AN EVALUATION OF PERSON HAVING ORDINARY SKILL IN THE ART IN US PATENT ACT (By-Reshmi Viju)
AN EVALUATION OF PERSON
HAVING ORDINARY SKILL IN THE ART IN US PATENT ACT
Authored By- Reshmi Viju
LLM STUDENT (ONE YEAR LLM)
Inter University Centre For IPR Studies, Cochin
University Of Science And Technology
Abstact
Intellectual Property is an emerging
field of law in India, as we all know that the past few years, we witnessed a
wide variety of inventions and the progress which was achieved by humans with
the help of such inventions. According to the studies and research, the
progress and development of a nation can be traced by the way of the number of
indigenous patents which were filed by their peoples. This means the future of
a nation is in the hand of inventors. When we trace the development and
progress of United States economy, we can trace that the inventions and its
development made them become a strong economy with advanced and finest
technologies in the world.
This is happening only because of the
innovation process and policies which is adopted by the American economy and
especially in the field of their Intellectual Property laws. When we evaluate
the Patent policies and its developments, we can trace their roots of progress.
The way they give protection to a patentable invention and the rules which they
followed during the patent examination process encourages their subjects as
well as foreign companies to invent an invention or useful art and to file a
patent on that invention.
By evaluating the origin of
skill standard followed by the US Patent Law we can trace the meaning and
evolution of hypothetical Person Having Ordinary Skill in the Art.
Introduction
Person having ordinary skill in the
art is a hypothetical person which is widely used to find out the Non
obviousness standard. As per the US Patent Act in order to grand a patent for
an invention that invention should pass the patentability criteria.
Person having ordinary
skill in the art (PHOSITA) is not a legal person but it’s a hypothetical person
which is interpreted by the judiciary by many judicial pronouncements in the
matter of non-obviousness. When we traces the history of the non-obviousness
concept we can observe that PHOSIA is possessing a key role in the
determination of the Concept non obviousness.
The main aim of this
paper is to trace the importance and evolution of the hypothetical concept
PHOSITA.
1.
Evolution Of Person Having Ordinary
Skill In The Art (PHOSITA)
It is well evident that in order to
grant a patent the invention must have to pass the three required standard
fixed by the law. That is
a. Novelty
b. Usefulness
c. Non obviousness[1]
In order to get patent in USAthe
claimed invention should be pass the patentability requirements. Those
requirements are listed above. To
analyze the inventive step the invention should be non-obvious to an ordinary
skilled person or artisan. Here a question arise that who is the person having
ordinary skilled in the art.
To find the answer have to trace the
evolution of obviousness because in USA the person having ordinary skilled in
the art was considered as a hypothetical person. And there is no separate
section which talks about person having ordinary skilled in the art.
When we trace the roots of PHOSITA in
USA we can found its implied presence in late 1851 that is in Hotchkiss
decision. Hotchkiss v. Greenwood considered as the land mark judgement in the
history of patent law. This case pawed the way for the hypothetical person that
is person having ordinary skill in the art.
From the judgement itself we can see
a sentence that is “an ordinary mechanic acquainted with the business”[2]
which means an ordinary mechanic or a mechanic in that relevant filed of
business or the ordinary skilled mechanic in the relevant filed.
The US Patent Act of 1952 is
considered to be the era of changes and interpretations. In this Act the
hypothetical concept Person having ordinary skill in the art (PHOSITA) can be
found. The concept of PHOSITA was considered to evaluate the non-obviousness
standard.
So, in shot we can observe that the
hypothetical concept PHOSITA is impliedly present in the non-obviousness
standard.
Tracing The
Hypothetical Notion; Person Having Ordinary Skill In The Art
It is well known that in order to get
the patent the invention should pass the patentability criteria. Whenever we
analyse about patentability the first ever criteria or step is novelty. In
order to get patent an invention should be new; which means such invention
should be new in all its filed or new in the filed of such invention/ area of
invention.
So, the novelty is considered as the
prime step towards patentability of an invention. So whatsoever was existed in
the public knowledge cannot be patented. Such knowledge will consider as common
general knowledge.
A new change or alteration to an
already existing invention is not eligible for patent; it is patentable only
when such change of alteration brings or boosts its performance and such
performance brings any substantial change in the existing invention, such
invention is patentable even if it passes the patentability criteria.
Substantial change means a mere change of a new invention when if it is
compared to the older one or invention which is already existed. So, the
process behind such invention is entitled to get patentability.
In short “The claimed invention must
possess substantial novelty when compared to what already existed”. This should be considered as a turning point
of the US Patent history ever.
According to US Patent Act of 1790 in
order to grant patent the invention must be
a. Novel
b. Usefulness
Here we can see that there is no
separate condition for non-obviousness.
The non- obviousness concept was within the inner area of novelty.
Tracing The
Concept Phosita Through Non- Obviousness In Patent Act Of 1790 And Patent Act
Of 1793
The Patent Act of 1790 was the first
patent statute which passed by the federal government of USA. According to the
US Patent Act of 1790 the condition for granting patent were; “any useful art,
manufacture, engine, machine, or device or any improvement there on not before
known or used” [3]
“The sole and exclusive right and
liberty of making, constructing using and vending to others to be used”.[4]
This was considered as the subject matter of US Patent Act of 1790.
The primary reason behind the
amendment was the delay and strict examination which followed by the US patent
examination office. So, during that period usefulness was givenmoreinevitable
element for patent eligibility. Here in the word useful art, we can impliedly
see the hidden presence of a skilled artisan in the relevant filed of
invention. The word useful art also contributed a quantity of future
interpretation of non-obviousness.
Later the US Patent Act of 1790 Act was
amended by the congress.
PHOSITA In Us Patent Act Of 1793
After the amendment of US Patent Act
of 1790, the patent law become more compactable and liberal. And the delay in
granting patent was decreased. In Earle v. Sawyer we can trace the roots of
obviousness. This case was considered as the landmark case which was challenges
before the court on the ground if obviousness. In this case Justice Storey held
that “The Act only requires that an invention be new and useful and nothing
more was needed. A useful combination would be patentable if it has not been
produced before”. [5]
The decision by Justice Story was
considered as a landmark and notable judicial pronouncement by the court in the
case of obviousness.
While evaluating the origin of
PHOSITA we can found its roots in the Hotchkiss judicial decision . That’s why
Hotchkiss case was considered as the landmark case which was challenged before
the court on the ground of obviousness. In this case we can trace the primary
establishment of the hypothetical person that is Person having ordinary skill
in the art.
In Hotchkiss v. Greenwood the claim
was regarding by the plaintiff was his invention was an improvement of clay/
porcelain knobs, such as door knobs.
Here the plaintiff filed an action of
infringement against defendants alleging that later infringed the patent of the
plaintiff’s right for new and useful improvement in making door knob and other
knobs of all kinds of clay used in pottery and of porcelain [6].
The issue raised was whether the
plaintiff’s action for “a new and useful improvement in making door and other
knobs of all kind of clay used in pottery” was valid or not?
Here the court held that “for unless
more ingenuity and skill in applying the old ingenuity and skill in applying
the old method of fastening the shank and the knob were required in the
application of it to be clay or porcelain knob that were possessed by an ordinary
mechanic acquired with the business, there was n absence of that degree of
skill and ingenuity which constitute essential elements of every invention.”[7]So
thus the patent was held invalid.
In this judgement the term ordinary
mechanic acquired with the business is a implied term for skilled artisan in
the relevant filed of art that is person having ordinary skill in the relevant
field of invention. Person having ordinary skill in the art can be seen in the
judgement in the word ordinary mechanic. The first form of PHOSITA was found
its place in the aforementioned case in the year 1851.
After the Hotchkiss development the
standard set by the concept on non-obviousness was started transforming. And it
got developed.
In Cuno Engineering Corp. v.
Automotive devices corp.[8]
Justice story held that he agreesthat the use of the well known
thermostatically controlled heating circuit which exemplified by Copeland is
defining a substitution for manually controlled circuit but this is obvious to
a person having ordinary skill in the art. It is also can be developed by a
mechanic who is working in that relevant filed of art or invention.
The court held that in order to get
patent, the invention shouldn’t be a product of flash of creative genius. Here
the court set flash of creative genius principle as a base for granting patent.
And by delivering this judicial pronouncement the skill standard of a PHOSITA
became higher than that of Hotchkiss case. That is in order to get patented the
invention should not be the result of asudden flash of thought i.e., flash of
creative genius.
From the above judgement the
judiciary put PHOSITA at higher level or higher standard by stating the term
flash or creative genius. Here we can observe that the evolution and growth of
person having ordinary skill in the art was shifted from ordinary mechanic to
inventive genius. Person having ordinary skill in the art should not be the
product of flash of creative genius.
With view ofdetermining and granting
patent to an invention more easily and avoid the complexity in the skill
standard of artisan congress took the matter in its own hand and enacted Patent
Act of 1952 32 U.S.C Section 103. That
is “A patent for a claimed invention
may not be obtained, notwithstanding that the claimed invention is not
identically disclosed as set forth in section 102, if the differences
between the claimed invention and the prior art are such that the claimed
invention as a whole would have been obvious before the effective filing date
of the claimed invention to a person having ordinary skill in the art to which
the claimed invention pertains. Patentability shall not be negated by the
manner in which the invention was made”.[9]
Phosita In Graham’s Development
In the
decision of Cuno Engineering, we can see that the concept person having
ordinary skill in the art was fixed at higher standard, there we can trace the
roots of PHOSITA.
Person
having ordinary skill in the art was the first ever showed its presence in the
decision of Graham v. Jhon Deere. Technically speaking Graham’s case was
considered as the first case in all other jurisdictions which mentioned about
the hypothetical person that is person having ordinary skill in the art
(PHOSITA). Judicial decision in Graham’s case were put forward three steps for
finding the non-obviousness standard.
The
court laid down the guidelines to be followed when assessing the
non-obviousness standard and they are as following: -
1.
The scope and content of prior art must be
determined or identified
2.
The differences between the prior art and the
claims at issue are to be ascertained.
3.
Determined whether those differences have been
obvious to a person having ordinary skill in the Art.[10]
The person having ordinary skilled in the art was adopted to asserting
the non-obviousness standard. It is well evident in the final step of grahams
case which technically paved the way for the visible judicial interpretation of
the term PHOSITA to determine the non-obviousness standard. In order to get a
patent for an invention, the previous art in that invention must be determined
by the patent examination office and the difference between prior art and the
present art should be sorted and finally the board will examine that the sorted
differences in the claimed invention is obvious to a person who having ordinary
skill in the relevant area of invention.
The court invalidated the patent because on the ground that if failed
the in the three step test.
And this case was also paved the way for interpreting secondary
considerations for granting patent on the ground of non-obviousness.
Environmental Designs v. Union oil corporation the court laid down six
factors for the determination of skill standard or level of PHOSITA and they
are as follows:
¡ The
educational level of the inventor;
¡ Type of
problems encountered in the art;
¡ Prior
art solutions to those problems;
¡ Rapidly
with which inventions are made;
¡ Sophistication
of the technology
¡ Education
level of active workers in the field[11]
Here the court laid down the above six factors for the identification
person having ordinary skill in the relevant filed of invention. In these
factors the education level of the inventor became conservatory in that period
but it is made clear in the sixth factor; that is the education level of the
inventor means the level of education of an active artisan or inventor in that
relevant area of work or invention was made.
Here we can observe the skill standard of an active worker was evolved
with the education or knowledge level of an inventor in the active filed of
technology.
The skill standard of a person having ordinary skill in the art again
become very high level. In order to get patent to an invention a person skilled
in the art that is active worker should be non-obvious about such invention.
In KSR International Co. V. Teleflex Inc. Teleflex filed a lawsuit
against KSR International, alleging that one of KSR's products violated
Teleflex's patent on linking an adjustable vehicle control pedal to an
electronic throttle control. KSR contended that the combination of the two
parts was evident, and hence the claim was not patentable. The district court
found in favor of KSR, but the Federal Circuit Court of Appeals reversed in
January 2005.
The issue raised on appeal was the Federal Circuit correct in holding
that an invention cannot be held "obvious", and thus unpatentable,
without a finding of some "teaching, suggestion, or motivation" that
would have led a "person of ordinary skill in the art" to the
invention by combining previously-existing ideas?[12]
While evaluating this case the court held that a person of ordinary
skill in the art is also a person of ordinary creativity, not an automaton[13].
And the supreme court also held that Court acknowledged that his description of
a person having ordinary skill in the art (PHOSITA) does not
necessarily conflict with Federal Circuit cases that described a
PHOSITA as having "common sense" and who could find motivation
"implicitly in the prior art. [14]
During the evolution process of the hypothetical person; PHOSITA from
the very beginning it was considered as an ordinary mechanic to inventive genius
then to an ordinary creativity.
In this case the court considers the TSM Test to find the skill standard
of a person having ordinary skill in the art. Here the court took secondary
measures to evaluate the skill standard of a person having ordinary skill in
the art.
In Apotex Inc v. Daiichi sankyo Co. the federal circuit held that the
district court examined the patent for obviousness and determined that a person
with ordinary skill in the art pertaining to the patent would have a medical
degree, experience treating ear infections, some knowledge of the
pharmacological use of antibiotics, and be a pediatrician or general
practitioner[15]
The hypothetical concept PHOSITA was started from ordinary mechanic to
ordinary designer and finally in ordinary researcher. As according to the
situation, the hypothetical person that is PHOSITA is still developing and
interpreted as according to different kinds of technologies.
Conclusion
From
this paper we can observe that person having ordinary skill in the art is a
hypothetical person and which is constantly used in US Patent office during the
patent examination process in order to find the non-obviousness criteria.
While
evaluating those case laws which was decided by the US Judiciary and we can
observe that person having ordinary skill in the art plays a crucial role
during the examination process.
When we
look into the case laws the jurisdictional aspect of PHOSITA is keep moving and
flexible; that means in some judicial pronouncements we can found that PHOSITA
was set in higher standard and in some aspects and new interpretation its keep
moving or its standard is changing.