ARTICLE 356: CONSTITUTIONAL INTERVENTION AND PRESIDENTS RULE IN INDIA BY - ANKIT KUMAR
ARTICLE 356: CONSTITUTIONAL
INTERVENTION AND PRESIDENT'S RULE IN INDIA
AUTHORED BY - ANKIT KUMAR
LLM, CHANAKYA NATIONAL LAW UNIVERSITY
ABSTRACT
This article aims to examine the
important implications that Article 356's president's power has had on the
federal structure of a democracy in operation, like India. The Indian
Constitution was drafted to define the nation's federal structure and to
specify the functions of the federal and state governments. The power of the
federal and state governments over the legislative branch is expressly
mentioned in Schedule 7 of the Constitution. Nonetheless, one of the particular
circumstances under which the federal government may impose its will over a
state is the President's declaration of emergency. The President of India may
proclaim a state of emergency, taking charge of the legislative and executive
arms of government in the event of a "failure of Constitutional
machinery." "The President may declare an emergency in a state if the
President, upon receipt of a report from the Governor of the State or
otherwise, is satisfied that a situation has arisen in which the government of
the State cannot be carried on by the provisions of this Constitution,"
states Article 356. A state that declares itself to be under President's rule
has its elected government toppled, its legislative assembly suspended, and the
President uses his representative governor to exert direct authority over the
state's affairs. Article 356(1) generally requires the president of a state to
declare martial law at the governor's request. The Governor's report should
serve as a "speaking document," providing the President with a clear
and accurate summary of all pertinent information and logic so that he can
decide whether or not the circumstances outlined in Article 356 are real. Since
its inception, Article 356 has been the focus of controversy and debate since
the President's authority has the potential to jeopardise the nation's federal
system. Article 356 originated from Section 93 of the Government of India Act,
which empowered the governor to proclaim an emergency if the province could not
be administered by the act's requirements. This section was adopted by the
Indian Constitution, which replaced the word "governor" with
"president." However, several members of the Constitutional Assembly
opposed this language, arguing that the subjective and imprecise word
"otherwise" in Article 356 may lead to union dominance over the
state.
Keywords: Democracy, politics, General
Elections, India, presidential rule, Article 356
INTRODUCTION
Nowadays in India, the ruling party's
loss of the majority in the house is not enough to topple a state government. Several
constitutional officials must often give their consent, if not their willing
cooperation and the process must be well-planned. The speaker of the house is a
crucial figure who leads the legislature and has the authority to dismiss
assembly members from their positions. The Speaker's Tribunal's orders
disqualifying MLAs for defection or suspending their membership can only be
overturned by the Supreme Court or a higher court.
The support of the state governor and
the ruling party at the centre is also beneficial. When asking an incumbent
chief minister to show their majority on the house floor, the governor's decision
becomes crucial. When deciding whether to hold a vote of no confidence, the
governor frequently makes decisions like prolonging or terminating the mandate
of a problematic chief minister. Ensuring the state's constitutional system
doesn't fall apart is another duty of the governor. Should the governor at any
moment discover such a breakdown and notify the Centre, the Centre is empowered
to step in, enforce the President's rule, and remove the elected
administration.
There have been two cases of this in
Arunachal Pradesh and Uttarakhand this year. In these instances, Congress
dissenters were exhorted to rise against the chief ministers in power and try
to topple the deeply entrenched regimes within the legislative. Dissident MLAs
were protected from possible disqualification even though they made up less
than two-thirds of the party's assembly strength. The federal government
supported MLAs who were defecting in their legal defences against being removed
from office.
There are discussions about
implementing this tactic in Karnataka, and BJP leader Kailash Vijayvargiya has
already proposed such scenarios for Manipur and Himachal Pradesh. The BJP
appears determined to unseat the Congress at the state and national levels. With
extreme desperation, Congress is adopting a defensive stance. A transition of
state government is never complete without a legal and media battle. The
Congress has presumably calculated that fighting the BJP in major cases in
smaller states will be more effective than fighting it in larger, more
important states. An outsider can only conclude that India's quasi-federal
Constitution is being applied unitarily, manifestly biased towards the Center.
Nonetheless, the founding fathers had
a different perspective. In the general debate on August 4, 1949, B. R.
Ambedkar gave the Constituent Assembly an assurance during the discussion on
the Centre’s authority to impose President's rule in the states: "It has
been suggested that these articles are prone to be exploited... The prospect
that these pieces could be misused or utilised for political ends is something
I do not completely reject. However, that criticism of the Constitution is
directed at every provision that grants the Centre the authority to supersede
the provinces. I hope that before genuinely suspending the provinces'
government, the President, who has these powers, will exercise due diligence.
Despite Ambedkar's assurances,
independent India discovered that it was not a true federation of voluntarily
acceded independent states. The central government's power to override the
states developed into a powerful tool that had a long-lasting effect on the
relationship between the two governments, rather than remaining a meaningless
constitution.
The country's first non-Congress
government, the Patiala and East Punjab States Union (PEPSU) led by Gian Singh
Rarewala, was deposed in March 1953, and the Congress won the subsequent
elections. Kerala became the first state in history to have an elected
communist administration in 1957. The government's progressive policies were
impeded by resistance from the Catholic Church in Kerala and pressure from the
United States, which was arranged by the CIA. Congress President Indira Gandhi
convinced Prime Minister Jawaharlal Nehru in 1959 that the President's rule
should be implemented in place of E.M.S. Namboodripad's cabinet.
When the Emergency ended in 1977, the
first non-Congress government at the Centre, led by the Janata Party, overthrew
state governments headed by Congress chief ministers, citing a loss of the
people's mandate. This led to the State of Rajasthan v. Union of India[1]
case, where the petition was denied by a seven-judge panel for several reasons,
including not delving into political matters. A few judges contended that the
president's use of Article 356 was not warranted. After Gandhi returned to the Centre
in 1980, she dismissed state administrations of the Janata Party, a move that
was not contested in the courts after the Rajasthan ruling.
Throughout the 1980s, the President's
control was invoked for political scheming. Famous instances include the state
of Jammu and Kashmir, where Governor Jagmohan helped his brother-in-law G.M.
Shah overthrow the Farooq Abdullah administration. The N.T. Rama Rao government
of Andhra Pradesh was overthrown by Governor Ram Lal. Following this episode,
NTR sent his parliamentarians to the Janata Party-ruled state of Karnataka,
where they were later paraded before the president. This episode is largely
responsible for the practice of isolating and transferring MLAs to prevent
defections.
A 1985 Constitutional Amendment
established retail floor-crossing as a cause for disqualification from state
assembly or parliament membership. The Supreme Court in Kihoto Hollohan v.
Zachillhu and Others[2]
decided that a judge could review the speaker's disqualification
determinations. Because of this, defection turned into a game played by naive
lawmakers, aspirational leaders-to-be, and fierce legal disputes. Courts
abstaining and speakers participating became critical to the political
endeavour to overthrow a sitting government.
The destruction of the Babri Masjid
led Prime Minister P.V. Narasimha Rao's administration to topple four state
governments held by the Bharatiya Janata Party. 1994 saw the conclusion of a
nine-judge panel's consideration of the appeal of this dismissal and additional
cases of the President's authority in the S.R. Bommai v. Union of India[3]
case.
According to the verdict, the courts
could investigate whether the president was satisfied with the use of Article
356[4].
It was in favour of overthrowing the BJP administrations to uphold secularism,
which is a cornerstone of the Constitution. The court emphasised that objective
evidence was the sole basis for the president's actions and that Article 356
could only be triggered in the case of a constitutional machinery failure
rather than a routine breakdown of law and order.
The court further ruled that a state
legislature could not be dissolved without the consent of parliament and that a
test of numerical strength could only be conducted on the assembly floor. The
verdict upheld the possibility of a legitimately overthrown government being
reinstated, referencing a decision rendered by the Pakistani Supreme Court in
the Muhammad Sharif case[5].
Rao's minority government saw the Supreme Court develop into a formidable
defender of civility and constitutional rights.
The first significant effect of the
Bommai case ruling came in 1997 when President K. R. Narayanan turned down the
United Front government's request to establish President's control in Uttar
Pradesh. A year later, he again rejected Prime Minister Atal Behari Vajpayee's
BJP government's plan to impose the President's rule in Bihar. Narayanan's
minute opposed the Bihar proposal, arguing that the Governor had not shown that
the state's constitutional apparatus had failed, which is a necessary condition
for applying Article 356. It further stated that it would be foolish to act in
Bihar under Article 356 without first issuing warnings, issuing directions, and
asking for explanations from the state. Considering the majority support the
government led by Shrimati Rabri Devi possessed in the legislative assembly was
imperative.
The doctrine in Bommai was applied
again by the Supreme Court in the Bihar case of Rameshwar Prasad & Ors v.
Union of India[6].
In 2005, Governor Buta Singh proposed dissolving the state assembly; however,
no meeting of the assembly was held. The court denied the assembly's request to
reconvene while finding that the imposition was illegal because new elections
had already been set. Singh resigned following the decision.
The Bommai verdict in 1994 and the
Narayanan interventions in 1997 and 1998 led to a dramatic drop in the number
of examples of the President's rule being imposed arbitrarily. Notably, during
the governments of the 1990s, there was never an outright parliamentary
majority for any one party. Constitutional principles were first established
and upheld by state bodies that were not largely dominated by strong political
leadership with substantial majorities.
The long-standing dynamics have been
tested by the rise of a one-party majority government centred in the capital.
There has been a recent increase in Article 356 enforcement actions, and it
looks like more instances may follow shortly. This year, the Supreme Court
heard arguments against the use of Article 356 in Arunachal Pradesh for nearly
a month. Other forces may have surpassed any justice that could have been
attained through the legal system. The Supreme Court is most likely not too far
away from the Uttarakhand case either.
Judicial review's guiding concepts
and parameters were established by the Bommai and Rameshwar Prasad instances.
The key question is whether the court will be willing to navigate the political
minefield successfully and quickly enough to influence the political process. To
expand its empire now, a majority administration would be willing to put up
with criticism in the distant future if there isn't a strong court injunction.
Whether the judiciary is ready to support and apply the established doctrine in
the context of the Modi era is the real question. The next several months
should see the answers to these intriguing times come to light.
A few historic instances of the
President's rule where the governor is certain that a state's constitutional
machinery is malfunctioning are covered by Article 356.[7]
The governor must confirm that every treatment option has been exhausted before
sending a report to the President. As such, the court or cases presently under
consideration centre on the state governor's report to invoke Article 356. In
the most recent case, in Shivraj Singh Chauhan[8]
case Under Rule 278 of the Madhya Pradesh Assembly Rules, the speaker approved
the chief minister of Madhya Pradesh's recommendation, which led to the
governor's dismissal of six members of the Cabinet. Given this, the court looks
into and carefully evaluates the Governor's choice to submit a report
recommending that the floor test be conducted under Article 356 and if it makes
sense given the specific circumstances of that case. The rejection and
reporting of the need for Presidential Rule indicates that not enough thought
appears to have been given to alternative solutions to the issue before
adopting Article 356.
In another recent case. E Giri Yadav[9],
the court examines the circumstances that might bring Article 356 into play.
Although this is a long-solved point, it is worth bringing up again to clarify
that Article 356 covers more than only matters about "the Government of
the state is carried on, respecting the terms of this constitution."[10],
however, it can also be used about "internal unrest brought on by an armed
insurrection, not in the event of any other internal unrest The court declares
in Nabam Rebia that "Although the Governor's report is not definitive, its
importance cannot be disputed. Such report may serve as the only and exclusive
foundation for action under Article 356[11].”
The court must continue to operate impartially and by the oath taken, and the
governor is a crucial constitutional figure. With this in mind, the court also
clearly recognises that the report might, under some circumstances, mislead or
sway the President's judgement, which might have disastrous ramifications for
the concept of federation. The report requests, at most, caution and places a
significant deal of dependence on the governor's performance.
Since the authority to declare it has
been abused in the past, the legislature must change Article 356 for the good
of the country. The legitimacy and authority of state governors in India are
unaffected by the proposed modification. According to Dr A.P.J. Abdul Kalam,
"There are various checks and balances with the independence to rise above
the day-to-day politics and override compulsions either arising from the
central system or the state system," as stated in the Punchhi Commission
paper. This quotation was the impetus behind the change.[12]
This is an effort to lessen the quantity of illegal use of the power granted to
Union officials. By extending the current process and placing accountability
for the successful use of Article 356 on the relevant executive Union entities,
the proposed change seeks to obstruct it.
Article 356 has been routinely abused
by the Central Government to usurp state power since independence, which has
led to an ongoing issue with its application. The initial instance was in
Punjab,[13]
where the necessity of imposing the Emergency to address a crisis inside the
same party was established, laying the groundwork for future potential
exploitation of the Article. Between 1951 and 1967, the clause was used just
twelve times; however, in the eight years that followed, it was used sixty-two
times. In 1977, it was collectively put into effect in nine states. In every
instance when it was necessary, the court upheld constitutional supremacy,
acting as its defender and guardian. This was evident in historical cases like
Shamsher Singh[14],
the State of Rajasthan[15],
and S.R. Bommai[16],
wherein the Supreme Court created rules for enforcing Article 356 and explained
the importance of Emergency Provisions about states.
Given the increasing use of emergency
measures throughout the 1970s, the Indian government formed the Sarkaria
Commission in 1983 to examine and evaluate the union government's relationship
with the states. The governor's role and the implementation of emergency
provisions, which outline when Article 356 should take effect, were two of the
key subjects that the commission examined. The administration did not heed the
advice, but the courts are nonetheless considering them. The laws and
precedents set by the courts barely matter unless the actions of the ruling
class are challenged. For example, the governors of Uttarakhand and Arunachal
Pradesh ignored the guidelines outlined in the S.R. Bommai ruling because the
President's rule was implemented in those states without a floor test.
Consequently, the Indian government must implement the Sarkaria Commission's
recommendations and adhere to the precedents set by the courts.
[1] State of Rajasthan v Union of India, AIR 1977 SC 1361
[2] Kihoto
Hollohan v Zachillhu and Ors, 1992 SCR (1) 686
[3] State of
Rajasthan & Ors v Union of India, AIR 1977 SC 1361
[4] INDIA
CONST. art. 356.
[6] Rameshwar Prasad and Ors v Union of India, 2006 2 SCC 1
[7] Government of NCT Delhi v UOI, 2018, MANU/SC/0680/2018
[8] Shivraj Singh Chouhan and Ors. V Speaker Madhya Pradesh Legislative Assembly,
2020
[9] E. Giri Yadav v Union of India and Ors., 2012
[10] The Constitution of India, Article 355
[11] Nabam Rebia and Bamang v Deputy Speaker and Ors., 2016 SCC Online SC 30
[12] Constitutional Governance and the Management of Centre-State Relations’,
Justice Madan Mohan Punchhi, Volume 2, Centre-State Relations Commission
Report, March 2010
[13] 1951
[14] Shamsher Singh v State of Punjab, (1974) 2 SCC 831
[15] State of Rajasthan & Ors v Union of India, AIR 1977 SC 1361
[16] S. R. Bommai and Ors v union of India and Ors, (1994) 3 SCC 1