MAHMOOD FAROOQUI V. STATE OF NCT OF DELHI A Flawed Judgment Deciding The Consent Of Women For Sexual Intercourse ( BY-Nitin Kalson)
Mahmood Farooqui V. State Of Nct Of Delhi
A Flawed Judgment Deciding The
Consent Of Women For Sexual Intercourse
Authored By- Nitin Kalson
I.
Introduction
The Delhi High Court’s decision to overrule the trial court’s conviction of Mahmood Farooqui under Section 376 of IPC,1860
raises different controversial questions, not only about the meaning of consent
and the minimum standard for proving lack of consent in a rape
prosecution but also about the purpose of Criminal Law related to the sexual
offenses and the limits of these laws.
Facts:
Mr. Farooqui had called
the prosecutrixto his home in January 2015, ostensibly so that they could attend a marriage together, joined by Mr. Farooqui's
wife. However, when the prosecutrix arrived at Mr. Farooqui's residence, she
saw Mr. Farooqui drunk and being consoled by a friend. When the prosecutrix's
companion left the residence, the two of them (Mr. Farooqui and the prosecutrix
) "exchanged kisses," and Mr. Farooqui then requested her for oral
sex, which she denied. Despite the rejection, Mr. Farooqui persisted in his
request for oral sex, and he ultimately forced himself on her.
She stayed quiet and feigned an orgasm
because she was afraid of bodily harm if she denied him the favor (this fear
occurred when the recollection of what happened to Nirbhaya when she rejected
the unfortunate act of sexual intercourse passed through her mind). This
horrific crime, however, was cut short when said pal rang the doorstep.
The prosecutrix immediately left the
location, and multiple emails were sent between the prosecutrix, Mr. Farooqui,
and Mr. Farooqui's wife Anusha in the days that followed, in which the
prosecutrix voiced her disgust and indignation at Mr. Farooqui's conduct and
the situation that occurred.
Following this, the prosecutrix filed a
police report, and the matter was heard by an Additional Sessions Judge, with
Mr. Farooqui being found guilty under Section 376 of the Indian Penal Code,
1860. As previously stated, this matter was brought before the High Court as an
appeal against Mr. Mahmood Farooqui's conviction of rape by the Sessions Court.
ISSUES:
1.
Whether
there was consent by the prosecutrix for the sexual intercourse or it was
forced by the defendant on her?
2.
Whether
there was a communication of the consent by the prosecutrix to Defendant?
3.
Whether
the defendant was acting under the mistake?
4.
Whether
the trial court was right to hold that defendant raped the prosecutrix?
JUDGEMENT:
"It continues to remain in
hesitation as to whether quite an event, as has been reported by the
prosecutrix, took place and, if it did, whether it was without the consent/will
of the prosecutrix and, if it was without the consent/will of the prosecutrix,
whether the appellant could decipher the same," wrote a Single Judge of
the High Court in a judgment dated September 25[1].
In today's environment, when parity is
the "talking point" and both men and women are "initiators"
of sexual actions, consent should be a clear and unmistakable "no,"
according to Justice Ashutosh Kumar's ruling. In other words, there is no place
for a weak "no."
The Court, therefore, required three ingredients
to be proved to constitute an offense under Section 375:
1.
“That
the event took place, in that there was the actus reus, i.e., any of the
four actions that are enumerated in subsections (a) to (d) of Section 375 were
committed.
2.
That
any of the circumstances enumerated in Section 375 were present. In the present
case, the circumstance invoked was that there was a ‘lack of consent.
3.
4.
That
there was mens rea, being the specific knowledge of the accused that he
was performing the act without the consent of the prosecutrix, i.e., the
accused could discern that there was lack of consent.” [2]
Critical
Analysis:
This
particular case raises serious issues regarding sexual offenses against the
human body.But the main issue which was discussed all over the case was whether
there was consent or not by the prosecutrix for the sexual intercourse.
For
the last few years, the law of sexual assault and consent has been a grey area
in India. After the brutalNirbhaya gang rape in 2012, there were major criminal
law amendments by the Indian Government which arereferredto as 2013 criminal law amendments.[3]
These were based on a series of recommendations made by the Verma committee.
In
the present case, the incident took place at his house after he had invited the
prosecutrix to accompany him and his wife to a local wedding. When the
prosecutrix arrived, the accused was intoxicated and his wife was not at home.
He forcibly performed oral sex on her. She said she didn’t want to engage in
the oral sex and that as “the appellant tried to pull down her underwear she
kept on pulling it up.” She resisted but was forcefully pinned down, as
soon as it was over, she tried to leave the house. The prosecutrix, in
her email to the accused, is quoted as having said “I told you many times I
didn’t want to. But you did become forceful. I went along because I
did not want things to escalate… I was just afraid that something bad would
happen if I didn’t … it was because of pressure and your force physically on
me.”[4]
Despite this clear evidence, the court acquitted the accused.
This
judgment is erroneous on different legal grounds. Firstly, the
court allowed an alternate plea to be added by the defense which is completely
contradictory to the initial plea. Secondly, the wrong interpretation of
section 375 of IPC by the judge while deciding the case.
Alternate
pleas are allowed and can be added at a later stage.Notably,
the proviso to Order 6 Rule 17 states:
“Provided
that no application for amendment shall be allowed after the trial has
commenced unless the Court concludes that despite due diligence, the party could
not have raised the matter before the commencement of trial.”[5]
The interpretation of the order according to my
view is that the court allows alternate pleas but only those which are
reasonable in nature. The word “reasonable” means here that the plea should not
be destructive of the statement which has been given by the defendant
initially. Thus, alternate pleas are allowed but the pleas which are mutually
destructive of each other arenot allowed in the court. In Naresh Kumar v. Meer Singh,[6] the Supreme court of India
held that the allowed plea by the high court was beyond the liberty that is
provided by order 6 rule 17, therefore, the trial court was right in dismissing
the plea and the high court made a mistake. In Gautam Sarup v. Leela
Jetly[7],
the court held that the defendant is entitled to take an alternative plea during
the trial but such an alternative plea cannotbe destructive of the original
stance.However, in the present case, the plea cannot be allowed because it
falls out of the scope of liberty given by the said order. The alternate plea
clearly shows that it destroys the evidence which was initially provided by the
defendant. Defendant
initially pleaded at the trial court that the act which he is being accused of,
did not take place at all, that is, whatever the allegations are against him
they are completely false. The alternate plea was that the act was consensual.
This does not make any sense. How can one firstly say that there was nothing
and then later admit that there was consensus ad idem. The alternate pleas are
pleaded just to amend or modify the initial statement but here it was used to
destroy the initial evidence. One can either contest the claim of the rival
party or concur with it.[8] No one can do both, in
different petitions.So, it becomes illegal and illogical to allow that kind of plea before the
court.
Secondly, in the present case, the interpretation of section
375 of IPC, after the amendment, by the court is not quite apt at all. The
court’s interpretation was that this section requires to be proved by the
prosecution that not only the prosecutrix consented but the accused was not
mistaken that the prosecutrix had not consented. But, the interpretation of
section 375 in other judgments contradicts this court’s interpretation. For
example,in the case Himachal Pradesh vs. Mango ram[9],
the court held that the accused overpowered the prosecutrix and committeda
sexual act. The court held him guilty for the offense of rape under section 375
of the IPC as the act was against the will or consent of the prosecutrix. The
crux of this section is the lack of consent. It's up to the court whether the
prosecutrix consented or not. But in the present case, the judge argued on the
behalf of accused that he did not know that she was not consenting to the act.
The accused being mistaken to the consent of the prosecutrix is not a defense
to the offense of rape. To prove this perception of the accused the court
relied on section 90 of the IPC, which states the legality of the consent given
under the misconception of a fact or a gesture.
However, in my opinion, this reliance is flawed
because of two reasons: firstly, the section deals only with the
men's rea of the prosecutrix. Secondly, in the legal domain, it
is a principle that if there is a term in a particular section, then the
definition of that particular term should be according to that particular
section only. In the present case, the term “consent” is defined in explanation
2 under section 375, but the judge seemed more focused on the wider definition
of consent under section 90 of the act. There was no need to look at the
definition of consent under section 90 of IPC.
The Consent Debate
Besides the arguments of the defendant
and the prosecutrix, the court depends upon explanation 2 of section 375 of
IPC, 1860.
“Explanation 2.Consent means an unequivocal voluntary agreement when
the woman by words, gestures, or any form of verbal or non-verbal
communication, communicates a willingness to participate in the specific sexual
act”[10]
The court interpreted explanation 2 of
section 375 as “The explanation (2) and the proviso make it very clear that
consent has to be categorical, unequivocal, voluntary and could be given by
words, gestures or any form of verbal or non-verbal communication signifying
willingness to participate in a specific sexual act. By way of precaution, a
proviso has been added to the aforesaid explanation namely that a woman who
does not physically resist an act of rape shall not by that reason only be
regarded as having consented to such sexual activity”[11]
In the present scenario, the court had
completely gone into the literal sense of the section. The court said that
consent for sexual intercourse must be voluntary and unequivocal which can be
given by the words or gestures by the men or women. After the court laid the
point after hearing both parties that the consent was given by the prosecutrix.
According to the justice, the prosecutrix was in love with the defendant and
they engaged in kissing each other several times. Also, they kissed when the
wife of the defendant was at home. The judge reiterated this point and then
asked the prosecution “which victim says I Love You after being raped?”
By all these arguments it's completely evident that the judge was of the view
that a feeble “no” may mean “yes”. Here comes the most controversial topic of
the case whether that feeble “no” whether means yes or no. According to the
case, it is yes. But according to the
circumstances, scholars and feminists that feeble “no” may be a complete
“no”.
In the present case, according to my
analysis, the judge completely relied on two grounds. Firstly, he relied on the
fact that the prosecutrix in one of the emails wrote that “she went along”.
Secondly, the judge said that the prosecutrix in her statement mentioned that
there was a fake orgasm from her side and hence, she didn’t negate it. Thus,
the judge said that it is evident from the facts that there was consent by the
prosecutrix.
In my opinion, both of the
aforementioned grounds are flawed. This is not sufficient in law to constitute an unequivocal expression of
willingness. The proviso in Section 375 explicitly prohibits the Court from
reaching such a conclusion.
The reasoning behind my opinion is that the prosecutrix mentioned that she was
afraid of her safety. She mentioned that the medical officer who examined
Nirbhaya said that she would have survived if she didn’t resist and therefore,
to avoid any physical injury she faked an orgasm. Although the judge agreed
with this particular argument of the prosecutrix yet he went ahead with the
argument of the defendant. This
issue was dealt with in the case of Doyle (2010) by the Court of
Appeal in the UK. The court concluded that the fact that the victim "just
let him get on with it" was held to be no consent as there was a fear of
harm.[12]
The Supreme Court declared in Idan
Singh v. State of Rajasthan[13] (that consent gained
under the effect of dread and fear does not constitute consent. Consent must
always be given voluntarily and with full awareness of what the other party is
proposing. Because it is plain from the facts of this case that the prosecutrix
was afraid of any kind of physical harm to her body, any gesture made by her
cannot be interpreted as consent for sexual intercourse.
The Supreme Court has adopted a wider
interpretation of consent in the case of State of U.P. v. Chhoteylal[14] regarding the claims of
sexual offenses. The Court declared in this decision that "Consent
implies three things: physical power, mental power, and the free and serious
use of those powers, and consent obtained through intimidation, coercion,
planned imposition, circumvention, astonishment, or undue influence should be
viewed as a hallucination and not as a conscious and autonomous mental
act." As previously stated, the prosecutrix was coerced into oral sex by
the
defendant, and she stated that she had no
idea he was so powerful until that day. As a result, it's clear that the
prosecutrix was just deluded and did not consent to the act.
These rulings have established clear
precedence that if a woman submits, it does not imply that she has given her
agreement to the sexual relationship. If simple submitting does not constitute
consent, then Mahmood Farooqui's decision, which gives the girl
the benefit of the doubt due to her surrender, goes completely against previous
judicial interpretations.[15]
Moreover, the prosecutrix claimed that the
defendant kept pulling her underwear down and she kept pulling it up. As the
judge agreed that this certain instance happened, then why not this instance
can be considered as a complete “no”? Also, when the judge asked the lawyer
Vrinda Grover how did prosecutrix negate the act, the lawyer replied that she
said no several times but the judge completely ignored this fact and moved on
with his arguments.
Furthermore, a review of the ruling reveals that the judge
determined this case based on preconceptions and rape myths that are common in
conventional rape adjudication cases. The following stereotypes and behaviors
have been considered relevant during rape law adjudication in India: the survivor's
previous sexual conduct; the accused's relationship with the survivor; whether
she yelled during the mishap; whether she physiologically tried to resist; the
period gap between the event and the filing of the FIR; and whether the
survivor immediately notified her family, friends, or even passers-by. For
example, the judge said that strangers never kiss each other like the
prosecutrix and the accused did and don't drink together, they aren't
permitted to do so.
Let's move to the aspect of proximity or
the relationship between the parties. “Often a woman's appearance and previous
sexual history with the man is used as a substitute for consent, thereby
rendering her actual consent irrelevant.”(MacKinnon-Feminism.)
The importance of previous physical contact between the accused and the
prosecutrix was also examined in the decision, which noted that "The
communication goes on to say that the appellant went too far that night. This
is the case that suggests that there were a few previous meetings that may or
may not have been of such interest. Although there was no such intensity
or passion, there was some physical touch which was accepted", and
further "History of intimacy and the unabashedliking/attraction of the
prosecutrix towards the appellant may have given animpression to the appellant
of consent."[16]
For a long time in the Indian judiciary,
the question of whether there was consent from the women is decided from the
character of the women. The courts used to look whether the character of the
woman shows that she had engaged in sexual intercourse with someone else and if
yes, then, for the concerned act, she consented. But in 84th law commission
report recommended that the character of the victim should be irrelevant for
the question of consent because even a prostitute can be raped. Therefore,
after a long controversy, provision was included in the evidence laws. Section
146 of the Indian evidence act says that during the trial of rape the question
related to the general immoral character of prosecutrix shall not be allowed.
Also, in the case State of Maharashtra vs. Madhukar Narayan[17],the
Supreme Court held that the history of the women should not be taken into
consideration and removed the inspector from his service. Later the provision
of Section53A, which was inserted through the Criminal Law Amendment Act 2013,
more clearly stated regarding the issue related to the consent.[18]
Sec 53A states that “in a prosecution for
an offense under section 354, section 354A, section 354B, section 354C, section
354D, section 376, 2[section 376A, section 376AB, section 376B, section 376C,
section 376D, section 376DA, section 376DB] or section 376E of the Indian Penal
Code (45 of 1860) or attempt to commit any such offense, where the question of
consent is in issue, evidence of the character of the victim or such person's
previous sexual experience with any person shall not be relevant on the issue
of such consent or the quality of consent.”[19]
In-State of U.P.v. PappuYunus&Anr.[20] the Supreme Court of
India held that the past sexual intercourse with men will not be a ground for
the acquittal in the rape case. I argue, there is an indication by thecourt
that in such cases the ingredients of the resistance should come back to
prove the non-consent of the woman.[21]Thus, it is evident from
the statues that the previous character of the girl should not be considered at
the time of answering the question of consent. But in the present case, the
judge completely ignored these statutes and provided a fallacious judgment on
these unlawful grounds. This judgment is a mirror of the status of sexual
offenses cases where we can see that it becomes very difficult for the judges
to provide a rational judgment and thus, the victim suffers a lot.
It is completely an irrational thing that
the court presumes that a woman has consented to have sexual intercourse if she
had previously engaged in any kind of sexual activity with a particular man. In
my opinion, any kind of resistance by the women before sexual intercourse
should be considered as a “no”. If this becomes a statute, these kinds of cases
will be reduced.
CONCLUSION
To summarize, the Court erred in
implementing codified law to a complex case situation. While Section 375
considers consent being determined from the perspective of the woman, the Court
erred in relying on Section 90 and placing an undue emphasis on what had been
conveyed to the defendant, thereby relying on patrilineal beliefs and
perceptions to evaluate whether the prosecutrix's modesty had been violated. It
also misjudged the existence of consent by relying solely on a performing
account and utterly disregarding mens rea.
The Court failed to acknowledge that static
subservience is not morally equivalent to constructive consent, putting an
outsized burden on women to express her lack of willingness, unequivocally and
not-feebly, while disregarding that the man is obliged to make a reasonable
attempt to decode consent by observing that a feeble 'no' may mean a 'yes',
especially in 'acts of passion' between people who know each other. Finally,
the Court reinforced traditional patriarchal concepts of true rape and
traumatized victims by rejecting to recognize that 'borderline' situations that
deprive women of their autonomy, dignity, and control over their sexual
identity may entail rape under Section 375.
[1]Mahmood
Farooqui vs. State (Govt. of NCT of Delhi), 2018 Cri LJ 3457, Delhi HC.
[2]
Rupali Samuel, The Acquittal in Mahmood Farooqui case, BAR & BENCH
(March 2, 2022, 10:55 AM), https://www.barandbench.com/columns/acquittal-mahmood-farooqui-case.
[3]Severyna
Magill, “Farooqui v State Government of Delhi: Confusing Consent” (OxHRH Blog,
22November, 2017) https://ohrh.law.ox.ac.uk/farooqui-v-state-government-of-delhi-confusing-consent/
[4]Id.
at 1.
[5]
Indian Evidence Act, 1872, Order 6 Rule 17, No. 1, Acts of Parliament, 1872
(India).
[7]Gautam Sarup v.
Leela jetly, 2008 7 SCC 85.
[8]Raghav
Pandey, The Judgment in Mahmood Farooqui case, BAR & BENCH (September
28, 2017), https://www.firstpost.com/india/delhi-hcs-verdict-in-mahmood-farooqui-rape-case-is-travesty-of-justice-hopefully-supreme-court-will-overrule-order-4090613.html
)
[9]Himachal Pradesh vs. Mango
ram(2000).
[10]Explanation
2, § 375, Indian
Penal Code, 1860.
[11]Chaganti,
Shishir, Feminist Re-Writing of Mahmood Farooqui v. State (NCT of Delhi) (April
6, 2020). Available at SSRN: https://ssrn.com/abstract=3569593 or http://dx.doi.org/10.2139/ssrn.3569593.
[12]Chaganti,
Shishir, Feminist Re-Writing of Mahmood Farooqui v. State (NCT of Delhi) (April
6, 2020)https://www.dailyo.in/politics/mahmood-farooqui-case-consent-sexual-assault-orgasm-supreme-court/story/1/21891.html
[14]State of U.P.
v. Chhoteylal, Crl. A. No.-000769-000769 / 2006 (Supreme Court, 14/1/2011).
[15]Anant
Prakash Narayan, Delhi High Court's Judgment of Mahmood Farooqui v. State
(Govtof NCT of Delhi) and Debate of Consent in the Rape Cases: An Analysis, 12
NUALS L.J.156 (2018).
[17]State of Maharashtra vs. Madhukar Narayan (1990).
[18] Id. at 13.
[19]Indian EvidenceAct, 1872, § 53A, No. 1, Acts of
Parliament, 1872 (India).
[20]State of U.P.v.
PappuYunus&Anr., AIR 2005 SC 1248.
[21]Id.
at 15.