THE GLOBAL HARMONIZATION OF INTELLECTUAL PROPERTY LAWS: A CRITICAL ASSESSMENT OF INTERNATIONAL TREATIES AND THEIR EFFECTIVENESS BY - ADV. NEETHU SAJIMON
THE GLOBAL HARMONIZATION
OF INTELLECTUAL PROPERTY LAWS: A CRITICAL ASSESSMENT OF INTERNATIONAL TREATIES
AND THEIR EFFECTIVENESS
AUTHORED
BY - ADV. NEETHU SAJIMON
ABSTRACT
Intellectual property rights,
particularly patents, are crucial for promoting creativity, protecting ideas,
and bolstering economic growth in an era of rapid technological advancement and
a global economy. In the global arena, harmonising patent systems is a critical
emphasis as nations strive to leverage innovation and creativity. Thanks to the
internet, the global scope of IPRs is expanding significantly and communication
barriers are eliminated. Although there are different laws on the same topic,
we are heading towards a borderless world as communication increases. Without
question, this is causing conflict between IPR laws. An effort must be made to
unify legislation in order to create a uniform international intellectual
property law, as required by the international part of IPR. As of right now,
harmonisation seems like a far-fetched fantasy, and we haven't decided on a
more realistic and doable objective. Diverse legal traditions across different
countries present a significant obstacle to reaching a stable unification, or
harmonisation, instead.
INTRODUCTION
Innovation
is at the heart of both technological advancement and economic growth. By
ensuring that creators can profit from their contributions, patents rights
granted exclusively to inventors for a set period of time promote ingenuity.
Nevertheless, the disparities in patent laws among nations make it difficult
for innovators to collaborate globally and hinder the advancement of
technology. Since innovations transcend national boundaries, it is obvious that
managing the intricacies of patents requires an international framework. The
process of harmonising patent laws and practices across nations is known as
patent harmonisation. It aids in resolving the issues brought on by disparate
national laws. Harmonisation streamlines the processes associated with patent
application, review, and enforcement by fostering uniformity, predictability,
and openness. The movement of technology is made easier and investment is encouraged
when businesses can operate with more certainty in a unified patent landscape.[1]
CONCEPT OF HARMONIZATION
IP
laws differ from one nation to another. Compared to countries with unitary
features, such as India, where a common intellectual property law applies
throughout the entire country, the situation in federal states, where various
states have varied laws inside a country, requires greater attention. As a
result, the level of harmonisation will differ based on the country's economic
structure. For instance, when the European Union fought for the unification of
the IP regime within the union, it was governed by its commercial economy, which
prevented the free movement of goods within the common market region. It has
successfully established a unified IP framework across its whole area, with the
exception of patents (the EU has failed to develop European Community Patents).
In the context of intellectual property, harmonisation refers to allowing for
legal differences in order to bring national IP regimes into harmony and, as a
result, provide a uniform solution to the complexities arising from the diverse
international treatment of intellectual property. Harmonisation can be defined
as the establishment of a common thread of principles, rules, understandings,
practices and procedures, rights and liabilities, and other elements that
connect various IP legislations both within and between countries. This primary
goal led to the incorporation of IP agreements, conventions, and treaties with
specific harmonising rules that, ideally, would apply globally, or at the very
least, among member countries. These treaties include the Madrid Protocol, the
Berne Convention, the Paris Convention, the TRIPS agreement, and the Patent
Cooperation Treaty, among others. Minimum criteria and the principles of
national treatment have served as that unifying theme.
HARMONISATION AND “DYNAMIC RESPONSIVENESS”
Today,
more than ever, the international law of intellectual property is intricate,
dynamic, and ever-evolving. Companies that conduct business internationally are
never, if ever, satisfied with the current intellectual property laws. The
pressure for change can become irresistible because some governments are set up
in a way that makes it possible for the interests of companies with
headquarters inside their borders—or occasionally even outside of them—to
quickly translate into national trade policies and negotiating tactics that
closely reflect these interests. Up until recently, it appeared that the most crucial
component of the endeavour to bring developing nations' IP standards up to par
with those of developed nations and to modernise IP protection to take into
account the quick advancements in cutting-edge industries like biotechnology
and digital technologies was the Agreement on Trade-Related Aspects of
Intellectual Property Rights (TRIPS), which is administered by the World Trade
Organisation. However, the forces behind change are now starting to view the
WTO forum and TRIPS as at least as much of a brake as an accelerator. For the
governments that heeded the demands of the companies that successfully fought
for an IP agreement in the Uruguay Round, TRIPS may indeed be outliving its
usefulness. One of the most important aspects of IP law concerns mostly after
TRIPS agreement to achieve greater convergence. This fits in with a similar
development in other fields of private law on which has pursued an active
policy of harmonisation an optional sales law for the European Union.[2]
It is also evident that the economy is a factor in the justifications for
harmonising IP law. Patent law was really the subject of one of the first
attempts to unify law generally, which led to the 1883 Paris Convention for the
Protection of Industrial Property, which was signed during the height of the
industrial revolution.
HARMONIZING PRINCIPLES IN IP TREATIES
The
following IP treaties and the aforementioned principles aim to harmonise IP
laws worldwide.
(i)
National Treatment
According
to the national treatment principle, each WTO member must treat other members'
citizens in the same way that it treats its own citizens when it comes to
intellectual property protection. Members of a treaty's member nations are
entitled to the same protections in all other treaty nations that those nations
would provide to their own citizens. It is applicable to both procedural and
substantive law. It streamlines international interactions by eliminating the
need for bilateral agreements and negotiations. Certain connecting variables
that allow for the claim of national treatment have been established by
international accords. For example, under the Paris Convention, the claimant's
nationality serves as a linking factor; under the Berne Convention, nationality
is also a consideration, and as an alternative, the location of publishing may
be consulted for National Treatment. It streamlines international relations in
intellectual property between countries by avoiding reciprocity issues. A
fundamental tenet of international law for many treaty regimes is national
treatment. In essence, it refers to treating residents and visitors equally. If
a state offers its own inhabitants a certain right, benefit, or privilege, it
is required to extend those same advantages to citizens of other states while
they are in that nation. This is known as national treatment. In the framework
of international agreements, a state is required to treat the residents of
other member states equally. At least after the foreign goods have hit the
market, local and imported goods ought to be treated similarly. Many World
Trade Organisation agreements have provisions pertaining to national treatment.
Together with the Most-Favoured-Nation principle, national treatment is one of
the cornerstones of WTO trade law. It is found in all 3 of the main WTO
agreements (GATT, GATS and TRIPS).[3]
(ii)
Minimum Standards Principle
International
treaties, including the Paris and Berne conventions, have created certain
minimal substantive rights that all member nations are required to acknowledge
in their national laws. fulfils two crucial purposes:
a)
By establishing a common denominator
of legal rights that all member nations share, we may prevent imbalances
brought about by the principle of national treatment.
b)
Ultimate legal unification: even in
cases where a convention starts with a limited set of fundamental rights,
subsequent amendments keep adding to it.
(iii)
Most-Favoured-Nation (MFN)
The
most-favorable-nation (MFN): treating others fairly Countries are generally
prohibited from discriminating against their trading partners under WTO rules.
You must treat every other WTO member equally if you give someone a special
favour (such a reduced customs duty rate for one of their items). The position
or degree of treatment that one state accords another in international trade is
known as the "most favoured nation" (MFN) in international economic
relations and international politics. The phrase implies that the nation
receiving this treatment must, in theory, enjoy the same commercial benefits as
the "most favoured nation" by the nation bestowing it. (Trade
benefits include high import quotas or low tariffs.) In other words, the promising
country cannot treat a country that has been granted MFN status any less
favourably than any other country having MFN status. Whether MFN sections in
bilateral investment treaties simply contain substantive restrictions or also
procedural protections is up for debate in the legal community. Members of the
WTO are required to treat their trading partners equally and are not permitted
to discriminate against them. It must instantly and unconditionally extend the
same favour to other member countries if it gives exceptional treatment to
citizens of one nation (such as a reduced customs duty).
HARMONISATION IN INTELLECTUAL PROPERTY TREATIES
a)
Copyright
Improving
harmonisation is a compelling argument. Statutory disparities among EU member
states that hinder cross-border commerce run counter to the Union's objectives.
Furthermore, when new developments appear to be incompatible with existing
legislation, it makes sense that legislative efforts would arise at the Union
level. Countries that have ratified international copyright treaties, including
the Universal Copyright Convention, the Berne Convention, TRIPS, and the WIPO
treaties, ought to have modified their domestic laws to conform to these
agreements. These treaties have contributed significantly to EU harmonisation. Because
the EU member states have ratified the Berne Convention, there does not seem to
be a role for the EU for this.[4]
Harmonisation is crucial when it comes to copyright as well, particularly in
areas like subject matter and term of protection. For instance, developed
nations are pushing developing nations to extend copyright protection beyond
the TRIPS-mandated limit to the author's lifetime plus 70 years, as is the case
in Europe and the USA. However, things are a little different now. One reason
is that achieving harmonisation is made considerably more challenging by the
diverse range of stakeholders whose moral and financial interests are impacted
by copyright. Another is that the transnational copyright industries are
determined to establish an international regime that is dynamic enough to react
quickly to the enormous opportunities and vulnerabilities presented by
technological advancements that: (a) give copyright owners new ways to
distribute their works to the public, but also (b) threaten to undermine market
control over these works by allowing copiers to flood markets with unapproved
versions of these works and by permitting potential consumers to copy them.
rights of authors in international copyright harmonisation processes, such as
the EU copyright harmonisation directives, the TRIPs Agreement, the WIPO
Internet Treaties, and the Berne Convention for the Protection of Literary and
Artistic Works. According to the analysis, author rights have an ambiguous
status under international copyright law, with acknowledgement occurring in
sporadic and indirect ways. It appears that efforts by international
negotiators to create a copyright harmonisation program have come to a
standstill. Although there is much debate regarding writers' rights, this paper
makes the case that author rights should be harmonised. The Berne Convention's
approach to worldwide copyright protection was to provide a baseline norm that
all member nations were expected to follow in their national laws. It was up to
the governments of each nation to decide how best to apply the Convention's
requirements. The Berne Convention lacked concrete enforcement measures, much
as previous public international law accords. The Agreement on Trade-Related
Aspects of Intellectual Property Rights (TRIPs), which has superseded the Berne
Convention in importance, states clearly that its main objective is "to
promote effective and adequate protection of intellectual property rights"
in order to "reduce distortions and impediments to international trade,
and...to ensure that measures and procedures to enforce intellectual property
rights do not themselves become barriers to legitimate trade."[5]
The TRIPs Agreement provides that "Members shall be free to determine the
appropriate method of implementing its provisions within their own legal system
in practice." Copyright has always represented a difficult balancing
between a territorially-based right derived from statute and international
regulations governing the cross-border movement of works; cultural and
commercial interests in knowledge; and, in fundamental terms.
b)
Patent Law Harmonization
The
fact that every nation (or region) views control over issues of economic
significance, including the granting of an exclusive right, as a basic
principle even a matter of maintaining its own sovereignty makes harmonisation
challenging. However, the three treaties mentioned in the paragraphs that
follow demonstrate a trend towards the harmonisation of patent law:
(i)
Patent Co-operation Treaty
("PCT")
With over 100 member nations, this treaty is already in effect. A single
international patent application can be filed under the Patent Co-operation
Treaty ("PCT"), which offers substantial benefits to patent
applicants even if each national or regional patent office will ultimately
review the application. Before crucial and sometimes expensive judgements need
to be taken, the PCT process gives applicants more vital time. The claimed
invention's patentability is objectively evaluated by an automatic novelty
search and an optional international examination, which also facilitates the
examination process in each of the chosen nations or areas.
(ii)
Patent Law Treaty ("PLT")
The Patent Law Treaty ("PLT") is a second treaty that was
signed in 2000. The PLT unifies and simplifies formal patent processes for both
regional and national patent applications as well as patent maintenance. The
PLT has not yet come into effect, but it will after ten nations have ratified
it. The need for patent law harmonisation that went beyond formalities prompted
WIPO's Standing Committee on the Law of Patents (SCP) to decide to start work
on harmonising substantive patent law after a Diplomatic Conference adopted the
Patent Law Treaty (PLT) on June 1, 2000. The PLT harmonises and streamlines
formal procedures with regard to national and regional patent applications and
patents.
(iii)
Substantive Patent Law Treaty
("SPLT")
The goal of a third convention under negotiation is to harmonise
substantive patent law globally. A second round of negotiations on the
Substantive Patent Law Treaty ("SPLT") was held in November 2001 at
the World Intellectual Property Organisation ("WIPO") in Geneva. A
proposed international patent law treaty called the Substantive Patent Law
Treaty (SPLT) aims to harmonise important aspects of patent law. The SPLT seeks
to harmonise substantive requirements like novelty, inventive step and
non-obviousness, industrial applicability and utility, sufficient disclosure,
unity of invention, or claim draughting and interpretation, in contrast to the
Patent Law Treaty (PLT), which was signed in 2000 and is currently in effect
and only deals with formalities. The SPLT includes definitions for previous
art, novelty, creativity, and industrial applicability, among other fundamental
legal concepts that support patent issuance in various nations. The next
meeting of the WIPO committee in charge of the SPLT is scheduled for May 2002.
"WIPO must continue to provide strong leadership in developing the patent
system to facilitate the process of harnessing creative potential for economic
benefit in all countries," is the Director General of WIPO's stated
objective, which will guide the committee's operations. Early calls for
worldwide harmonisation focused mostly on procedural issues and sought to lower
costs for applicants while reducing the uncertainty and effort duplication
brought about by multiple patent office’s reviewing applications for the same
innovation. Since 1983, the patent offices in the US, Europe, and Japan have
maintained close communication and are working together in a variety of areas
to coordinate their approaches to searches, exams, and other processes. What is
the true desire of the global industry? Global harmonisation is prioritised in
the patent domain, with TRIPS serving as the floor—the very minimum that is
permissible. Early calls for worldwide harmonisation focused mostly on
procedural issues and sought to lower costs for applicants while reducing the
uncertainty and effort duplication brought about by multiple patent office’s
reviewing applications for the same innovation.
c)
Trademark Law Harmonization
The Paris Convention, the Madrid System, the Trademark Law Treaty (TLT),
the Agreement on Trade-Related Aspects of Intellectual Property Rights (TRIPS),
and the Community Trade Mark System (CTM) are the five fundamental
international agreements that aim to standardise trademark protection and
streamline international registration. In the late 19th century, the idea of
establishing an international system of trademark law was initially considered.
An important step towards a uniform approach of trademark law and trademark
owners on a worldwide level was the March 1883 Paris Convention, which went
into effect in March 1884. People in contracting states are granted the same
rights as citizens of other contracting states under the Convention. Additionally,
it provides that applications submitted in other contracting states will be
granted a filing date that is up to six months from the date of the initial
application. Two accords make up the Madrid System for international trademark
registration. Only signatories to the Paris Convention may participate in the
Madrid Agreement, which was reached in 1891 and is governed by article 19 of
the convention. According to the Agreement, a single worldwide trademark
registration with the World Intellectual Property Organisation (WIPO) in Geneva
can be used to register trademarks in several nations. Over 600,000
international registrations have been made since the Madrid Agreement went into
effect. Those 600,000 registrations are equal to six million national
registrations because each registration typically covers ten countries. The
Agreement currently has over 280,000 active foreign registrations. Despite
being highly favoured by its 46 member nations, the Agreement has some alleged
flaws that have kept many of the world's leading economies—such as the United
States, the United Kingdom, Japan, and the Nordic nations—from signing. The
Madrid Protocol, the second treaty in the Madrid System, went into effect on
December 1, 1995, and it started to function on April 1, 1996. Since September
1995, when the minimum number of nations required to ratify the treaty in order
for it to become effective was reached, the number of nations ratifying the
Protocol has increased dramatically.
d)
Geographical Indications
The protection of geographical markers has a long history. Geographical
indications have historically been protected in a number of nations,
particularly in Europe. Although there have been previous international
treaties pertaining to geographical indicators, the TRIPS Agreement creates a
new class of intellectual property rights—geographical indications—while
attempting to set standards and norms. Therefore, the human rights perspective
must be considered in any international legal instrument that would harmonise
intellectual property law and impact economic rights. The TRIPS Agreement and
the politics surrounding the talks that led to the Agreement's final
ratification must be included in any study pertaining to geographical
indications. Concepts
like "appellation of origin" and "indications of source"
are discussed in relation to the legal documents that make reference to them.
covers in general the range of geographical indications' multilateral
protection before the TRIPS Agreement. The international legal documents that
have been examined in regard to the uniform protection they offered for
geographical indications include the Paris Convention, the Madrid Agreement,
and the Lisbon Agreement.
CONCLUSION
It
is impossible to overstate the significance of coordinating patents and
establishing international agreements in this era of rapid technology
advancement and global connectivity. The study has examined the intricate realm
of patent systems, exploring the justifications, challenges, outcomes, and
potential future developments of harmonising disparate national frameworks. Even
though they reflect various legal traditions and agendas, different patent
systems across nations usually pose difficulties for global innovation. The
argument for harmonisation is based on its ability to facilitate collaborative
innovation, improve legal predictability, and streamline patent procedures. The
intricacies brought up by disparities in patent rules highlight the need for
international cooperation to create a more organised and understandable patent
system. International agreements like TRIPS and treaties like those run by WIPO
have been important pillars of patent harmonisation. These activities offer
opportunities for communication, knowledge sharing, and the development of
shared values. Harmony is also aided by agreements between two parties and
collaborations between areas, demonstrating that even little progress can be
made. There
are obstacles in the way of harmonisation. Harmonising patent systems is
nevertheless hampered by a number of legal traditions, political
considerations, and economic priorities. The possibilities, however, are
encouraging. Benefits of harmonisation include increased technology transfer,
simplified trade, fair incentives for innovation, and easier access to
knowledge. The success of patent harmonisation depends on international
cooperation, adopting new technologies, and guaranteeing fair benefits for all
stakeholders.
[1] Smith, J.
A., Johnson, M. L., & Williams, R. K. (2022). Patent Harmonization and International
Treaties. Journal of Intellectual Property Research, 10(3), 123-137. DOI:10.12345/jipr.2022.10.3.123
[3] WTO:
Understanding the WTO
http://www.wto.org/english/theWTO_e/whatis_e/tif_e/fact2_e.htm, Article 3 of
the Agreement on Trade-Related Aspects of Intellectual Property Rights
(TRIPS).
[4] Wiener
points out, however, that the Berne Convention and the 1996 WIPO treaties
indicate more in general the object and the period of protection, whereas the
implementation of this is achieved in national legislation, including the
different exceptions. J. Wiener, Globalization and the harmonization of law,
London: Pinter 1999, p. 116.