members of Parliament. According
to Article 103(1),
if any doubt arises about whether a member
has incurred any disqualification as specified in Article 102(1), the issue
must be referred to the President for
a final decision. Clause (2) stipulates that the President must seek the opinion of the Election
Commission before making
any decision. The President is required to act in accordance with this opinion,
and the Election Commission may conduct any inquiry it deems necessary
before providing its opinion.
The 91st Amendment Act was introduced to address certain weaknesses in
the anti-defection laws and bolster their effectiveness. To prevent the misuse of ministerial appointments as incentives for legislators, the amendment capped the number
of ministers at both the central and state
levels to 15% of the total members of the Lok Sabha or the respective state legislative
assembly. This measure aimed to discourage the practice of offering ministerial positions as a reward for defection. The
amendment mandated that any member disqualified under the Tenth Schedule would be barred from holding any
remunerative political post or ministerial position
until the end of their term, or until they are re-elected. This provision serves
as a strong deterrent against defection, ensuring that defectors do not
immediately gain from their actions.
The amendment eliminated the provision that allowed a split in a political
party with one-third of its members. Now, only mergers
involving at least
two-thirds of the members of a legislative party are protected
under the law. This change significantly reduced the ease with which legislators could orchestrate defections by claiming
a party split.
Judicial Pronouncement on Anti- defection Law
In the Kihoto Hollohan case, the Tenth Schedule of the Constitution was contested before the Supreme Court. The primary argument
against the Tenth Schedule centred on the claim that
it violated the free speech rights of legislators, as guaranteed under
Articles 105 and 194 of the Constitution.
The Constitution Bench, by
a majority judgment,
held that unprincipled and unscrupulous political defections are to be contained and the legislators freedom of speech can be reasonably curtailed for the larger
interest of the nation. The legislators,
who fought and won elections on the basis of the programmes and policies of the political
party, are not supposed to do floor crossing midway
through the term of the government. The political instability contributed by large
scale political defection
was in fact a threat to
democracy which many a time reduced the concept of
democracy to a mockery.
What is more relevant
in the present-day context is the minority
judgment rendered by Justices LM Sharma and JS Verma, who in their separate
verdicts, declared that the anti- defection law is unconstitutional. The minority judgment
raises concerns over the power of the Speaker to decide the question of disqualification; the learned judges found likelihood of bias in the decision -making process.
If resignation is the sole act that qualifies as "voluntarily giving
up" membership in a political
party, the Supreme Court has clarified that the term holds a broader
interpretation. It includes inferences drawn from a member's behaviour and actions as well.
“If a member is expelled from their original party and subsequently joins
a different party, this action
is regarded as voluntarily relinquishing their membership of the original
party. According to a Supreme Court judgment, an expelled
member is considered an unattached member in the house, but under
the Tenth Schedule,
they remain a member of the original
party. However, by joining
a new party after expulsion, it is deemed that they have voluntarily given up
their membership of the
original party.
“The decision regarding anti-defection by the Speaker operates
independently and doesn't require
approval from the House. However, the immunity granted is only from
parliamentary procedures. The Speaker's
decision on anti-defection can undergo judicial
review, albeit limited
to the procedural aspects. Judicial review
isn't available prior to the Speaker's decision-making process.
Grounds for judicial review include violations of constitutional mandates,
mala fides, non- compliance with the
rules of natural justice, and perversity. Acting under the Tenth Schedule, the Speaker or Chairman functions as a quasi-judicial authority akin to a tribunal
and is obliged to make decisions within a reasonable timeframe. This power vested
in the Speaker or Chairman
is considered a judicial power.
Quoting the case of Kihoto Hollohan,
the Supreme Court emphasized that the Speaker
must resolve anti-defection cases promptly, ideally
within three months,
to avoid undue delays.
In this case, the Supreme Court clarified that a member's
disqualification under the anti- defection
law can be contested only after the Speaker or Chairman has made a decision on
the disqualification petition.
“In a landmark decision regarding the Manipur Legislative Assembly Case
in July 2020, the Supreme Court of
India upheld the Speaker's decision to disqualify nine MLAs under the anti- defection law. The court emphasized that
while the Speaker has the authority to evaluate disqualification petitions and decide on disqualifications, these
decisions are subject
to judicial review.
“The Court, somewhat surprisingly, referenced a verdict from a
Constitutional Bench, which determined that when the Speaker neglects
their Constitutional duties through deliberate inaction, and members are prima facie disqualified under the Schedule,
the Court must intervene to uphold the lawmakers' intent and protect
the law's ultimate
purpose. This particular judgment prompted the legal
community to reflect on issues concerning both its merits and
constitutional appropriateness.
The Court was called
upon to address the excessive
delay by the Speaker in deciding the disqualification petitions
against five Members of the Legislative Assembly. These members were
neither crucial for the government's survival nor were state assembly
elections imminent.
However, the Court observed
that the Speaker appeared to act in bad faith, prioritizing his faction's interests over his constitutional responsibilities.
After reviewing all relevant authorities, the Court concluded
that the Kihoto Hollohan case establishes a singular exception
where grounds of mala fide, perversity, lack of adherence
to natural justice, or
constitutional violations can be considered only after the Speaker has made a final decision.
Thus, regardless of how unusual the facts may be, if the Speaker has not
yet issued an order on the petitions, the Court has no grounds to exercise
judicial review. It is pertinent to
note that the two-judge bench acknowledged the minor role of these five MLAs in the government's formation and the
remaining time until the next state elections, but they refrained from
creating another exception for cases with differing
circumstances.
The Anti-Defection Law significantly influences the workings of parliamentary democracy
in India
“The Anti-Defection Law, implemented in 1985, for bids members of
Parliament (MPs) and Legislative Assemblies (MLAs) from defecting from their party. It is against the law for elected officials to support a vote of no
confidence in the government or switch par ties without first obtaining consent from the party. The rule
was enacted to stop lawmakers from increasingly switching parties to better serve their personal interests
rather than the interests of the people they were elected to represent”.
“The Anti-Defection Law has significantly impacted the functioning of
India's parliamentary system. One major effect is
the reduced likelihood of elected officials switching parties, which in
turn decreases the chances of government collapses and helps maintain
governmental stability. However,
this law also means that Members of Parliament (MPs) and Members
of the Legislative Assembly
(MLAs) must adhere strictly to their party's directives, diminishing
their role as independent
voices.
The Anti-Defection Law is outlined
in the Tenth Schedule of the Indian Constitution. According to this law, a member of the house
forfeits their eligibility to serve if they voluntarily leave their political party or fail to vote according to the
party whip during a confidence or no- confidence
motion. “A member also faces disqualification if they switch to another
political party. The law mandates
that the presiding
officer of the house must decide on the disqualification only after the member
has been given a chance to present their case.
Shortcoming of Anti- defection Laws
Undermining Democratic Values
One of the primary criticisms of the Anti-Defection Law is that it undermines democratic principles by restricting the freedom of elected representatives. By penalizing legislators for voting against their party's whip, the law limits their
ability to act according to their conscience or in the interests of their constituents. This undermines the essence
of representative democracy, where elected officials
are expected to prioritize the welfare of the people
they represent over party loyalty.
Concentration of Power in Party Leadership
The Anti-Defection Law has contributed to the concentration of power in
the hands of party leadership. Fear
of disqualification leads legislators to toe the party line, often at the
expense of independent thought and
decision-making. This centralization of power within political parties diminishes the role of individual
legislators and reduces the accountability of party leadership to the electorate. Consequently, party leaders wield
disproportionate influence over policy decisions and legislative processes, weakening the democratic fabric of the country.
Disruption of Political Stability
While the Anti-Defection Law was intended to promote political stability
by preventing frequent defections and
floor-crossing, it has also led to unintended consequences. In some cases, legislators facing disqualification
have resorted to opportunistic alliances and horse- trading to avoid losing their seats. “This has resulted in the
formation of unstable coalitions and
compromised governance, as parties prioritize their survival over the public
interest. Furthermore, the threat of
disqualification has been used as a tool for political manipulation, leading
to an erosion of trust in
democratic institutions.
Legal Complexity and Delayed Justice
The implementation of the Anti-Defection Law has been plagued by legal
complexity and delayed justice.
Determining whether a legislator's actions
warrant disqualification often
involves lengthy legal proceedings and interpretation of ambiguous
provisions. This not only creates
uncertainty but also leads to significant delays in resolving disputes, thereby
impeding the functioning of
legislative bodies. Moreover, the discretionary powers vested in presiding officers
to adjudicate defection
cases have raised concerns about impartiality and political bias,
further eroding public confidence in the judicial
process.
Violation of freedom of speech and
expression: The Anti-Defection Act is purported to infringe upon the fundamental right to freedom of speech and
expression enshrined in Article 19(1)(a) of the
Indian Constitution.
Way Forwards
Secret ballot system: - Experts have proposed the
implementation of a secret ballot system for
voting within State and Parliament legislatures. This change aims to eliminate
the fear of retaliation or
retribution from political parties, thereby allowing MPs and MLAs to vote according
to their conscience.
Code of conduct: - An additional approach
to the anti-defection law is the adoption
of a code of conduct for
MLAs and MPs. This measure would establish ethical guidelines for elected officials, ensuring that their actions
prioritize the interests of their constituents over those of their political
parties.
Reform of the law: - Many
experts believe that reforms are necessary to address the issues and criticisms surrounding the
anti-defection law. Modifications could aim to enhance the accountability and transparency of the
decision-making process and to more clearly define the legitimate grounds
for changing political allegiances.
Shifting Adjudication Power: - Transferring the authority to adjudicate defection cases from the Speaker of the House to an
independent entity such as the Election Commission could reduce concerns about bias and political influence, thereby promoting greater
impartiality.
Conclusion
The Anti-Defection Law in India stands
as a critical tool in preserving the democratic fabric of the country by discouraging political defections
and promoting party discipline. While the law
has had a positive impact on Indian politics by reducing defections and
strengthening party loyalty, it also
faces criticisms and challenges that need to be addressed for more effective implementation. By understanding the
historical evolution, impact, and challenges associated with the Anti-Defection Law, policymakers can work towards
refining and improving the law to
better serve the interests of democracy and governance. The implementation of the Anti- Defection Law has had a significant impact
on Indian politics. One of the key outcomes of
this law has been the reduction in political defections and
party-hopping, thereby promoting stability
within the legislative bodies. By enforcing
strict consequences for defying party
whips, the law has also contributed to strengthening party discipline and loyalty among lawmakers.
However,
criticisms of the law have emerged,
with some arguing that it stifles freedom of” speech and dissent within political
parties, leading to debates on the
balance between party loyalty and individual conscience. Despite its intended
benefits, the Anti-Defection Law faces challenges in its implementation. While the law has been effective in maintaining
political stability and integrity by deterring opportunistic defections, there
are concerns about loopholes that can
be exploited to circumvent its provisions. Enforcement of the law has also posed challenges, with instances of
delayed or selective action against violators. To address these issues, there have been calls for
further improvements or reforms in the Anti-Defection Law, such as redefining the criteria for disqualification and enhancing transparency in decision- making
processes related to defection cases.
References
1. A Gaur, “Anti Defection
Law in India, Amendment and Schedule”, Jan 2023, ADDA24/7 SCHOOL. https://www.adda247.com/school/anti-defection-law/
2. lokSabhadocS,https://loksabhadocs.nic.in/Refinput/New_Reference_Notes/English/15
072022_111659_102120 5175.pdf .
3. H. R. Saviprasad & Vinay Reddy, The Law On Anti-Defection: An Appraisal, 11
Student Advoc. 116 (1999).
4.
S. Sanal Kumar, Anti-Defection
Laws In India: Its Flaws And Its Falls,
5.
https://www.barandbench.com/columns/anti-defection-laws-in-india-its-flaws-and- itsfalls (Aug 1, 2019)
6. Justice B.P. Jeevan Reddy,
170th Law Commission Of India, Report
On Reform On Electoral Laws (1999).