SEPARATION OF POWER – STRESS AND STRAIN BY - KRITIK ROSHAN RV & SABARI RAJAN
SEPARATION OF POWER – STRESS
AND STRAIN
AUTHORED BY
- KRITIK ROSHAN RV & SABARI RAJAN
B.B.A., LL. B(Hons)- IIIrd Year
Bharath Institute of Law, Chennai
E-mail - Kritikroshan369@outlook.com
Contact - 9444650941/9750002288
DECLARATION
– Submitted work is original and it does not violate copyright of any
person. Due care has been taken before submitting the paper and it doesn’t
contain any defamatory words or statements.
ABSTRACT
In India, functions of the Government are separated
from the powers of three organs namely the
Legislature, the Executive, and the Judiciary and this constitutes a theory
called Separation of powers which
warrants check and balance in the administration of a country. But the application of the theory of Separation of
powers is not being duly followed by India since the administration system of India is in contradiction to the principle
of the theory i.e., to restrict
the
power of each branch, when we see the power of Supreme Court over parliament
and other branches, the Judiciary
will have the sole power to interpret any law made by parliament. At the same time,
it can quash any law if the law is deemed unconstitutional by the court.
Moreover, there is no branch or organ
to monitor the functions of the Supreme Court. Hence, if the Supreme Court acts
unconstitutional, then the remedy
will be in question since the Supreme Court is head of the Judiciary and is
Independent in its own affairs. If we
trace back history, the three key verdicts rendered by the Supreme Court, the
court will clearly manifest its
supremacy over the other two organs. The subsequent chapters of this briefing
paper will be divided into three parts namely The Evolution of the theory in India. The Impact of this theory in Administration, and its consequences, and Sovereignty of the
Judiciary in regulating the principles and laws of
the nation.
KEYWORDS:
“Unconstitutional”, “Sovereignty”, “Interpret”, “Branch”, “Separation of
Powers”, “Checks and balances”.
INTRODUCTION
“The accumulation of all powers, legislative, executive and
judicial in the same hands, whether
of one, a few, or many, and whether hereditary, self–appointed, or elective,
may justly be pronounced the very definition of tyranny”.
- James Madison
In
India, the development of the administration system evolved from the theory of
Separation of powers coined by Montesquieu[1]. So, the governance of our country
is largely taken
care of by the three organs: The Legislative, Executive, and
Judiciary. Now these organs perform divergent roles in the Administration of our country. In the later stages of the modern era,
the
concept called checks and balances
was globally adopted
by various countries, to limit the
power of each organ and to have a check over the functions of another
organs. As a result, the same concept
was adopted in the Indian Administration
System even though, the term separation
of powers is nowhere used in the Constitution of India but the combined effect
of the interpretation of different provisions of Constitution reveals the essence
of the doctrine of Separation of Power[2].
If we investigate the purpose of aforesaid concept is to avoid tyranny and to
promote democracy in each branch. But in due course
of time, we can see the shortcomings in the Indian
system of check and balance
because the Independence of the Judiciary plays a binding role in the
administration of our country, which in the long run results in the supremacy
of the Judiciary especially when comes to the Apex court decisions. So, the Independence of the
Judiciary is required
for fair justice
but at the same time, there should be a limit
and control over the
ultra vires function of the Judiciary when the Apex exercises its power beyond the Constitution. For example, collegium
system which is not statutory law i.e., it is not brought by any amendment
in the parliament and instead,
that is absolutely based on the
interpretation of the Apex court in making common law.
Thus, considering all these facts we can come to a conclusion like a review
petition but again there are also
some drawbacks such as the same bench re-appearing for the review of their own
verdict. So, practically no person
will reverse his opinion unless there is strong evidence or a clear-cut blunder
in their judgment.
Furthermore, this Article will hypothetically discuss about the challenges
faced by the Indian model of Separation of Powers in context of Check and
Balance.
Research
Questions
1)
How did the Separation of Power theory evolve in
India and whether it is fully deployed?
2)
What are the impacts and consequences of the theory
of Separation of Power in Indian Administration?
3)
How does the Indian model of Separation of Power
shape the Sovereignty of the Judiciary in regulating the principles
and laws of the nation?
1.
How did the Separation of Power theory evolve in
India and whether it is fully deployed?
“Our separation of each other is
an optical illusion of consciousness”.
Albert Einstein
In 1748, the first time, the principle of Separation of Power was
enunciated by the French Jurist Montesquieu in his book L. Esprit Des Lois
(Spirit of Laws) where he opined about the importance of liberty, also he
defined that the composition of the Government be so constituted as one man
need not be afraid of another[3],
but originally this concept was seen in the works of Aristotle in 4th
century BCE wherein he described about the three agencies of the Government as General
assembly, Public officials and Judiciary[4]. Now
if we trace back the History of Separation of Power in India, During the pre-independence
period, the Judiciary was under the direct control of the British which resulted in biased verdicts in favor
of the British Government[5].
As time progressed and after Indian
Independence and a structured system
was formulated by the Drafting Committee and was enforced on 26 January 1950. In India, for the first
time, the Prof. K.T. Shah a member of Constituent Assembly laid emphasis to
insert a new Article 40-A concerned with doctrine of separation of powers in
the Constituent Assembly Debates by stating
“There shall be complete separation of powers as between the principal
organs of the State, viz; the legislative, the executive, and the judicial”[6]
but amendment was rejected and thereafter Dr. B.R. Ambedkar on his suggestion
in Constituent Assembly Debates on 24th and 25th November
1948, emphasized about the importance of the executive to be separated from the
Judiciary and he further discussed the evil effects of Colonial rule in
independence of judiciary and finally the Assemble adopted the draft article
39-A( Article 50) on 25th November 1948[7].
In view of post-independence, for the first in the case of Rai Sahib Ram Jawaya
v. State of Punjab, Supreme Court that -“The Indian Constitution have not recognized
doctrine of separation of powers in the absolute rigidity but the functions of
the different branches or parts of Government have sufficiently been differentiated
and consequently it can very well be said that our Constitution does not
contemplate the assumption by one of the organ or part of the State of the
functions that essentially belong to another”[8] and
later in the landmark judgment in Kesavananda Bharti v. State of Kerala, Hon’ble
Chief Justice Sikri categorically observed that “Separation of powers between
the legislature, the executive and the judiciary is a part of the basic
structure of the Constitution; this structure cannot be destroyed by any
form of amendment”[9] and the
application of Separation of Power was vividly discussed in the earlier
Judgment in the year 1968 by the Supreme Court in the case of Udai Ram Sharma
v. Union of India held that “The American doctrine of well-defined separation
of legislative and judicial powers has no application to India.”[10]
Also, if we take into consideration the case Indira Nehru Gandhi V Raj Narain,
the Supreme Court held that in the Indian Constitution, there is a
separation of powers in a broad sense
only. A rigid separation of powers similar to the American Constitution or the Australian Constitution does not apply to
India[11].
So, all this depicts how India adopted its doctrine of separation of power in its Constitution.
The main aim of the separation of powers is to maintain the checks and balances
system among all three organs of
the government. History demonstrates how a monarchy can be established by
central power while the rulers
or leaders control
the people. Therefore, it is preferable to divide the powers among the authorities by their areas of
responsibility rather than centralizing the power. The doctrine of separation
of powers eliminates monarchy, and tyranny and holds the government accountable to the people
for its action. It guarantees justice and protects Human Rights. The operations of
each government entity are monitored by the one while staying separate
from each other.
2.
What are the impacts and consequences of the
theory of Separation of Power in Indian Administration?
In India, since that the doctrine of Separation of Power was not fully
accepted as stated in the cases of Ram Jawaya v
State of Punjab[12]. But over the period of time, the doctrine of
Separation of Power has got the status of Basic Structure of Constitution in a
famous Kesavananda Bharti case[13]. The
Provisions that substantiate the Separation of Power in Indian Constitution are
listed below as an impact of this theory in our constitution,
Article 53(1) and Article 154 state that the Executive powers of the
Union and the States are vest in the President and Governor respectively and
shall only be exercised directly by him or through his subordinate officers.
Article 122 and Article 212 state that the courts cannot inquire
in the proceedings of Parliament and the State Legislature. This ensures there
will be no interference of the judiciary in the works legislature.
Article 105 and Article 194 state that the MPs and MLAs cannot be
called by the court for whatever they speak in the session.
Article 245 state that Parliament and State
Legislature can make laws for the whole country and the states respectively.
Article 121 and Article 211 state that the judicial conduct of
any judge of the Supreme Court or High Court shall not be discussed in
Parliament or State Legislature.
Article 361 of the Indian Constitution state that the President and the
Governor are not accountable to any court for exercising their powers and
performance of duties in his office.
So, all these Article ensure Prevention
of abuse of Power in one hand, Check and Balances, to keep away autocracy, for
effective Administration, Accountability, and Protection of individual liberty[14].
Consequences
of the Indian of Model of Separation of Power
It is evident from the several
verdicts stated above that the India does not adopted the doctrine of
Separation of Power fully and which have several overlapping provisions, in
particular, the Independence of Judiciary, Judicial Review and Appointments of
Judges being the most debatable topic since it resulted in Judicial overreach
and few important cases are discussed below as examples,
Shyam Narayan Chouksey
v. Union of India:
The Supreme Court, in this case, made it mandatory that all the cinema halls in
India shall play before the feature film starts. It was argued that this
direction goes beyond Preventions of Insults to National Honour Act 1971, which
says that no film, show or drama of any sort can have the National Anthem as
part in the show[15].
Liquor ban: The Supreme Court, ruling on a
Public Interest Litigation (PIL) which was about road safety in 2017 had banned
the sale of liquor at retail outlets, as also in hotels, bars and restaurants,
that are within 500m of any of the national or thestate highway. These orders
were felt to be against the spirit of the separation of powers given by the
constitution. It was argued it was an administrative matter where the decision is
rested with state governments[16].
Arun Gopal v. Union of
India: The Supreme
Court had fixed timings for setting off fireworks during Diwali and had banned
the use of fireworks that are not environmentally friendly, despite there being
no legal basis for these restrictions[17].
M.C. Mehta v. Union of
India: The court
declared invalid Rule 115(21) of the Central Motor Vehicle Rules, 1989, by
mandating that no BS-4 vehicles can be sold after March 30, 2020, and only BS-6
vehicles can be sold only after that date[18].
3.
How does the Indian model of Separation of Power
shape the Sovereignty of the Judiciary in regulating the principles
and laws of the nation?
Due to prolonged British Raj and the newly formed democracy of the
republic country, there was a question of “How a government should operate”,
For the prosperity of a nation operation of the county’s legislation, executive
and judiciary is very important, thus evolved the concept of separation of
power in India and it’s constitution. The term separation power does not mean
there is no intervention between the organs, they all work together towards
achieving a similar goal but doing different functions. The work of the legislature is to create laws for the effective governing
of a nation and its citizens the legislature of the country is divided into two
body carried lok Shaba (House of people), and Rajya Shaba (council of state)
they are together called as parliament, they are headed by president who is a
main member of the executive. When
a bill is passed in the legislature, the bill passes through both the houses of
the parliament and should be signed by the president to be passed as a law.
The judiciary passes the power to make
a review on those bills and strike down them if it is found to be
unconstitutional. And the
president has power to intervein in some cases and pardon the criminals The
judges are appointed to supreme court through collegium system. From all the above-mentioned context we can
conclude the one organ can intervein in the functions of other organs, but in
the matters of legal subject the judiciary has soverignity compared to other
organs.
Appointment of Supreme Court
judges:
So the above picture
depicts that before 1993, the President has power to appoint the Judges of the
Supreme Court and even the first Judge case affirmed that, but subsequently the
same Supreme Court reversed his earlier ruling and introduced a collegium system
in order to ensure independence of Judiciary from political influence by
referring Article 50.
Judicial review:
The judicial review can
also be called “constitutional review” as it helps judicial body maintain order
overseeing that laws do not violating the constitution and its basic structure.
The supreme court in the landmark judgment of Kesavananda
Bharati vs State Of Kerala, (1973)[19]case says about the
“doctrine of basic structure”. The term doctrine of basic structure means there
should be no law’s or amendments made that violate the basic structure of the
constitution Judicial review, power of the courts in a country to examine the
actions of the legislative, executive, and administrative arms of the
government and to determine whether such actions are consistent with the basic
structure of the Constitution. Action
was judged inconsistent by court are declared unconstitutional and, was therefore
deemed, null and void. The institution of judicial review in this situation
depends upon the existence of the written constitution.[20]
Review petition
In
India, a binding
decision of the Supreme Court/High Court can only be reviewed in Review
Petition. The parties aggrieved in any order of the Supreme Court on any seemingly
visible error can file a review petition.[21] So in this, the Review
Petition will be reviewed by the same bench and if we practically, no one will
reverse his opinion unless there is strong evidence or a clear-cut blunder in
their Judgment.
Doctrine of casus omissus:
Casus
omissus finds its origin in the Latin Maxim “casus omissus pro omisso
habendus Est” that means that a case that is omitted is to be held as
intentionally omitted. the age-old tussle of the courts and the
legislature are reflected by Casus omissus . Generally, the Courts are not
inclined to interfere when a casus omissus is found. Therefore, in those
situations, the legislature may add such words to the statute that are
appropriate to cover the casus omissus.[22]
And according to article 142[23] of the
constitution supreme court has the power to grant relief to the victim outside
of the legislation with proper reasoning and ethics.
The Supreme
Court of India has become
through its own making, the most powerful among the three branches
of state. The amount of control that Supreme Court has asserted and continues to assert makes India the potential candidate
for ‘kritarchy’ – rule of the judges[24].
Constitutional scholars of every hue and color would rank this as a ‘constitutional development’ and an assertion of ‘judicial independence’. Judges of the Supreme Court would characterize the development of judicial activism
in this country
as the “obligatory duty against
injustice(s)”. But in truth,
the actions of the court have been
self-aggrandizing, positive consequences notwithstanding. On of
the most egregious example is case
of judicial appointments. The Constitution of India
lays out the appointment of the judges to the highest court under Article 124 (2)[25].
Hereby, the Supreme Court has
the sovereignty over the legal system of government, no one can interfere in
their matters and every judge has freedom over their judgment, and yes,
judiciary need a level of freedom to give a fair judgment but a level
supervision over their activity must be maintained to avoid Judicial overreach
and Judicial activism[26].
SUGGESTIONS
1)
Supreme Court Judges should be appointed based on a
voting system among AOR (Advocates on Records) after nominations of shortlisted
candidates by president in consultation with Chief Justice of India who act as
binding authority in finalizing the candidates in the nomination list.
2)
High Courts Judges should be appointed based on the Article
217 with giving binding authority to Chief Justice of India, even after
consultation with the President and the respective Governor of the State.
3)
Review Petition should be reviewed by a different
bench if the either party makes recommendation.
CONCLUSION
The Indian Constitution has not fully employed the concept of “doctrine
of separation of powers”. Its existence is in the very general
aspect. Before the concept of the collegium was given by the Supreme Court, Article 124[27]
of the Indian Constitution stated unequivocally that the President of India, in concert with the Chief Justice of India, would appoint any judges to the Supreme
Court. This indicates that the constitutional writers themselves thought
the appointment of judges required
the intervention of the executive. It has been made very obvious that
all the components of the democratic
government require the establishment of a certain safeguards. As per article
142[28]
of the Indian constitution the supreme court has unique power to provide
justice outside the law if necessary all this give supreme court power to act
outside checks and balances.
The Constitution’s framers made
a conscious decision to keep the executive involved in selection of the judiciary
in order to prevent any abuse of the
power by a single branch
of the government, despite
the fact that entire concept
of the separation of powers was created to keep each of the branch independent of the other. So, we can say
that the independence of the judiciary is necessary while not forcing
itself on the other wings of the government.
[1] Separation of Powers and Its
Development with Special Reference to India (legalservicesindia.com) –
Visited on 03.11.2023.
[3] De l'esprit des lois (The Spirit of
Law), January 1, 1748, Montesquieu.
[6] Constituent Assembly Debates Book
No.2, Vol. No. VII Second Print 1989, p. 959.
[7] 25 Nov 1948 Archives - Constitution of
India (www.constitutionofindia.net)
-Visited on 03.11.2023.
[8] AIR 1955 S.C. 549.
[9] AIR 1973 SC 1461.
[10] AIR 1968 S.C. 1138.
[15] AIR 2018 SC 357.
[16] The State Of Tamil Nadu Rep. By ... vs K. Balu & Anr CIVIL APPEAL Nos .12164-12166.
[17] 16 SCC 310.
[19] Kesavananda Bharati Sripadagalvaru
& Ors. v. State of Kerala & Anr. (Writ
Petition (Civil) 135 of 1970).
[20]
https://www.britannica.com/topic/judicial-review.
[21]https://en.wikipedia.org/wiki/Kesavananda_Bharati_v._State_of_Kerala#:~:text=Kesavananda%20Bharati%20Sripadagalvaru%20%26%20Ors.,doctrine%20of%20the%20Indian%20Constitution.
[22] https://www.desikanoon.co.in/2021/10/the-curious-case-of-casus-omissus.html.
[23] Article 142. Enforcement of
decrees and orders of Supreme Court and orders as to discovery, etc.
[24]Meaning:https://en.wikipedia.org/wiki/Kritarchy#:~:text=Kritarchy%2C%20also%20called%20kritocracy%2C%20was,a%20united%20monarchy%20under%20Saul.
[25] Article (2) Every Judge of the
Supreme Court shall be appointed by the President by warrant under his hand and
seal 2 [on the recommendation of the National Judicial Appointments Commission
referred to in article 124A] and shall hold office until he attains the age of
sixty-five years: 3 [* * * * *] 4
[Provided that]— (a) a Judge may, by writing under his hand addressed to the President,
resign his office; (b) a Judge may be removed from his office in the manner
provided in clause (4).
[26]
https://vajiramandravi.com/quest-upsc-notes/judicial-activism-and-overreach/.
[28]Article 142. Enforcement of decrees
and orders of Supreme Court and orders as to discovery, etc.